1517 Sebi Jobs - Page 17

Role & responsibilities Domain Expertise: Candidates should possess hands-on experience in working with IPOs, open offers, buybacks, delisting, and other capital market activities regulated by SEBI. SEBI-Registered Practice: It is essential that candidates are familiar with SEBI regulations and have previously worked in a SEBI-compliant environment. Professional Experience: We are specifically looking for professionals who have a minimum of 3 years and up to 5 years of experience in IPO/advisory roles within the capital markets. Preferred candidate profile Professional Experience: We are specifically looking for professionals who have a minimum of 3 years and up to 5 years of experience in I...

We are looking for a motivated and detail-oriented Executive to join our DP (Depository Participant) Operations team. The ideal candidate will be responsible for handling client modifications and ensuring compliance with KYC requirements. Key Responsibilities: Processing and verification of KYCs for Account opening and modifications Process new client account opening requests Process client requests for modifications to their accounts, including changes in personal information, bank details, and nomination updates. Verify and validate the accuracy of client-provided information and documentation. Processing of KYC submitted for Reactivation of Suspended accounts Maintain a record of all clie...

Assisting for compliance with Companies Act, 2013, SEBI (LODR) Regulations / Insider Trading / Takeover Code / ICDR, filing of Disclosures, documents, returns and forms with Stock Exchanges, ROC, RBI, etc. and Debenture Trustee compliances Assisting for Board and Committee Meetings related activities: Notice, Agenda and Minutes of meetings Agenda items / notes and resolutions Summary of minutes Uploading documents on Meeting management application Actions / Follow-ups Updation of Actionable Items Reports Follow-ups with stakeholders for implementation / reporting of actionable items Assisting for Shareholder Meetings / Postal Ballot process Investor Servicing Attending to Grievance Redressal...

• Experience in cloud/platform architecture, infrastructure engineering, or cloud-native product development. • Deep knowledge of Kubernetes and PaaS orchestration (e.g., Cluster API, Argo CD). • Proven experience in designing and implementing cloud-native services (DBaaS, FaaS, object storage) across bare-metal and virtualized stacks (VMware, KVM, Nutanix). • Strong hands-on with Terraform, Ansible, Helm, service mesh (Istio/Linkerd), and container security. • Understanding of cloud compliance frameworks like SEBI, RBI, ISO 27001, SOC 2 especially relevant for BFSI.

Job Summary: We are seeking a highly skilled and experienced Compliance professional to join our team. The ideal candidate will have a strong background in compliance, with a particular focus on RBI compliances for Non-Banking Financial Companies (NBFCs). The role also involves managing compliance related to the Ministry of Corporate Affairs (MCA), the Companies Act, SEBI various statutory regulations, and compliances associated with equity and debt raises. Key Responsibilities: Oversee and ensure compliance with RBI regulations specific to the NBFCs. Manage and monitor compliance with the Ministry of Corporate Affairs (MCA) and the Companies Act. Handle various statutory compliances, ensuri...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank About the Role Corportate Salary Manager ( CSM - Service) are a part of the Banks front line sales Team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities They are responsible to get the BDEs productivity on accounts, for selling products and services to the empl...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank About the Role Asset Desk Managers (ADM) are responsible for driving the Cross Sell (assets) business of the bank by exploring business opportunities from existing customers of the Bank ADMs are situated in branches and are responsible for selling asset products and services to customers based on their needs They are responsible for handling querie...

Job Description : Job Title Assistant Manager - Company Secretary About the Function: We re legal experts, understanding the complex laws that surround our business and our much-loved brands. Our Legal team are responsible for a range of legal challenges, from Corporate and Intellectual Property to Merger & Acquisitions and Compliance. We re always seeking new and creative ways to take on the evolving challenges that today s commercial world presents. Our talented colleagues around the world are not just outstanding lawyers but also brilliant communicators and advisors. Whatever your skill as a lawyer, your distinct and valuable perspective will be celebrated and nurtured in our inclusive cu...

