1517 Sebi Jobs - Page 19

Transaction Tax - experience between 2 to 5 years Should have knowledge of Income tax provisions, treaty interpretation, corporate laws, foreign exchange laws Additionally, should have basic understanding of RBI/SEBI regulations Should have worked on Tax due diligence, transaction structuring, internal reorganisations, indirect transfers, entry / exit strategies, inbound/outbound investment

Job Summary: We are seeking a diligent and detail-oriented Legal Professional to join our legal team in a non-litigation role . The primary focus will be on handling legal agreements, contract management, vendor negotiations, and ensuring regulatory complianceespecially in line with SEBIs outsourcing policies and other applicable regulatory frameworks. Key Responsibilities: Contract Drafting & Negotiation: Draft, review, vet, and negotiate a wide range of commercial agreements including vendor contracts, service agreements, NDAs, technology contracts, SaaS Agreements etc. Collaborate with internal stakeholders and external vendors to finalize agreements protecting the companys interests. Str...

Position Purpose The key objective of this role is to ensure that processes across IT operate securely. The remit extends across all aspects of IT security (i.e. policies and procedures, authorization and administration of accesses, networks and firewalls, servers and workstations, operation systems, databases and applications), wherever applicable and covers all IT teams and usage of the IT platform by other departments. Another key objective is to ensure that IT maintains an appropriate level of security in compliance with company policy and requirements from regulatory & market authorities and in accordance with recommendations from General Inspection, Compliance, Internal Audit and Exter...

The Role: We are looking for a qualified member of the Institute of Company Secretaries of India (ICSI), with a minimum of 18-20 years of experience for the position of Company Secretary of the of our client's legal entity, to lead the Corporate Secretarial team of Global Delivery Network [GDN] Legal Group. Reporting will be to the Managing Director, Legal. Roles & Responsibilities: This role is broad and involves leading the corporate law compliance, mergers and other corporate actions, FEMA compliance and others, including, but not limited to the following. Strong and thorough knowledge of Company Law including CSR Sound knowledge of FEMA related to foreign remittances, ODI and FLA complia...

Providing tax & regulatory advise on M&A transaction and re-structuring. Good working knowledge of Corporate tax regulations relating to M&A, Exchange Control Regulations, SEBI Regulations, stamp duty regulations Keep up-to-date on developments in tax and regulatory space - FEMA, SEBI, Corporate Laws, etc. Providing M&A tax advisory services and PE tax strategies Lead multiple complex tax engagements, planning and day-to-day delivery. Build & nurture an effective working relationship with internal & external stakeholders, including tax authorities Excellent understanding of the nuances of an engagement life cycle required. Expectation of the role is to manage chargeability, recovery and util...

About Bharat Banking: Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role: The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities: Ac...

About us: Pay Point India Network Pvt. Ltd. is among the reputed names in the business of Financial Inclusion, Financial Services and Retail services. We are business correspondent for State Bank of India supporting 4500+ SBI Customer Service Points. Pay Point India, the company established in 2006 has now 120+ service providers and a retail network of 83000+ retailers offering consumers a quick and easy, single stop access to financial services such as AEPS & remittance/money transfer and a wide array of fast-moving consumer service, like Utility bill payments, DTH/mobile recharges, Travel booking, Pan card services, Insurance etc. Company Website: www.paypointindia.com Role & Responsibilit...

Job Responsibilities Compliance with provisions of Company Law, other corporate laws. Preparing notices, agendas, minutes, and other documents with respect to all the Board and General Meetings. Preparation of all statutory registers, forms, certificates etc. as required under various Acts and regulations. Filing of returns, applications, documents, notices etc. with the Registrar of Companies. Dealing with Auditors of the Company during the finalization of Accounts, provide statutory registers for audit and resolve the queries raised during the audit. Conduct Annual General Board Meeting, Audit Committee Meeting, Nomination and Remuneration Committee Meeting and shareholders meeting of list...

