1029 Sebi Jobs - Page 9

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction

Lead end-to-end PMS and AIF operations, ensuring accurate & compliant execution across front, middle & back office functions. Role Focuses on operational efficiency, client reporting, reconciliation, regulatory compliance & systems (Wealth Spectrum) Required Candidate profile 10-14 yrs of operations experience in (AMCs) with PMS and AIF operations .Hands-on exp. in front-to-back office ops for PMS and AIFs (NOT Wealth Mgmt./ Private Banking) Exp. wkg. with Wealth Spectrum.

Job Title: Company Secretary Assistant Manager Experience Required: 3 to 4 years (Listed Company Mandatory) Location: Ahmedabad Job Summary We are seeking a qualified and dynamic Company Secretary with 3 to 4 years of experience in handling secretarial and compliance functions for a listed company. The ideal candidate will need to have a deep understanding of corporate laws, SEBI regulations, and governance practices, ensuring full compliance with all statutory requirements. Key Responsibilities Ensure compliance with provisions of the Companies Act, 2013, SEBI Listing Obligations and Disclosure Requirements (LODR) Regulations, SEBI (Prohibition of Insider Trading) Regulations, 2015, SEBI (S...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for selling products and services ...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank About the Role Asset Desk Managers (ADM) are responsible for driving the Cross Sell (assets) business of the bank by exploring business opportunities from existing customers of the Bank. ADMs are situated in branches and are responsible for selling asset products and services to customers based on their needs. They are responsible for handling que...

Department: Internal Control Role: VR Listening Grade: E1/ E2 Designation: Assistant Manager/ Deputy Manager Location: Mumbai (Goregaon) Job Profile Listening to Voice recording as per dealer code of conduct requirements Handling and supervision of internal investigations of all reported and suspected fraud incidences, misconduct, policy / procedure breaches and timely issuance of reports. Investigate and assess alerts for potential risks. Take feedbacks from clients and maintain MIS data. Addressing clients record and ensure clients satisfaction. Delegate clients feedbacks to the Audit team. Requirement Graduate with experience of Fresher - 2 years. Proficiency with MS office especially Exc...

Job Description: As a Compliance Executive at Fydaa Fintech Investment Advisory, you will play a crucial role in ensuring compliance with regulatory requirements related to SEBI, BASL, and other applicable laws. With a background in Company Secretary (CS) and at least 1 year of experience, you will be responsible for assisting in board meetings, maintaining statutory records, handling company secretarial work including ROC filings and company law compliance, as well as coordinating with legal advisors and external regulators when necessary. Staying updated with changes in laws and effectively communicating updates internally will be key aspects of your role. The ideal candidate for this juni...

Job Description: Summary: Assist with corporate compliance, board meeting administration, and secretarial duties. Maintain records, prepare filings, conduct research, and support policy development. Responsibilities: Compliance: Assist with statutory filings, record maintenance, and regulatory tracking. Board Meetings: Prepare agendas, minutes, and maintain resolutions. Administration: Support corporate record management, share transfers, and annual report preparation. Research: Conduct legal research and maintain document libraries. Development: Participate in training and stay updated on regulations. Qualifications: 0-1 years post-qualification experience ICSI Associate member or CS Profes...

About The Role Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you do Help clients transform their compliance fu...

The Head - Investment Strategy will spearhead Multicon Groups investment strategy, managing capital allocation, risk assessment, and financial planning across its diverse businesses, including FOREX, Broadband, Cable TV, Education, and Real Estate. The role focuses on maximizing returns while aligning investments with the Groups financial objectives and risk appetite. This position requires a qualified CFA with a global investment perspective, offering strategic advisory to drive business growth, profitability, and long-term financial stability. He/she will formulate investment policies, identify optimal vehicles, track performance, and collaborate with key stakeholders to ensure compliance,...

