109 Rcsa Jobs - Page 2

Position Purpose Within the GM CCCO department, the GM Operational Permanent Control & TAC/NAC Coordination team (GM OPC) serves as subject matter expert on the Front Office (FO) supervision structure, operational risks assessment, controls and governance. We are looking for a HEAD of OPC/ RPC team. The candidate will have to split the work between 80% to produce the BAU of the team as any other of his teammates and 20% to manage the OPC/ RPC team. Responsibilities Direct Responsibilities 1 . PROTECTION & RISK REMEDIATION: o Strengthen FO to End control set up through the declaration, investigation, analysis of operational risk incidents o Contribute to determine risk reduction actions & coo...

Job Opportunity: Assurance AVP (UK Captive Bank) Location: Pune Package: up to 28 LPA Key Responsibilities Develop and refresh the Compliance Assurance Annual Plan , focusing on high-risk areas. Deliver risk-based assurance reviews to test the effectiveness of compliance controls and processes. Identify risks, control weaknesses, and areas of non-compliance, and recommend improvements. Communicate assurance findings and insights effectively through reports and stakeholder discussions. Build strong relationships across the three lines of defence to drive governance and oversight. Enhance assurance coverage through data analytics and automated assurance techniques . Lead, coach, and guide team...

About this role: Wells Fargo is seeking a Business Execution Consultant. We believe in the power of working together because great ideas can come from anyone. Through collaboration, any employee can have an impact and make a difference for the entire company. Explore opportunities with us for a career in a supportive environment where you can learn and grow. In this role, you will: Participate in a variety of assigned and ongoing business operations to ensure success in meeting business goals and objectives Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics Determine areas of strength or Business Execution opportunity within...

How will you make an impact in this role The Fraud, Credit Bust Out (CBO), Banking Product Payments Risk Organization is a global team of risk officers, data scientists, and product managers that are building innovative solutions and capabilities to manage external fraud and payment risk across AMEX s card and banking portfolios. We are looking for an Analyst to join the Fraud, Credit Bust Out (CBO), Banking Product Payments Business Operations team , which will oversee how the Global fraud team meets expectations outlined in the enterprise-wide policies and governance requirements for operational and fraud risk management across both the global card and banking product portfolios. The team ...

Responsibilities Direct Responsibilities 1) Create OPC Dashboard providing details of the high risk items for the Business Lines and presenting it to senior management. 2) Perform IT specific level 2 controls and prepare the Control Execution Results. 3) Appraise the IT HODs on the specific controls to be deployed in the respective Areas. 4) Prepare & present artifacts addressing high IT risk areas which require management attention. 5) Prepare minutes of the meeting of the presentation done and circulate it among the relevant stakeholders. 6) Ensure RCSA key IT actionables are tracked and present the progress update to senior management. 7) Ensure that all P1 and P2 related incidents are re...

You will be working as a Senior Consultant in the Business Service Control team at Northern Trust, a globally recognized financial institution with more than 130 years of experience and over 22,000 partners. In this role, you will be responsible for collaborating with Control partners and practice managers to implement control best practices, assess risks, advise on control enhancements, and identify control gaps and improvement opportunities. Your key responsibilities will include conducting risk-based control reviews, analyzing processes and controls, evaluating control design and execution effectiveness, documenting test findings, ensuring alignment with organizational standards and regul...

As a Senior Consultant- Business Service Control at Northern Trust, you will be responsible for collaborating with Control partners & practice managers to execute control best practices effectively. Your role will involve conducting risk-based control reviews, analyzing processes & controls, assessing control design and execution effectiveness, identifying control gaps & enhancement opportunities, and providing recommendations to strengthen control weaknesses. You will also review policies, procedures, operational loss remediation, participate in Audit Remediation and regulatory testing, and escalate risk and control related matters to the Control Manager. Additionally, you will be involved ...