We are seeking a highly motivated and detail-oriented individual to join our Proprietary Risk Management Team. The ideal candidate should have a strong understanding of financial markets and demonstrate critical thinking skills to quickly grasp new concepts, assess complex situations, and develop effective solutions. Proven experience in risk management, particularly within a proprietary trading environment, is strongly preferred. Job Location: Goregaon, Mumbai (Preference for candidates from the Western Line) Notice Period: Maximum 1 month Key Responsibilities 1. Risk Operations Management • Oversee complete risk operations, including setting, increasing, or decreasing exposure and other tr...

Managing of Share records, liaising, Secretarial work related experience. Coordinate with Registrar and Share transfer statutory returns filing, Ministry of Corporate Affairs. Listing SEBI Compliance Preparatory work for the Pre & Post AGM Annual bonus

Managing secretarial activities such as holding Board and Committee Meetings, preparing agenda and minutes, Board presentation and liasoning with business team, shareholders, directors and regulators. Undertaking various corporate restricting activities like Buyback, Bonus shares, ESOP schemes, etc. Preparation of Notice of Annual General Meeting and Extraordinary General Meeting, Board Report, Corporate Governance Report, Business Responsibility Report, Report on ESG, etc. Ensuring pre & post compliance with respect to issuance of listed Non-Convertible Debentures (NCD”) – Public issue /Private placement and also ensuring compliance relating to issuance of listed commercial papers, etc. Coo...

Education / professional qualifications Holds a bachelor's degree in law or other similar degree or equivalent related paralegal qualification. 6 to 8 years in Corporate, Company or Fiscal law Background experience Conversant with corporate secretarial practices, especially in the areas of Funds and Special-Purpose Vehicles Private equity / real estate markets experience; knowledge of different Fund structures and vehicles. Technical Actual work experience in the board governance and corporate secretarial functions, including preparation of board materials, attending/leading board meetings, acting as company secretary, drafting of complex minutes, filings with regulatory bodies, etc. Compute...

Role & responsibilities Day-to-day accounting of expenses, revenues, receipts and payment processing Preparation of financial statement Participate in Income tax and TDS compliance Working for various SEBI compliances applicable to AIF Liaising with auditors for financial closure Will perform fund activities like capital calls, distribution, etc. Have to work on Investran Preferred candidate profile Minimum 2 years of working experience in AIF/Private Equity fund accounting Knowledge of Income tax and TDS compliance Knowledge of various SEBI compliances applicable for AIF Liaising with auditors for financial closure Well versed with various activities of Funds like capital call, distribution...

Role : Company Secretary - LLB Location : Mumbai Qualification : LLB,CS Experience : 7 to 8 Years Job Description : - Regulatory Compliance: Ensure stringent compliance with the Companies Act, SEBI (Securities and Exchange Board of India) LODR (Listing Obligations and Disclosure Requirements) Regulations, and RBI/IRDAI (Reserve Bank of India/Insurance Regulatory and Development Authority of India) guidelines. - Meeting Management: Plan, organize, and manage Board, Committee, and Shareholder meetings, including preparing agendas and distributing meeting materials. - Record Keeping & Documentation: Draft, review, and meticulously maintain statutory records, resolutions, and minutes of all corp...

Role Overview: As a Risk Management & Compliance professional in the Financial Services industry, your primary responsibilities will include having a thorough understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to effectively address queries/alerts from the Exchange. You will be responsible for managing and overseeing audits mandated by NSE and BSE, ensuring the implementation of the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA, and following up with stakeholders for timely compliance. Additionally, you will be creating and sharing Compliance calendars with stakeholders, handling both On-site and Off-site inspections conducted by SEBI/stock exchanges, provi...

