153 Rcsa Jobs - Page 2

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closureTo effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trends Learning and ground sensing to be shared with the stakeholders for root cause analysisAccountability Effective use of risk agency network and ensuring closure of cases within stipulated timelines wit...

Shift Timings- 3 pm 12 am Department: Enterprise Risk Management Role Summary: We are seeking a highly skilled Operations Control Testing Specialist with at least 2-10 years of experience in Enterprise Risk Management (ERM) to lead and execute control testing activities across critical operational processes. The role requires expertise in Risk and Control Self-Assessments (RCSA) and a strong understanding of processes in the following portfolios: Wires ACH (Automated Clearing House) Digital Banking Cash Management/Transaction Banking Customer Service Center This role plays a critical part in ensuring operational effectiveness, mitigating risks, and adhering to regulatory requirements within ...

Shift Timings- 3 pm 12 am Department: Enterprise Risk Management Role Summary: We are seeking a highly skilled Operations Control Testing Specialist with at least 2-10 years of experience in Enterprise Risk Management (ERM) to lead and execute control testing activities across critical operational processes. The role requires expertise in Risk and Control Self-Assessments (RCSA) and a strong understanding of processes in the following portfolios: Wires ACH (Automated Clearing House) Digital Banking Cash Management/Transaction Banking Customer Service Center This role plays a critical part in ensuring operational effectiveness, mitigating risks, and adhering to regulatory requirements within ...

Financing & Risk Solutions Manager Youll support originators in building and maintaining the business with our target client base, and assist with client deep dives, navigating the sales coverage teams, and gathering feedback from internal client touch points Well look to you to prepare analysis, pitch materials, term sheets, post-transaction reviews, and other documentation to support origination activities This role is available at associate vice president level What youll do This role will see you delivering customer focussed analytical solutions which will aid revenue generation for the bank. Youll be responsible for the preparation of analysis, pitch materials, term sheets, post-transac...

We are Hiring for two different roles below. 1. ITAC. Role & responsibilities: 1. Looking for candidates with relevant experience into IT application automated controls. 2. Looking for candidates with ISO 27001, PCI DSS and SOX testing experience. 3. NIST and CISA certification will be an added advantage. 2. Business Controls: 1. Looking for candidates with relevant experience into business controls, RCSA, operational risk management. 2. Audit and manage effective implementation and delivery of functional processes within operations to mitigate risk. e.g. Policies; Anticorruption, BCM, InfoSec, P104, Records Management and Contractor controls. Establish processes to audit/validate current co...

Responsibilities : 1. Risk Identification 1.1 Support in Designing the Branch Risk Review module and Risk ScoreCard. 1.2 Monitoring and Guiding the Regional Risk Managers (RRM) for Branch Risk Assessments in the Regions on following aspects: 1.2.1 Process Risks, People Risk and Systems Risk 1.2.2 Business Continuity Management 1.2.3 Information Security 1.3 Visiting few Branches / Regions across PAN India for Risk Assessments and identifying Process Risks, People Risk and Systems Risk, Info Sec Assessment and BCM assessment. 1.4 Checking cases on the basis of information received from Industry. 2. Risk Evaluation 2.1 Evaluation of Identified Risks from Branch Risk Assessments. 2.2 Root Cause...

As a Risk and Governance at Barclays, you will spearhead the evolution of the digital landscape, driving innovation and excellence. You will harness cutting-edge technology to revolutionize digital offerings, ensuring unparalleled customer experiences. **Key Responsibilities:** - Co-ordinate and deliver on Barclays policy, standards, and operating model in place with regards to Issues, Risk Event, and EUDA Management activities for the in-scope processes. - Assist and support to ensure adherence to Barclays Controls framework (BCF) and operationally efficient and effective, considering risk appetite extensive knowledge that the role holder must hold. - Up to date with regard to CCO obligatio...

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closureTo effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trends Learning and ground sensing to be shared with the stakeholders for root cause analysis AccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines wit...

Assistant Manager - RCSA, Operations Permanent Controller, Global Market Operations Position Purpose Within the BNP Paribas India Solutions Pvt Ltd (ISPL) Organization, the OPC (Operational Permanent Control) correspondents for the IT/Operations/Functions/Financial Shared Services perimeters is under the management of the Head of Conduct Controls and works in close relationship with the relevant Operational Entity (OE) teams. The operational permanent controllers (OPC) have a key role in the first line of defence regarding the management of operational risks and permanent control. Main responsibilities are to implement the operational risk management framework and monitor the operational ris...