You will be working as a Manager - Operational Risk at the Corporate Office with a minimum of 3 years of relevant experience. Your key responsibilities will include conducting Risk and Control Self Assessments (RCSA) to ensure adherence to processes and policies, identifying inherent and residual risks, providing input on new products/processes to highlight operational risks, developing and monitoring Key Risk Indicators (KRI), maintaining the risk repository, enhancing Risk Control Matrix (RCM) for assigned functions, managing operational risks from outsourcing activities, maintaining operational loss data, conducting Root Cause Analysis (RCA), developing training modules, conducting branch...

Associate, Control II We re seeking a future team member for the role of Associate, Control II to join our Markets Control team. This role is located in Pune, MH HYBRID. In this role, you ll make an impact in the following ways: Assist with the assessment of risks & controls for all LoBs within Markets through the RCSA (Risk and Control Assessment) process Maintain appropriate controls in RCSA and CMF platforms. Year- round independent testing of key business controls to provide assurance to business that processes are designed and operating effectively. Identifying the deficiency in the existing process by raising Gap & Action plans and tracking them till those are remediated. Adhering to a...

What is the Operational Risk Manager responsible for? The role sits within a small team in a dynamic entrepreneurial investment management firm. The purpose of the role is to work directly with the Head of Operational Risk in running the Alcentra Operational Risk Framework. Given the small team size, the successful candidate will be required to individually own key components of the framework and work proactively with colleagues across the business to complete required deliverables. The teams remit is to ensure the firm is compliant with its regulatory requirements in respect of operational risk, and to constructively add value to operational processes and controls. The successful candidate ...

Roles and Responsibilities Manage fraud control unit (FCU) operations, ensuring effective implementation of risk management strategies to mitigate financial losses. Conduct thorough investigations into suspected fraudulent activities, identifying root causes and implementing corrective actions. Develop and maintain processes for preventing fraud through vigilant monitoring of transactions and customer behaviour. Analyze data using tools like Power BI or Tableau to identify trends and patterns indicative of potential fraudulent activity. Collaborate with cross-functional teams to develop policies, procedures, and training programs related to fraud detection, investigation, and prevention. Des...

At Atos , we are currently implementing multiple solutions on Operations Management, and we are looking to hire talented Operational Risk Management for our development centre in India. This position would be based out of Airoli, Navi Mumbai and is a permanent position. If you are looking for a high growth company with rock-solid stability, if you thrive in the energetic atmosphere of high-profile projects, we want to talk to you today! Lets connect and explore possibilities of having you onboard the team! Job Title: Operational Risk Management Primary Skill: Operational Risk Management Work Location: Airoli, Navi Mumbai [Work From Office] Position Summary: Risk & Control Self-Assessment: Pe...

Key Responsibilities: 1. IT Control Testing and Evaluation: Plan and execute control testing of ITGCs and automated application controls. Evaluate design and operating effectiveness of controls related to: User access management (IAM) Change management System development lifecycle (SDLC) Backup & recovery IT operations and infrastructure security Document testing procedures, results, and exceptions in line with ERM standards. 2. Risk and Control Self-Assessments (RCSA): Support IT RCSA activities across technology platforms and infrastructure. Identify and assess IT risks, including cybersecurity threats and third-party/vendor risks. Collaborate with IT stakeholders to remediate identified c...

Role & responsibilities Treasury, FM (Financial Market), FMO, FMMO (FM Middle Office) RCSA / Thematic: Conceptualize, plan and ensure comprehensiveness coverage of RCSA/ thematic reviews to identify material risks/gaps. Ensure updation of risk library & timely execution of reviews Review findings and discuss with business articulating the issues identified/risk mitigation action plans KRI Identify new/critical risk indicators; review & modify existing indicators for effectiveness Monitor breaches and discuss with business for suitable action plans for reducing breaches OR Events Ensure appropriate review /analysis of root cause and mitigation/actioning of operational risk events. Ensure time...

ITGC -Hyderabad They will be the same key roles and responsibilities, but each headcount will have specific focus/expertise as outlined in 1-4 below. This should give high level summary of specific qualification/experience in resources that we look for. Information Security/Cyber Security Infrastructure, cloud platform, network, and service management, software engineering/SLDC Data ITGC and business application controls Key Role & Responsibilities Conduct and document thorough walkthrough of IT controls Design test plans and document test steps to assess the control design and operating effectiveness Create/prepare a document request list and work with control owners/performers to obtain ev...

