1511 Sebi Jobs - Page 9

Company Description- Bigul.co is dedicated to providing investors and traders with the right tools to achieve success in the stock market. We believe that matched with the right strategies, stocks, and tools, everyone has the potential to win in trading. Our mission is to empower every investor to attain their financial goals. Role Overview- We are seeking an experienced Business Analyst (BA) with strong domain knowledge in Capital Markets, BFSI, and Fintech Platforms. The BA will act as a bridge between business stakeholders and technology teams, gathering requirements, analyzing processes, and ensuring delivery of scalable, compliant, and innovative solutions. Key Responsibilities: Work cl...

The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities The Job holder is also responsible for driving the business through other channel partners Achieve the disbursement targets as assigned by the organization and ensure maintece of quality of the portfolio Process transactions efficiently and accurately while maintaining high service standards Handle customer queries and provide appropriate solutions Engage with customers and generate revenue by promoting and cross-selling other products Manage relationships with c...

Currently we are hiring Chief Manager - NHB Compliance for Housing Finance Industry. Role: Chief Manager - NHB Compliance Location: Mumbai Job Summary: We are seeking a seasoned Compliance and Risk Management professional with deep experience in the housing finance sector. The ideal candidate will be responsible for implementing and monitoring risk-based compliance frameworks, ensuring adherence to NHB , RBI, and other regulatory bodies, and driving policy development across business units. This role is critical in maintaining a strong governance culture within a Housing Finance Company. Key Responsibilities: 1. Compliance Testing & Risk Management: Lead the design and execution of risk-base...

Your skills and experience Desired background: Graduate/ Post graduate/ MBA Finance / CAs with more than 3-6 years experience in Trade Finance roles (across LC, BG, Import Export docs, Financing, structured products, supplier finance, etc.) Comprehensive knowledge of FEMA & RBI Master Directions. Extremely strong written and verbal communication skills Driven and motivated to work under tight timelines Extremely diligent and hardworking to efficiently manage deadlines across multiple products. Excellent skills in using MS Office Power point and Excel Managing and leading Trade Finance Service teams will be an added advantage Experience in customer service especially in handling large corpora...

About Bharat Banking: Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role: The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities: Ac...

Assist the credit analysts to formulate credit recommendation in the note Closely monitoring of portfolio along with team of credit analysts Escalate with action plan for non compliances and early warning signals Meeting the clients on regular basis to know the updates CA / MBA Experience required for the Job: Atleast 10+ years in Credit Underwriting. CA / MBA Good understanding of Accounting Standards, Balance Sheet Analysis. Knowledge of RBI regulations, SEBI and other statutory bodies requirements. Good interaction and communication skills Excellent verbal, written communication & presentation skills.

WBO:CCMO-Compliance & MIS-Head INTERNAL USAGE No of Vacancies Reports to Head CCM) Is a Team leader Y Team Size 3 Grade Assistant Vice President Business Corporate Centre Department Wholesale Banking Operations Sub - Department CCMO Location NPC I, Airoli, Navi Mumbai About Explain: The function of the department The department handles operations and compliance relating to Bank as a SEBI registered Depository Participant of CDSL and NSDL Importance and contribution towards the organization All operations are centralized and handled by the Department Department official is the designated Compliance Officer for SEBI/NSDL/CDSL About the Role Why does the role exist To handle Compliance related ...

Role & responsibilities 1. Organize and coordinate Board and Committee meetings, prepare agenda, draft minutes, and maintain statutory registers. 2. Ensure full compliance with Companies Act, SEBI Listing Regulations, FEMA, and other applicable laws. 3. File necessary returns and documents with ROC, MCA, SEBI, and other statutory authorities. 4. Develop, implement, and monitor corporate governance frameworks and internal policies. 5. Serve as the primary liaison with regulatory bodies like ROC, SEBI, and stock exchanges. 6. Support legal documentation including drafting resolutions, agreements, and compliance certificates. 7. Manage shareholder communication, annual general meetings (AGMs), ...

Role : Company Secretarial Location : Lower Parel Qualification : CS Experience : 7 to 8 Years Job Description : We are looking for a highly skilled and experienced Company Secretary with 78 years of expertise in secretarial practices, corporate governance, and compliance management. The ideal candidate will ensure that the organization complies with statutory and regulatory requirements while fostering strong corporate governance standards. Key Responsibilities: Ensure compliance with the Companies Act, 2013, FEMA and other applicable laws. Manage all secretarial functions including drafting, reviewing, and filing of statutory documents/returns with MCA, RBI, SEBI, and other regulators. Org...

Ensure compliance with SEBI, ROC, Companies Act, and regulations. Assist in drafting, filing, and reviewing secretarial documents, maintaining statutory records, preparing board materials, and advising mgt on regulatory changes and compliance impacts Required Candidate profile • 1–3 years in compliance, preferably with a listed/public limited company. • Good knowledge of corporate laws, SEBI regulations, and corporate governance practices.