As a Consultant you'll participate in many aspects of the software development lifecycle, such as design, code implementation, testing, and support. You will create software that enables your clients' hybrid-cloud and AI journeys. Your primary responsibilities include Comprehensive Feature Development and Issue Resolution, Stakeholder Collaboration and Issue Resolution and Continuous Learning and Technology Integration Required education Bachelor's Degree Preferred education Master's Degree Required technical and professional expertise Should have minimum 3 or more years of relevant experience in FDI Should have good knowledge of integrating with Web Services, XML (Extensible Markup Language...

Role & responsibilities Ensure compliance with all applicable provisions of the Companies Act, 2013, Foreign Exchange Management Act (FEMA), Securities and Exchange Board of India Act and rules and regulations framed thereunder. Coordinating for the meetings of the Board and Committees thereof. Planning agenda of the meetings keeping in view the statutory, regulatory and business requirements; drafting notice and agenda of the meetings and minutes of the meetings. Preparing and filing of various Forms and Returns with the Registrar of Companies and Reserve Bank of India. Coordination with Depositories. Ensure compliance of demat of shares and debentures. Experience in handling directors-rela...

SAIL-SCL Kerala is looking for Company Secretary to join our dynamic team and embark on a rewarding career journey To be a designated Company secretary for Group Companies at Vidyavihar (West) officeHandle documentation with high-level of confidentiality To Manage the secretarial aspects of Board Meetings, AGMs, and other corporate activities including preparation, review and distribution of Notice, Agenda Items, Minutes of the meetings, Board Resolutions, and any other documents as applicable To ensure and vet the contracts and other documents of the company keeping company interest ahead Compliance and advisory work relating to Companies Act, ROC and other Secretarial Compliance To maintai...

Experience- Securities or any Demat A opening sales experience or any Stock market strong knowledge experience can apply ( 6 month to 1 year above ) - Should have strong knowledge in SEBI , Nifty 50 , Sensex , NSE , BSE , Intraday & Trading

Finance & Account of listed Co ,Taxation ,Audit, , Bank Liaising for Term loan, Treasury & Banking ,Financial Planning , IND AS, Project Management , Plant Commercial & Operations , Investments , Liaising with SEBI, IT departments ,NCLT Matters etc. Required Candidate profile Person should be a CA can handling finance , Bank Liaising for Term loan, Treasury & Banking ,Financial Planning , IND AS, Project Management ,Investments , Liaising with SEBI ,NCLT Matters etc.

As a Core M&A Tax professional, your role involves performing research and analysis of transaction tax related laws, including domestic and international tax, corporate laws, SEBI, FEMA, Competition Act, and stamp duty laws. This research will be applied to inbound and outbound deals, corporate reorganizations, securities market aspects, and more. Your key responsibilities will include: - Conducting research on tax theory and positions to address specific client needs - Preparing deliverables in various formats such as Word, PowerPoint, Excel, or email based on research implications - Performing direct tax diligence by examining past tax issues, records, compliance of targets, and documentin...

Were Hiring! for Gurgaon for one of the leading investment firm Role: Manager – Finance, Accounts & Taxes Experience: 6-10 years Location: Gurgaon (Work from Office | 5 Days a Week) Are you a finance professional with a strong grasp of accounts, compliance, taxation, and treasury management? We’re looking for someone who can independently manage financial operations for our Indian entity — with the support of external vendors. Key Responsibilities: Manage accounts, billing, audits, invoices, salary processing, taxes & banking Oversee compliance, board resolutions & audits Coordinate with vendors for POEM, Transfer Pricing matters (a plus!) Exposure to AIF Category III funds is highly desirab...