As a Senior Executive in our Mergers and Acquisitions Team you ll build and nurture positive working relationships with teams and clients with the intention to exceed client expectations: - Knowledge and experience in handling AIFs Set-up (Domestic/IFSC GIFT City), post set-up AIF compliances, regulatory norms of SEBI, Fund Management Regulations, FEMA, FVCI set-up, compliances, Prevention of Money Laundering Act compliances and related operational matters etc. Experience of other financial service sector compliances such NBFCs, RBI Laws, Payment Laws, SEBI regulations and securities laws), if any, will be an added advantage. Experience in handling Mergers & Acquisition matters such as merge...

We are looking for a highly driven and experienced sales leader to head our Alternative Investment Fund (AIF) distribution vertical. The ideal candidate will have a strong network across HNIs, UHNWIs, Family Offices, and institutional investors, with deep knowledge of AIF structures, regulatory landscape, and product positioning. This is a strategic, revenue-generating role with clear targets and significant growth opportunities. Key Responsibilities: Lead the AIF sales and distribution strategy, with a focus on scaling AIF placements across high-value investor segments. Build and manage relationships with wealth managers, RIAs, investment bankers, family offices, and institutions. To build ...

Requisition Id : 1636850 The opportunity Due to continuing expansion we have new opportunities for ambitious individuals to join our Tax Team. You will receive extensive training and support from a variety of leading tax professionals to assist you in building a successful career within EY. Your key responsibilities . Maintain continuous interaction with clients, manage expectations and ensure outstanding client service. Team with tax professionals to provide comprehensive tax solutions. . Representing the firm for assessments and tribunal appeals at the CIT/ITAT level. . Experience in domestic and/or international tax and transfer pricing. . Experience in litigation, tax compliance and advi...

Responsibilities Drafting notices and agenda of Board meetings, Committee Meetings and General Meetings and preparing minutes of the same Assisting the CS for all company secretarial functions, duties and responsibilities Assisting in Budgetary Support under GST along with CA Filing of Returns and Compliances with ROC, BSE, NSE, SEBI etc. Knowledge of Accounts Preparing & Filing ROC Forms Maintain Minutes Books Conducting AGM & EGM of Listed Entity Knowledge of Share Transactions, Demat, Holding etc. Preparing Legal Documents & Agreements Keep Yourself updated about Regular changes in different acts related to Company. Coordination with SEBI & Stock Exchange for ESOP Scheme, obtaining in-pri...

Secretarial Corporate Governance: Ensuring compliance with statutory and regulatory requirements related to corporate governance. Board Meetings: Organizing and coordinating board and committee meetings, preparing agendas, taking minutes, and maintaining related records. Legal Compliance: Keeping abreast of changes in laws and regulations affecting the company, advising management on compliance matters, and ensuring timely compliance. Company Law: Providing guidance on company law matters, including drafting and reviewing legal documents, resolutions, agreements, and contracts.

Qualification: Company Secretary must - plus LLB will be an added advantage. Monday to Friday Timings : 9 am to 6 pm Role and Responsibilities: - Convening and coordinating meetings of the Board/Committees/Shareholders (preparation of agenda, taking minutes, conveying decisions, tracking actionable, handling meeting correspondence etc.) - Providing inputs on loan/equity documentation from a secretarial perspective - Keeping up to date with any regulatory or statutory changes and policies that could affect the organization - Ensuring necessary policies are in place and are updated periodically - Implementing processes or systems to help ensure good governance and compliance with legislation -...

Job Summary: The Compliance Officer will ensure adherence to legal, regulatory, and internal policies within the organization. The candidate will play a pivotal role in designing and implementing compliance programs, monitoring risk areas, and ensuring ethical practices across all departments. Certifications: Knowledge of HRIS, strategic HRM, and payroll management will be an added advantage. Key Responsibilities: 1.Policy Adherence: Ensure compliance with applicable laws, industry standards, and internal policies. 2.Auditing and Monitoring: Conduct internal audits, identify non-compliance issues, and propose corrective actions. 3.Regulatory Updates: Stay updated with changes in legal and re...

