10 Regulatory Matters Jobs

As an expert in company formation and regulatory matters, you will be responsible for providing valuable advice on various aspects such as company formation, licensing, visa processing, and other regulatory issues. Your role will involve engaging in proactive cold calling to connect with potential clients and offering them tailored business setup solutions to meet their specific needs. Additionally, you will consult with clients to gain a clear understanding of their business objectives and requirements. Dhanguard, a Dubai-based FinTech company, specializes in banking and business support services for entrepreneurs. The company primarily focuses on facilitating business setup, company formation, and navigating the intricacies of banking in the UAE. Their range of services includes assisting clients in opening business accounts, securing business loans, and offering diverse financial and business support services to cater to their needs.,

As a Vice President, Financial Crime Control - Customer Monitoring at HSBC, you will play a crucial role in the Risk & Compliance department. Your responsibilities will be aligned with the Financial Crime Services and Processes Model, focusing on critical operational prioritization and strategic direction of Customer Monitoring controls. Your key accountabilities will include participating in governance forums, developing strong relationships with internal stakeholders, such as Global functions, Global businesses, and Model Risk Management. You will also collaborate with senior management of Risk, Audit, and external public sector partners to share information on financial crime risks and enhance the control framework. Your expertise in using technology to detect financial crime strategically will be essential for this role. You will be required to understand how technological tools are utilized for detecting financial crime, improving alert volumes, and enhancing risk coverage. Additionally, your project management skills in a complex global environment will be valuable for this position. Your leadership abilities will be crucial in developing expertise across the Customer Monitoring Sub Value Stream and ensuring effective controls management. Building positive relationships with senior business leaders, Risk and Compliance colleagues, and other stakeholders will be a key aspect of this role. Ideally, you should have a deep understanding of the HSBC Risk Management Framework, experience in dealing with regulatory matters, and a successful track record in leadership and influencing. Your resilience, confidence in challenging senior stakeholders, and ability to drive change without direct resource responsibility will be essential for success in this position. If you are looking to make a real impact in the financial services industry and contribute to combating financial crime, this role at HSBC offers a rewarding opportunity to utilize your expertise and leadership skills effectively.,

You have a great opportunity to join Copenhagen Infrastructure Service Company (CISC) in Mumbai, India as a Manager, Legal Counsel. Reporting to the Senior Legal Counsel for CISC, you will be an integral part of a dynamic and expanding team. Your role will involve contributing to the growth of the legal services team at CISC Mumbai and collaborating with the global CISC teams in Europe, Americas, and Asia-Pacific. Flexibility is key in this role as the workload varies, and you will have the chance to shape your daily schedule and tasks. Your responsibilities will include negotiating and managing EPC contracts for renewable projects, handling project financing and development, managing general commercial contracts such as power purchase agreements and lease agreements, overseeing litigation matters in coordination with external counsel, and ensuring compliance with internal CIP/CISC policies and procedures. You will also be involved in drafting and finalizing various agreements, supporting JV management, reviewing financing documents, and assisting with regulatory and real estate issues. The ideal candidate for this role will have 6-8 years of relevant experience in projects and infrastructure, preferably with experience in the renewable energy sector. Strong communication skills, transactional experience, and the ability to collaborate with various stakeholders are essential. A degree in LLB or higher from a reputable law school and qualification to practice law in India are preferred. You will interact with key stakeholders including the investment team globally, debt finance team, commercial and finance team in India, and external partners. CISC is committed to diversity and inclusion in its recruitment process. To apply for this role, please submit your application online. For inquiries, you can contact the Talent Acquisition team at talent@cisc.dk. As part of our commitment to diversity and inclusion, we encourage applicants to avoid including a photo in their CVs. Copenhagen Infrastructure Service Company (CISC) is a service provider exclusively working for Copenhagen Infrastructure Partners (CIP). CISC focuses on delivering high-quality services to renewable assets managed by CIP. Engaging in the energy transition, CISC offers specialized services in project development, value creation, due diligence, and operations of renewable assets. The company provides global support and local presence in key markets, tailoring services to projects such as offshore and onshore wind, solar, battery energy storage systems, and bioenergy assets. Visit cisc.dk for more information.,

