1511 Sebi Jobs - Page 12

Role & responsibilities About the Role We are seeking a committed and experienced professional to join our team as Company Secretary . This role is critical in supporting the Company Secretary & Chief Compliance Officer in ensuring strong corporate governance, adherence to statutory requirements, and robust compliance practices. The incumbent will play a pivotal role in managing the compliance framework of a debt-listed NBFC , ensuring timely and accurate regulatory submissions, and strengthening stakeholder confidence. Key Responsibilities/Job Description Board & Committee Matters Support in convening and conducting meetings of the Board of Directors, Committees, and Shareholders. Prepare a...

Job Title: Company Secretary (CS) Listed Company Compliance & Governance Location: Mumbai Experience: 9+ Years Industry: NBFC Qualification: Qualified Company Secretary (ICSI Member) LLB (Preferred) Key Responsibilities: 1. Board & Shareholder Governance Organize, convene, and participate in Board and Committee meetings (Audit, NRC, Risk, CSR, IT Strategy, etc.). Draft and maintain minutes, resolutions, notices, and agendas in compliance with applicable Secretarial Standards. Collaborate with the Chairperson and Directors to ensure effective corporate governance and decision-making. Manage shareholder communications, including AGMs, EGMs, and postal ballots. Coordinate with Registrar & Share...

Job Description Company Secretary (CS) Company: SHM Group Location: Mumbai (Chembur) 1. Role Overview The Company Secretary will serve as the key governance professional for SHM Group, ensuring full compliance with all statutory and regulatory requirements under the Companies Act and other applicable laws. The role involves providing strategic advice to the Board on governance, legal, and regulatory issues while establishing robust secretarial systems across all group entities in India and abroad. The ideal candidate will drive a culture of compliance, transparency, and corporate integrity while supporting the Groups growth across domestic and international markets. 2 . Key Responsibilities ...

Hiring a Company Secretary for Electronic City Phase 2 Job Profile : 1. Board & General Meetings Management: • Organize, schedule, and facilitate Board Meetings, General Meetings, and Committee Meetings. • Prepare agendas, draft minutes, resolutions, and maintain meeting records. • Ensure compliance with Companies Act, SEBI, and other regulatory guidelines. 2. Regulatory & Statutory Compliance: • Ensure timely filing of resolutions, notices, and statutory forms with regulatory bodies. • Manage filings and reporting with the Ministry of Corporate Affairs (MCA), Registrar of Companies (ROC), Reserve Bank of India (RBI), and other authorities. • Maintain statutory registers, records, and compli...

Role & responsibilities: • Preparation of Agenda for the Board/Committee meetings in consultation with the MD & CEO and CFO/CCO. Conducting the Board/Committee meetings and General Meetings. Preparation of minutes of Board/Committees and General Meetings. Communicate the decisions of the Board to the Functional Heads and provide them with necessary documentary assistance for implementation of the decisions. Providing all the necessary information (including regulatory updates) to the Board of Directors on time to time. • Coordination with the regulators (Registrar of Companies, Reserve Bank of India and SEBI). Maintaining/Updating Statutory registers and records as prescribed under Companies...

Role Overview: As a Regulatory Compliance Specialist, you will be responsible for ensuring adherence to all regulatory requirements in the financial services industry. Your role will involve interpreting regulatory guidelines, preparing reports, and collaborating with different departments for comprehensive compliance management. Key Responsibilities: - Maintain strict control over the Organizational Data Repository related to Regulatory Compliance for the preparation of regulatory reports, dashboards, and presentations. - Interpret regulatory circulars and guidelines, assisting the Compliance Officer in conducting gap analysis and ensuring the implementation of new regulatory guidelines. - ...

Role : Company Sectorial & Compliance Officer Qualification : LLB,CS Experience : 4 to 8 Years Location : Andheri East Job Description : we are seeking a qualified and experienced Company Secretarial & Compliance Officer to lead our corporate compliance and secretarial function at the Mumbai office. Given the current listing suspension, we require someone with strong regulatory experience and active engagement with SEBI, NSE, and BSE. The ideal candidate will have over 4 years of listed company experience, with current employment in a listed entity, and be capable of managing high-stakes corporate compliance and governance processes. Key Responsibilities: Corporate Compliance & Regulatory Af...