Role : Manager Secretarial Experience : 5 to 6 years Qualification : CS Location : Pune Job Description : ? Ensuring compliance with corporate laws and regulations in US (SEC, SOX), Singapore (ACRA, MAS), and India (Companies Act, SEBI, FEMA, RBI) ? Maintaining and updating corporate records, including shareholder registers, director appointments, and statutory filings ? Drafting and implementing corporate governance policies in line with global best practices ? Advising the Board and senior management on governance-related matters ? Organizing and facilitate Board Meetings, Annual General Meetings (AGMs), and Committee Meetings (Audit, Risk, Nomination & Remuneration, CSR) ? Drafting agenda...

This is regarding a Job Opportunity for a leading Bank Designation- Compliance Manager- AVP/VP Experience- 10+ years of work experience in compliance management in RBI/Regulatory compliance Location- Gift City, Gandhinagar Key Responsibilities: Manage and oversee the Compliance function for GIFT City branch in coordination with Head Office. Develop and implement governance frameworks and monitoring systems for compliance activities. Ensure timely and accurate regulatory submissions to internal and external stakeholders. Review and approve customer onboarding, classification , and related compliance documentation. Drive reporting, dashboards, and MIS insights for senior management and complia...

Job Description About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada. KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-e...

You will work directly with high-net-worth clients, helping them optimize their credit card usage, loyalty points, and travel redemptions. This role is part advisory, part strategy, and part travel concierge. Responsibilities Understand client s annual spending, categories, and goals. Recommend the best set of credit cards tailored to their lifestyle. Guide clients on maximizing reward points (earning + burning strategies). Assist with redeeming points through airline & hotel loyalty programs. Advise on partner airline alliances, hotel perks, upgrades, and transfer ratios. Help plan travel itineraries, leveraging points for business/first-class flights and luxury hotel stays. Conduct setup c...

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for sellin...

Drive the development and implementation of an ESG-focused Software as a Service (SaaS) solution. Engage with clients to understand and address their ESG needs through expert consultation andtailored solutions. Spearhead the conceptualization of various ESG product developments, aligning with market trendsand industry requirements. Collaborate with cross-functional teams and stakeholders for seamless integration of sustainable and ethical practices in software development. Define and implement ESG metrics for tracking, reporting, and ensuring compliance with both globaland domestic standards and regulations. Build strong relationships with clients, understanding their unique ESG challenges, ...

We are seeking a dynamic and detail-oriented Qualified Company Secretary (CS) to join our team and lead compliance and secretarial functions related to the Initial Public Offering (IPO) process. The ideal candidate will play a critical role in managing legal, regulatory, and governance aspects, ensuring full compliance with SEBI, ROC, and stock exchange requirements. Key Responsibilities: IPO Preparation & Execution: Coordinate with merchant bankers, legal advisors, auditors, and other intermediaries involved in the IPO process. Prepare and review offer documents, DRHP, RHP, and other regulatory filings. Ensure compliance with SEBI ICDR Regulations, Companies Act, and stock exchange guidelin...

Having overall minimum 5 years experience in Secretarial Function and services of a listedentity Providing secretarial support services as per the Companies Act, Rules & Regulations Supporting core secretarial activities in connection with Board, Committee, other meetings asper the Companies Act, Rules & Regulations Responsible to ensure reporting, filing, disclosure requirements, updation, etc applicable to alisted entity Liaise with other organizations, industry and regulatory authorities such as SEBI, RBI, stockexchanges, etc Conversant with listing requirements and obligations in India Provides advice on compliances issue to the various function heads Highly experienced in the management...

Formulating overall financial strategy for the company. Consult board members regarding funding strategy. Present financial statistics and insights to the Board of Directors. Financial Strategy, Banking, Balance Sheet, IPO. Required Candidate profile IPO Listing experience must. Coordinate with 6375367126 9694820368 Call and WhatsApp

Role & responsibilities Key Job Responsibilities Report to the Managing Director and liaise with Board members. Prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs) and follow up on action points. Convene and service AGMs, take minutes, draft resolutions, and lodge required forms and annual returns with appropriate departments. Ensure policies, regulatory, or statutory changes that might affect the organization are up to date and approved by the committee. Maintain statutory books, including registers of members, directors, and secretaries. Handle correspondence, collate information, write reports and communicate decisions to relevant company stakehol...

Roles & Responsibilities: The incumbent will be the primary contact point for his/her Mumbai based clients and expected to - Support team leader for all clients in execution of documents related to all corporate and statutory laws. He/She shall be well versed with the following: Assistant/Senior Assistant Shall be well versed with Corporate Laws, SEBI and Listed compliances, FEMA and RBI Provisions. Shall be well versed with preparation of Board/committee/general meeting related documents followed by conducting the said meeting. Shall be well versed with setting up/incorporation of Indian entity (Private Company/Limited Liability Partnership) Understanding of Filing provisions related to FC-...

Requisition Id 1627235 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that its your career and Its yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity Senior Consultant-National-TAX-TAX - ITTS - Advisory - Mumbai TA...

Requisition Id 1643497 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that its your career and Its yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity Senior Consultant-NAT-TAX-TAX - ITTS - Corporate Tax Advisory - ...

Requisition Id 1644366 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that its your career and Its yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity Senior Consultant-National-TAX-TAX - ITTS - Advisory - Mumbai TA...

Requisition Id 1643490 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that its your career and Its yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity Senior Consultant-NAT-TAX-TAX - ITTS - Corporate Tax Advisory - ...