As a part of CS & Legal department, you will play a significant role in Compliance Management and ensure end to end compliance under various applicable laws. You will also be responsible for Contract Management including Contract Negotiation in accordance with the Companys policies. You need to collaborate with cross functional teams in order to provide pro-active and qualitative legal support and guidance. Responsibilities: (i) RBI FEMA compliances such as filing of FCGPR, FLA Returns etc. (ii) Conduct Board Meetings General Meetings including preparation and circulation of Notice, Agenda and MOMs. (iii) Maintenance of Statutory Records and Registers. (iv) Experience in Investor Relations a...

As a Consultant you'll participate in many aspects of the software development lifecycle, such as design, code implementation, testing, and support. You will create software that enables your clients' hybrid-cloud and AI journeys. Your primary responsibilities include Comprehensive Feature Development and Issue Resolution, Stakeholder Collaboration and Issue Resolution and Continuous Learning and Technology Integration Required education Bachelor's Degree Preferred education Master's Degree Required technical and professional expertise Should have minimum 3 or more years of relevant experience in FDI Should have good knowledge of integrating with Web Services, XML (Extensible Markup Language...

IPO & Capital Market Readiness Fund raising & Finance related Legal Support Company Law Compliances Real Estate Legal Oversight Legal Risk Management & Contractual Matters Internal Control & Policy Development Should have Exposure to IPO process Required Candidate profile Deep knowledge of Companies Act, SEBI Regulations, FEMA, Listing Regulations, Indian Contract Act, RERA, M&A Laws & structuring, local land revenue laws, Title due diligence & land acquisition laws.

You will be working for a Client in the Mutual Fund Industry as a RTA Operations professional. You should have at least 5 years of experience in mutual fund operations, with a preference for RTA or related functions. Your responsibilities will include coordinating with internal auditors to provide necessary data promptly, verifying RTA-related expenses, staying updated on SEBI/AMFI circulars and guidelines, tracking refunds, switches, and redemptions daily, and handling commission calculations. It is essential to have knowledge of RTA-related activities in mutual fund operations and proficiency in Excel (xls) for data analysis and reporting. A degree in Finance, Commerce, or a related field ...

You will be working 6 days a week at our office located in Gurgaon. We are seeking highly motivated and skilled professionals to be part of our Legal team in senior roles. Your main responsibilities will include efficient management of contracts such as drafting, reviewing, and negotiating various agreements like Non-Disclosure Agreements, Lease Agreement, Service Level Agreements, and more. You will also be involved in handling banking-related tasks, software licenses, real estate matters, employment issues, and other arrangements. Additionally, you will assist in various transactions like joint ventures, mergers, acquisitions, and conducting due diligence. You will have independent interac...

Public listed Company, Handled Big 4 Auditing company, Team Size and Budget, Formulating Financial Strategies, Partnering with Leadership, Optimizing Working Capital, Capitalizing Greenfield Projects, Engaging with Investors, Managing Post-IPO Fund

Role & responsibilities Conducted board meetings and committee meetings independently. Adherence to Statutory Compliances with the ability to relate theory with practice; thorough exposure across rendering functions of Company & Industrial Laws. Periodically filing of various e-Forms/Returns with ROC, on-line on MCA portal. Preparation of Notice, Agenda, Minutes & Conducting the Board Meetings. Preparation of Minutes, Resolutions & Notices for conduct of Annual General Meetings, Extraordinary General Meetings. Maintaining and updating of statutory registers and other records Preparation of Secretarial Compliance Certificates, Annual Reports, Director Reports for various Public and Private Li...

The person is responsible for compliance with statutory and regulatory requirements and ensuring that decisions of the Board of Directors are implemented. Further, the candidate will also be responsible for the financial status of the company by developing and implementing systems for collecting, analysing, verifying, and reporting financial information. Key Deliverables Preparing and arranging agenda & other arrangements for Board Meetings. Organising Shareholder's meetings and it's agenda preparation Preparing the minutes of board and member meetings and its maintenance Secretarial related compliances including filing of e-forms w.r.t Stock Exchanges, ROC and other statutory authorities Ma...