About Business line/Function: Market Operations are divided into 3 product value chains & 3 cross-business departments. Trade Processing Listed Derivatives, Securities and Prime and FXMM & OTCD Support are the product chains with Cross Business Lifecycle, Collateral & Treasury Forecasting and Liquidity Monitoring and Valuation & Transversal Services being the cross-department functions. We aim to streamline processes, ensure service continuity, deliver best-in-class client service, lead innovative operations and foster expertise and innovation among our teams in a rapidly evolving context. Position Purpose We are looking for a dynamic, strategic, and operationally savvy leader to partner wit...

Position Purpose Within the GM CCCO department, the GM Operational Permanent Control & TAC/NAC Coordination team (GM OPC) serves as subject matter expert on the Front Office (FO) supervision structure, operational risks assessment, controls and governance. We are looking for a HEAD of OPC/ RPC team. The candidate will have to split the work between 80% to produce the BAU of the team as any other of his teammates and 20% to manage the OPC/ RPC team. Responsibilities Direct Responsibilities 1 . PROTECTION & RISK REMEDIATION: o Strengthen FO to End control set up through the declaration, investigation, analysis of operational risk incidents o Contribute to determine risk reduction actions & coo...

We are Hiring for two different roles below. 1. ITAC . Role & responsibilities: 1. Looking for candidates with relevant experience into IT application automated controls. 2. Looking for candidates with ISO 27001, PCI DSS and SOX testing experience. 3. NIST and CISA certification will be an added advantage. 2. Business Controls: 1. Looking for candidates with relevant experience into business controls, RCSA, operational risk management. 2. Audit and manage effective implementation and delivery of functional processes within operations to mitigate risk. e.g. Policies; Anticorruption, BCM, InfoSec, P104, Records Management and Contractor controls. Establish processes to audit/validate current c...

Role Overview: - Monitor the quality of Balance Certification for the GBIS to ensure high-quality accounting certification independently and in a transversal position. - Access all procedures and methods necessary to validate accounts cartography in a respectful and homogeneous manner. - Allocate account ownership within the assigned perimeter and respond to internal and external audit queries while resolving any open issues. Key Responsibilities: - Have a minimum of 3 years of working experience in the accounting domain with a BCOM, MBA, or equivalent educational qualification. - Possess a good understanding of accounting, the month-end process, accounting knowledge, financial statement int...

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closureTo effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trends Learning and ground sensing to be shared with the stakeholders for root cause analysisAccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines with...

Role Description As a Process Risk Senior Associate , you will play a key role in supporting our U.S.-based Risk, Compliance & Controls Practice. You will assist clients in identifying, assessing, and managing business and operational risks with a focus on operational audits, internal audit risk assessments, and enterprise risk management (ERM) projects, particularly within the healthcare , retail , and technology sectors. This role offers a unique opportunity to work closely with a dedicated U.S. team, participating in client engagements, attending virtual client meetings, and serving as a direct extension of their team. Youll gain valuable experience, mentorship, and growth opportunities i...

As an Office of Legal Obligations (OLO) Associate within the HR Control Management team, you will play a crucial role in driving a consistent and efficient Control Management process and program framework. Your responsibilities will include ensuring compliance with Firmwide risk management standards and supporting the HR organization through strategic program development and execution. Your key responsibilities will include: - Driving a consistent, efficient, and well-organized Control Management (CM) end-to-end process and program framework for the Office of Legal Obligations (OLO) program. - Collaborating with Control Managers (CMs) to develop engagement models and approaches for new/exist...

About this role: Wells Fargo is seeking a Senior Business Execution Consultant. In this role, you will: Lead support functions or operations for multiple business groups and contribute to large scale strategic initiatives Ensure efficiency, quality, cost effectiveness of solutions, and pipeline management relating to assigned operations Research moderately complex business, operational, and strategic initiatives that require analytical skills, basic knowledge of organizational strategy and Business Execution, and understanding of international business Work independently to make recommendations for support function by providing support and leadership Assist in the planning and execution of a...