As a Legal Analyst at our organization, you will be an integral part of our legal team, providing essential support and advice on a wide range of corporate matters. Your role will involve offering legal counsel on corporate governance, compliance, and regulatory issues, as well as drafting, reviewing, and negotiating various commercial contracts. Your keen analytical skills and ability to manage multiple tasks efficiently in a fast-paced environment will be crucial to your success in this role. You should possess a proactive and personable attitude, coupled with a high level of reliability. Your relevant experience in corporate law and enthusiasm for joining a growing startup will be highly valued. In return, we offer a dynamic and high-energy work environment that is performance-based, team-driven, and equipped with a comprehensive support system for your success. Your responsibilities will include providing legal advice on corporate governance, compliance, and regulatory matters. You will be involved in drafting, reviewing, and negotiating a variety of commercial contracts such as vendor agreements, service contracts, and partnership agreements. Additionally, you will support the development and review of corporate policies, procedures, and internal controls, ensuring legal compliance at all times. Your role will also encompass conducting legal research to address emerging legal issues and regulatory changes, collaborating with internal departments to ensure adherence to corporate policies, assisting with internal audits and regulatory reporting, and handling disclosures of interests and other corporate governance documentation. You will also be responsible for managing corporate records and documentation, representing the company in dealings with external legal entities, and assisting in client interactions and legal compliance. To be successful in this position, you should hold a degree from an accredited law school and have 3 to 5 years of experience in a legal role. A strong understanding of corporate law principles, excellent drafting and negotiation skills, and proficiency in legal research tools and Microsoft Office Suite are essential. Experience in handling internal corporate governance documents, drafting and managing board meeting minutes, and familiarity with business operations will be advantageous. Preferred qualifications include experience with corporate law, knowledge of IT/Cloud industry regulations, proficiency in conducting legal research, and excellent written and verbal communication skills. Strong organizational abilities, attention to detail, and the ability to work effectively within a team are also desired qualities for this role. In addition to your technical skills, soft skills such as listening, influencing, problem-solving, self-motivation, teamwork, and adaptability will be essential for your success in this role. If you are a detail-oriented Legal Analyst with a passion for corporate law and a drive to excel in a challenging yet rewarding environment, we encourage you to apply now.,

We are seeking an experienced Vice President with advanced communication, analysis, and project management skills, along with expertise in IT governance and internal controls. A solid understanding of the regulatory environment for financial institutions in India is essential. Any background in regulatory environments in Asia Pacific jurisdictions and the financial services sector would be a significant advantage. Your responsibilities will include staying informed about all regulatory matters relevant to technology risk management and technology governance needs in Mumbai GS entities. This involves supporting regulatory inspections, responding to surveys, and requests for information. You will also provide support for local technology governance activities to ensure compliance with local regulatory requirements such as IT outsourcing, local committees, safe-keeping of documents, and evidence of technology governance activities for audits. In addition, you will coordinate and align work across teams locally, regionally, and globally to meet governance requirements and manage regulatory commitments. As the point of contact, you will manage and coordinate internal and external audits relevant to Mumbai Engineering. Supporting the Mumbai IT governance framework, you will ensure that local Engineering policies and procedures are up to date and that local governance processes are followed for major system deployments or changes. Furthermore, you will support the Cloud governance framework from a Mumbai perspective to ensure global projects meet local regulatory requirements. You will assist senior management and the leadership team with various internal and external reporting, including management reporting, steering-co reporting, regulatory reporting, and IT committee reporting. Qualifications: - Bachelor's degree or higher - Minimum of 10 years of relevant experience, ideally 15 years or above, with working experience in Technology or IT Governance in the financial industry preferred - Strong analytical, interpersonal, problem-solving, influencing, organizational, and time management skills - Strong English communication skills, both verbally and in writing - Ability to work independently and as part of a team, self-motivated, deadline-driven, with a strong sense of ownership and accountability - Ability to effectively manage multiple tasks and interact in a matrixed organization Goldman Sachs is a leading global investment banking, securities, and investment management firm committed to fostering diversity and inclusion. We offer various opportunities for professional and personal growth, including training and development, firmwide networks, benefits, wellness programs, and mindfulness offerings. We are dedicated to providing reasonable accommodations for candidates with special needs or disabilities during the recruiting process. Learn more about our culture, benefits, and people at GS.com/careers.,

As an in-house Legal Advisor with 01 year of experience in a non-litigation role, you will be joining a Delhi based real estate conglomerate. Your key responsibilities will include drafting and reviewing contracts and other legal documents, conducting legal research and analysis, handling compliance and regulatory matters, managing corporate transactions, and overseeing real estate deals which involve verification of title, mutation, and other property records. To be considered for this role, you must possess an LL.B. degree from a reputed university or law school. Proficiency in written and spoken English is essential, along with excellent communication and interpersonal skills. You should have a strong ability in legal research and drafting, along with a sense of urgency and priority. Being a team player with a willingness to learn consistently is crucial. A good understanding of relevant civil and corporate laws and regulations, as well as problem-solving and negotiation skills, are required. Remuneration for this position will be based on the skills and expertise you bring to the role. This is a regular on-site job that may involve travel of up to 30-40%. The work week is from Monday to Saturday, with the office located at South Extension, Delhi. After completing a 3-month probation period, you will be entitled to up to two leaves each month. Your reporting line will be to the Lead Counsel responsible for Group Legal Affairs.,