Position : Company Secretary Experience : 6 to 15 Years Location : Coimbatore Qualification : ACS / CS Qualified / ICSI CTC: Negotiable for right candidates Responsibilities: Regulatory Compliance (SEBI & ROC): Ensure timely compliance with SEBI regulations, Companies Act, and other applicable statutory requirements for a Public Limited Company. Board & Committee Meetings: Organize and coordinate Board Meetings, AGM, EGM, and Committee meetings including drafting agendas, notices, minutes, and resolutions. Statutory Audits & Filings: Coordinate with statutory auditors, internal auditors, and regulators for audits, annual returns, and secretarial filings. Corporate Governance: Maintain high s...

Currently we are hiring Compliance Manager for NBFC Industry. Role: Compliance Manager Location: Mumbai Lower Parel Industry: Banking / Financial Services Job Summary: We are looking for an experienced Compliance and Risk Management professional to oversee regulatory adherence and internal control frameworks across business functions. The ideal candidate will be well-versed in RBI, SEBI, and other regulatory requirements, and bring strong leadership in driving compliance strategy, testing, reporting, and policy development in a financial services setting. Key Responsibilities: 1. Compliance Testing & Risk Oversight Lead risk-based compliance testing to evaluate the effectiveness of internal ...

The candidate should have expertise in various Departments can provide advisory services to the client . Secretarial Audit / SEBI / LODR Merger & Acquition / Liquidation Board Meetings / FEMA / ROC Required Candidate profile Qualified CS fresher / exp with strong understanding of process and compliances and ready for greater exposure in PCS firm need apply.

IPO Execution Prepare financial documentation and coordinate with stakeholders including SEBI. .Lead IPO process from start to finish, ensuring compliance with SEBI regulations. Prepare financial strategies and manage IPO funding. Food allowance

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank About the Role Corportate Salary Manager ( CSM - Service) are a part of the Banks front line sales Team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities They are responsible to get the BDEs productivity on accounts, for selling products and services to the empl...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank About the Role Corportate Salary Manager ( CSM - Service) are a part of the Banks front line sales Team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities They are responsible to get the BDEs productivity on accounts, for selling products and services to the empl...

Role & responsibilities 1) To convene board/general/committee meetings & ensure that they conform to board / committee charters & regulations. 2) To draft notices, agenda & minutes & follow up on the implementation of resolutions decided in the meetings. 3) To update the statutory registers; minutes binder and statutory folders. 4) To liaise with regulatory bodies like registrar of companies, company law board & government agencies (RBI) for statutory compliances & other secretarial work. 5) To assist the other team(s) in audit stage. 6) To co-ordinate HQ in the matter of corporate governance and reporting of the same 7) To take care of compliance(s) relating to the listing of Commercial pap...

Job Description: We are looking for a seasoned Company Secretary with 810 years of experience to independently manage all secretarial and compliance responsibilities. This is a hands-on individual contributor role suited for someone who can operate with minimal supervision and take full ownership of governance, regulatory, and board-related activities. Prior experience in the financial services sector is strongly preferred. Key Responsibilities: Ensure full compliance with the Companies Act, SEBI, RBI, and other statutory and regulatory frameworks. Independently manage Board and Committee meetings, including scheduling, drafting agendas, preparing minutes, and tracking action items. Maintain...

Candidates are requested to share their resumes to kritika.chauhan@taggd.in Job Description: 1. Formulate and execute a compliance program including mechanisms to track regulatory risks and policy compliance to provide pro-active Regulatory and Statutory Compliance support to the business 2. Lead the regulatory examinations/inspections/audits by regulatory bodies 3. Identify emerging Compliance trends, including related regulatory and policy issues that may impact the business 4. Sustain the Compliance Operating Model/program for the business by ensuring timely reporting of metrics to internal committees 5.Monitor functional compliance of all functions within the business & timely closure of...

We are hiring a full-time Company Secretary (CS) or CS Intern at our consultancy firm in Malad East. The role involves managing ROC/MCA filings, secretarial compliance, SEBI/FEMA matters, corporate governance, drafting contracts, and advisory support . The candidate should have strong analytical, communication, and client management skills with the ability to handle multiple assignments independently.