You have the opportunity to join the Tax Team at EY, where you will receive extensive training and support to kickstart a successful career within the organization. Your responsibilities will include maintaining client interactions, managing their expectations, and delivering exceptional client service. Collaborating with tax professionals, you will work towards offering comprehensive tax solutions. You will also represent the firm for assessments and tribunal appeals at the CIT/ITAT level. Your expertise in domestic and/or international tax, transfer pricing, litigation, tax compliance, advisory, and corporate laws will be valuable. Researching complex tax theory, applying them to address c...

Responsible for the day-to-day activities of Regulatory Correspondence Department Co-ordinate with regulators. Maintain updates of action take regarding various correspondence Keep track of various circulars / notifications/ correspondence Required Candidate profile 7+ Exp in Capital Market Exp in coordinating & communicating with regulators Prepare reports / MIS Arranging & drafting minutes of the meetings

Merchant Banking - Senior Executive, Noida - 2 no's Role & responsibilities * Execute Corporate Advisory Services * Manage Secretarial activities related to IPOs * Assistance in Drafting DRHP * MCA Filings * Good Presentation Skills & MS Office Preferred candidate profile * Has worked with Merchant Banking Company * Handling of IPO's Related works * Strong knowledge of SEBI regulations, guidelines, and industry standards.- Excellent drafting, communication, and analytical skills. * Strong understanding of corporate governance and compliance frameworks.

Role & responsibilities :- Secretarial matters, ROC & SEBI (LODR) REGULATION 2015 Well aware with companies act 2013 and liaison with various govt. department. Having membership of ICSI Assisted in Drafting and reviewing legal documents, including petitions, Affidavits Support Senior advisor in litigation and day to day work Prepared summaries of jugdements, legal openions and compliances notes for matters. Coordinated with clients for documents collection and cases. Drafted a wide range f corporate and commercial contract, including MoUs, power of attorney, website privacy etc contracts. Preferred candidate profile :- Qualified LLB/LLM with CS . experience in corporate law, compliance & sec...

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction.

Role & responsibilities 1. Well versed with secretarial functions of Listed Public Ltd, maintaining Statutory records, preparation of minutes of Board, Committees and General meetings. E-filings on MCA 21 portal and other related works in compliance with Companies Act and allied legislation including Board level processes, Annual General Meetings, ROC / MCA compliance etc. 2. Knowledge of Company Law, SEBI, Listing SEBI (LODR) Regulations, RBI Guidelines and other Corporate Laws. 3. Familiar with FEMA, RBI guidelines in relation to FDI, investments in Wholly Owned Subsidiaries and other related matters. 4. Liaison with the Regulatory Authorities viz., ROC, SEBI, Stock Exchanges (BSE&NSE), De...

Role Overview: As an integral member of the team, you will be responsible for assisting in statutory, internal, and tax audits for a diverse range of clients. Your role will involve handling GST, income tax filings, and ensuring regulatory compliance. Additionally, you will play a key role in preparing financial statements, as well as management information system (MIS) reports. Key Responsibilities: - Assist in ROC filings and corporate law compliance, ensuring that all legal requirements are met. - Conduct thorough research on taxation, accounting standards, and corporate governance to stay informed of relevant changes and updates. - Draft and review legal agreements, contracts, and compli...

Responsibilities: * Prepare annual reports & FEMA matters. * Draft letters & board meeting agendas. * Manage corporate governance, SEBI compliance & ROC filings. * Oversee company secretarial functions & listing agreements. Annual bonus

We are looking for a dynamic and experienced Company Secretary to manage the corporate governance, compliance, and secretarial functions of our renewable energy business. The role demands expertise in handling complex entity structures, fundraising transactions, statutory obligations, and end-to-end lifecycle management of SPVs and Holding Companies. The ideal candidate will have prior exposure to infrastructure and renewable energy sectors. Key Responsibilities Manage the complete secretarial and compliance functions of the organisation in line with the Companies Act and other applicable laws. Handle end-to-end lifecycle of SPVs and HoldCo , including incorporation, governance, structuring,...

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Graduation from a recognized institute Role Proficiencies Good communication (both verbal and written) skill in both English and the local language Ex...