Shift Timings- 3 pm 12 am Department: Enterprise Risk Management Role Summary: We are seeking a highly skilled Operations Control Testing Specialist with at least 2-10 years of experience in Enterprise Risk Management (ERM) to lead and execute control testing activities across critical operational processes. The role requires expertise in Risk and Control Self-Assessments (RCSA) and a strong understanding of processes in the following portfolios: Wires ACH (Automated Clearing House) Digital Banking Cash Management/Transaction Banking Customer Service Center This role plays a critical part in ensuring operational effectiveness, mitigating risks, and adhering to regulatory requirements within ...

Key Responsibilities: 1. IT Control Testing and Evaluation: Plan and execute control testing of ITGCs and automated application controls. Evaluate design and operating effectiveness of controls related to: User access management (IAM) Change management System development lifecycle (SDLC) Backup & recovery IT operations and infrastructure security Document testing procedures, results, and exceptions in line with ERM standards. 2. Risk and Control Self-Assessments (RCSA): Support IT RCSA activities across technology platforms and infrastructure. Identify and assess IT risks, including cybersecurity threats and third-party/vendor risks. Collaborate with IT stakeholders to remediate identified c...

About this role: Wells Fargo is seeking a Senior Financial Controls Analyst. In this role, you will: Consult with the line of business and enterprise functions on financial reporting or information technology governance, and controls and oversight matters Identify compliance and risk management requirements for supported area Support implementation of key risk initiatives Plan, execute, or provide oversite for testing and monitoring involving complex subject matter or control areas Provide technical interpretation on various matters Communicate and provide consultation regularly with stakeholders throughout the enterprise Implement, operate, and report results of complex components of the co...

We are looking for enthusiastic and skilled professionals for Risk and Controls (RCSA) Must have minimum 6 to 9 years of experience in RCSA /Internal audit /control testing/Ops Risk Must have experience working for International Banks. Must have client handling experience Roles & Responsibilities Partner with business stakeholders Support the design and documentation of key deliverables Facilitate and contribute to critical project meetings with your skills and experience Drive consistency in client output Collaborate with U.S. team members and local staff to ensure alignment Communicate outputs, documentation, and recommendations clearly and effectively

Role & responsibilities As an associate - RCSA with Guide house, you will support project teams both at client sites and internally, initially largely at client sites. You will support project workstreams and interact with the client daily to ensure engagement success. This includes supporting day-to-day operational meetings with client sponsors and consulting leaders. You will support quality deliverables that drive essential project workstreams. You will gather and analyze data, identify gaps and trends, and make recommendations related to baseline performance and structure, as well as established best practices and benchmarks. Additionally, you will: Coordinate with business stakeholders ...

What You Will Need : 3 - 6 years of experience in the banking industry or commercial financial services consulting 3+ years of experience in one or more of the following areas: Operational risk and/or large bank compliance Banking regulations and compliance Experience with risk and controls current state assessments (including process mapping) Bachelors degree (BA or BS) or equivalent Comfortable working in a cross-border environment with frequent interaction with U.S. stakeholders Strong understanding of operational risk concepts Solid understanding of financial institution processes, products, and risks Strong written and verbal communication skills Ability to thrive in a fast-paced challe...

Job Title - Divisional Risk and Control Specialist, Associate Location - Pune , India Role Description The Divisional Risk and Control Specialist Documentation Analyst is responsible for delivering specific aspects of the risk and control strategy for a sub-division. This includes reviewing, mining, enriching controls data and documentation for management of key control inventory. Understanding operational processes for monitoring risk and control activities, designing of key controls and risk-based control reporting of key issues, performance, and validation of cyclical activities such as certification and annual control self-assessments. It would also include, control assurance, incident r...

Job Role Fiduciary responsibility Sending annual mailers to clients on insider information rule and ensuring that no transaction is violating the insider information rule on post facto basis Yearly risk search on all the Trust clients, settlors and beneficiaries Ensure processes are prepared, updated and implemented Vigilance on immovable properties of the Trusts Updating master sheets and ready reckoner information for the trusts on as required basis Ensuring client complaints are resolved on timely basis Checking of fiduciary compliances e.g. Checking distributions are made on timely basis to beneficiaries Review of respective trust investments with investment advisors Ensuring fees charge...