The incumbent will be responsible for all the secretarial compliances under the company law a) Requiring day to day compliance under the companies act 2013. b) Maintaining all the statutory registers under Companies Act. c) Preparation of the Board Meeting Agenda, Notice and Minutes. d) Annual Secretarial Compliances including Board Report preparation and filings including MGT 7, AOC 4 etc. e) Preparing the capital call for the purpose of capital issuance along with allotment of the same and compliance to various terms of the issue f) Review and execute various documents like Debenture Trustee Deed, Share Pledge arrangements etc. g) Execute end to end functions for various secretarial compli...

You will be joining KPMG in India, a professional services firm affiliated with KPMG International Limited. Established in August 1993, KPMG has a presence in various cities across India. The firm offers services to both national and international clients, focusing on providing rapid, performance-based, industry-focused, and technology-enabled solutions. As a finance advisory professional at KPMG, you will be required to possess the following skills: - Sound technical knowledge and practical experience of Indian GAAP, Ind AS, US GAAP, and/or IFRS - Practical knowledge of the finance function and financial reporting process - Understanding of financial reporting compliance from a regulatory p...

Dear Applicant, Hiring for KRA Operations & Compliance (SEBI Guidelines) - Manager / Senior Manager Location - Ahmedabad, GIFT City General Shift Notice - upto 2month Domain - Compliance & KYC Registration Agency Role - Senior Manager - Minimum - 10+years of exp in KRA , IFSC, SEBI (Compliance) - Domestic exp only ctc upto - 25lpa Manager - Minimum - 7+years of exp in KRA , IFSC, SEBI (Compliance) - Domestic exp only ctc upto - 15lpa Key Responsibilities: Act as the designated Principal Officer as per IFSCA and KRA regulatory framework. Ensure overall compliance with IFSCA regulations, KYC norms, and data privacy standards. Supervise end-to-end KRA operations, including onboarding, data vali...

Listed mobile gaming co. is keen to hire a qualified CA with 5+ years of exp, who will look into financial operations like Budgeting, Forecasting, MIS reports, leading the finance team for timely closure of all the fillings and due diligence. Required Candidate profile -5+ yrs post qualification in IND AS, tax & compliance (SEBI, ROC, RBI) -Exp in MIS reports, cash flow management, audit, financial due diligence and investor reporting -Prof. in ERP, SAP or similar

Ensuring the company complies with relevant laws, regulations, and corporate governance best practices. Liaising with external regulators, advisors, and shareholders, and building strong relationships with key stakeholders. Required Candidate profile Providing secretarial support to the board, managing correspondence, preparing reports, and ensuring effective communication Providing legal, financial, and strategic advice to the board and team

KOLKATA-AUTOMOBILE INDUSTRY-30-35K MUMBAIQualified: CS Executive only apply.Thorough knowledge of Companies Act, 2013,Knowledge of SEBI(ICDR) , SEBI (LODR) regulations.Assist in drafting of draft red herring prospectus with respect to ipo Required Candidate profile Assist in merchant banking activities,reviewing contracts, agreements, policies,resolution regulatory regulations.Statutory due diligence of clients proposed to come up with initial public offer

Audits of compliance with the SEBI AIF Regulations. Internal controls and risk management processes. comprehensive audits of investment banking activities, including underwriting and advisory services. Identify any gaps or weaknesses in controls Required Candidate profile CA with 1+ years of post qualification experience in PMS Audits

About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). 1. To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. 2. Proactively analyze the impacts, allocate actions to business owners, and provide guidance on implementation. 3. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & operating effe...

Role Overview: You will be responsible for drafting, reviewing, and negotiating a wide range of commercial contracts including vendor, supply, and sales agreements, NDAs, licensing, distribution, employment, and cross-border service agreements. Additionally, you will provide legal advice and risk assessments to senior leadership on strategic transactions, compliance issues, and entity structuring. Your role will involve maintaining and overseeing legal documentation and corporate records across jurisdictions, especially in India and the U.S. Furthermore, you will support corporate governance processes, monitor legal developments, collaborate with various departments, manage the contract life...