As an Analyst 3 in the Finance & Accounting department at Comcast in Chennai, India, your primary responsibility will be to provide accounting services, prepare financial statements, and manage reporting. You will be involved in preparing monthly and quarterly financial analysis and reporting, processing journal entries, and reconciling month-end workpapers. Your role will also include preparing financial reports for statutory audits and collaborating with various departments both locally and internationally. Core Responsibilities: - Prepare and process revenue invoices and bank remittances. - Manage fixed assets, oversee fixed assets ledger, and depreciation processing. - Ensure proper account distribution in compliance with Comcast COA and accounting standards. - Lead the month-end close process, including journal entry processing, accruals, accounting support, and balance sheet reconciliations. - Assist in financial operations management reporting. - Prepare statutory financial statements and liaise with auditors and consultants. - Support budgeting, forecasting, and variance analysis. - Act as a financial advisor, maintaining clear communication and collaboration with stakeholders. - Demonstrate integrity, independent judgment, and discretion in significant matters. - Maintain regular attendance and be flexible with work schedule as needed. - Perform other assigned duties, projects, and responsibilities. In this role, you will be expected to adhere to Comcast's Operating Principles, prioritize customer experience, stay informed and enthusiastic about technology, products, and services, collaborate effectively with your team, and contribute to the company's growth. You will also be encouraged to participate in the Net Promoter System, promote inclusion and diversity, and act in the best interest of all stakeholders. Certifications: - Certified Management Accountant (CMA) - Institute of Management Accountants Education: - Master's Degree While a Master's Degree is preferred, Comcast also considers applicants with a combination of coursework and experience or extensive related professional experience. Relevant Work Experience: - 5-7 Years Comcast offers comprehensive benefits to support your well-being, including medical, prescription, vision, and dental insurance, paid time off, exclusive perks, discounts, and more. If you are passionate about finance and accounting, eager to work in a dynamic environment, and ready to contribute to Comcast's innovative initiatives, we invite you to fast-track your career with us.,

You will be joining a global, multi-billion-dollar corporation as a Senior Accounting Analyst in Bangalore, contributing to the reflection of the company's financial results. Your responsibilities will include preparing journals, reconciliations, and related documentation, analyzing balances for settlements, collaborating with different business units, and working on various projects and initiatives within the Cash & Bank Accounting team. As a key member of the team, you will work towards resolving issues in Bank Reconciliations, ensuring compliance with financial reporting requirements, and identifying and implementing permanent solutions for accounting issues. Your role will also involve liaising with internal and external stakeholders to address open items and collaborate on deliverables related to audit, tax, and regulatory matters. To excel in this position, you should be a Qualified/ Semi-Qualified Professional Accountant with at least 4 years of experience in accounting, ERP, reconciliations, and possess a strong understanding of accounting principles. Effective written and oral communication skills are essential for engaging with cross-functional teams and driving successful outcomes. Desirable qualifications include experience working with Omega and SAP tools, along with a collaborative mindset focused on achieving results through teamwork. By joining Dell Technologies, you will become part of a dynamic environment that values individual contributions and encourages continuous growth and development. If you are seeking an opportunity to work with cutting-edge technology and innovative minds, where your efforts can truly make a difference, we invite you to take the first step towards your dream career with us. Join Dell Technologies in shaping a future that benefits all, as we believe in the transformative power of every team member. Apply now to be part of a diverse and inclusive workplace that values equality and progress for all. Application closing date: 25th July, 2025 Dell Technologies is dedicated to upholding equal employment opportunities and fostering a work environment free from discrimination and harassment. To learn more about our commitment to diversity and inclusivity, please refer to our Equal Employment Opportunity Policy. Job ID: R271900,

Excellent knowledge of compliances & regulatory matters required under Company Laws & SEBI Ability & Exp. of handling queries from Statutory Regulatory authorities Compliances under Companies Law & Regulatory matters

Excellent knowledge of compliances & regulatory matters required under Company Laws & SEBI Ability & Exp. of handling queries from Statutory Regulatory authorities Compliances under Companies Law & Regulatory matters