Job Description About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada. KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-e...

Job Description About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada. KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-e...

- Responsible for statutory compliance under the Companies Act - Managing Board/Committee meetings - maintaining statutory registers & MCA/ROC filings - Supporting audits and corporate actions. Required Candidate profile - ICSI Associate - Min 7–10 years experience in listed/unlisted firms - Strong drafting & stakeholder management & confidentiality skills.

Job Title: Company Secretary Department: Legal & Compliance Location: Hyderabad Position Overview: The Company Secretary will play a critical role in ensuring the organizations compliance with statutory and regulatory requirements. This position is responsible for maintaining high standards of corporate governance, managing board processes, handling legal documentation, and acting as a bridge between the management, the Board, and regulatory authorities. Key Responsibilities: 1. Statutory Compliance & Governance Ensure full compliance with the Companies Act, 2013 and other applicable corporate laws. Maintain all statutory registers, records , and ensure timely filings with MCA/ROC . Draft, r...

Key Responsibilities Statutory Compliance & Governance Ensure compliance with the Companies Act, 2013 and other applicable laws. Maintain statutory registers, records, and filings with MCA/ROC. Draft, review, and file necessary returns, resolutions, and other statutory documents. Board & Committee Meetings Organize Board Meetings, Annual General Meetings (AGM), and Extraordinary General Meetings (EGM). Prepare agendas, notices, minutes, and resolutions for the Board and Committees. Ensure all decisions are properly recorded and implemented. Legal & Contract Management Assist in drafting, vetting, and reviewing contracts, agreements, and MoUs related to construction projects. Coordinate with ...

About the Role: To hire a seasoned Company Secretary with extensive experience in IPO preparedness and compliance for a company poised to undergo an Initial Public Offering. The candidate will be instrumental in navigating the complex regulatory requirements and ensuring the company compliance with corporate statutory and regulatory obligations. Key Responsibilities: General Corporate Secretary Responsibilities: Organize, schedule, and manage board meetings and shareholder meetings, ensuring compliance with legal and statutory requirements. Maintain company records, including minutes of board meetings and resolutions, and ensure timely filings with regulatory authorities. Handle corporate ac...

Key Responsibilities Lead daily accounting operations for assigned funds, ensuring all investment transactions (purchases, sales, transfers, corporate actions, etc.) are accurately recorded. Perform daily cash, position, and transaction reconciliations with custodians, brokers, and fund managers. Compute and validate daily / periodic Net Asset Value (NAV) of funds, ensuring accuracy and compliance with SLAs. Manage expense accruals, fee calculations (management fees, performance fees), income recognition, and provisioning for other charges. Oversee the handling of corporate actions (dividends, bonus, splits, mergers, etc.) and ensure accurate posting. Review fund-level and investor-level rep...

About the Job : Responsible for ensuring compliance with SEBI (Alternative Investment Funds) regulations, and other applicable laws/ regulatory requirements for category II AIFs. The role involves monitoring funds operations, investor reporting, regulatory filings, and providing guidance to business teams on compliance matters Key Responsibilities Compliance with all regulations pertaining to category II AIF at SEBI, in relation to investment and reporting from time to time to SEBI. Quarterly/ time to time reporting keep the record for audit. Documentation and compliances of investee companies/investors and keeping the record and compliance with investor and investee agreement of AIF CAT II....

1. Stock Exchange Compliances - Ensure timely preparation, filing, and monitoring of quarterly, annual, periodic, and event-based compliances with the stock exchange for the listed entity. - Assist in drafting and finalizing the agenda and documentation for Board and Committee Meetings. - Maintain records in line with SEBI (LODR) Regulations and other applicable listing requirements. 2. Legal and Regulatory Updates - Track, interpret, and circulate amendments in Company Law, SEBI Regulations, FEMA, and other relevant statutes. - Proactively inform the management and compliance team about critical regulatory changes. 3. Corporate Compliances for Group Companies - Handle ROC and corporate secr...