The role involves monitoring the Best Execution of Fixed Income and Equity transactions as well as the Liquidity of Fixed Income and Equity portfolios. You will be responsible for computing performance and risk measures using existing models, tools, and processes. Additionally, you will assist in the investment rule setting process, User Acceptance Testing (UAT), maintenance of rules, and monitoring of rule exceptions. Stress testing of portfolios and periodic updating and reporting of trackers and dashboards will also be part of your responsibilities. Monitoring exposures of portfolios and assisting in the preparation of Risk Committee Agenda are key tasks. You will also contribute to Busin...

Dpc Pest Controls is looking for Pest Control Manager to join our dynamic team and embark on a rewarding career journey Provide pest control services to clients. Conduct inspections and assessments of pest infestations. Develop and implement pest control strategies and plans. Monitor and report on pest control performance metrics. Ensure compliance with pest control regulations and standards. Provide training and support to pest control staff.

Job PurposeManage and maintain an effective Operational Risk FrameworkIdentify, evaluate, control and mitigate the organization wide operational risks by developing a pre-emptive control strategyProvide support to units in conducting process and procedure reviews, User Acceptance Test from OR perspectiveBe a point of reference for business units and share knowledge and skills Principal Accountabilities Responsible for Risk Control Self Assessments (RCSa)for various business functions and overseeing control validation testing in all key areasPeriodic review of Policies/ procedures from OR perspective with an aim to build better controls and bring efficiency Regular review of risk events repor...

You will be supporting the Enterprise Risk Management (ERM) team of a leading APAC based Asset Manager in second line risk management monitoring and reporting as per the existing risk framework. Your main responsibilities will include: - Generating Risk Reporting decks or reports on a monthly, quarterly, semi-annually, or yearly basis - Providing advisory on Key Risk Indicators (KRI) development, monitoring, and escalations - Conducting risk trend analysis - Coordinating Scenario Analysis - Assisting in the RCSA process and performing data quality checks - Contributing to the enhancement of risk culture within the client's organization by managing and maintaining risk training materials, mon...

As a member of the Global Solutions Center of a prestigious French Organization with a service culture focused on "Curiosity", "Constructiveness", and "Solidarity", your role will involve monitoring the quality of Balance Certification for the GBIS. You will ensure high-quality accounting certification by being independent and in a transversal position. You will have access to all procedures and methods necessary to validate accounts cartography in a respectful and homogeneous manner. Additionally, you will be responsible for the allocation of account ownership within your assigned perimeter and will be required to respond to internal and external audit queries while following up and resolvi...

As part of the Global Solutions Center of a prestigious French Organization with a 150-year legacy, you will have the opportunity to embody the service culture values of "Curiosity," "Constructiveness," and "Solidarity." Your main responsibilities will include monitoring the quality of Balance Certification of the GBIS and ensuring high-quality accounting certification. You will work independently in a transversal position, utilizing all procedures and methods to validate accounts cartography in a respectful and homogeneous manner. Additionally, you will oversee the allocation of account ownership within your designated area and handle Audit, ensuring timely closure of recommendations. Furth...

Role & responsibilities Implementation of the Operations Risk framework of the bank. Establish an Operations Risk resilience framework of the bank. Conduct RCSA and Collect KRI data from various departments of the bank. Ensuring all the SOPs of the bank are updated and in line KRI and operations risk resilience framework. Having adequate knowledge and experience in collecting and collating Operations risk events data. Identification and assessment of operations risk parameters, risk events etc. Identification and assessment of operations risk controls and mitigation, risk tolerance limits. Measurement of operations risk events, operations risk score, KRI score, inherent risk score and residu...

Job Description: Conduct detailed evaluations of the financial product journeys and processes (new or existing) to identify potential risks including financial, regulatory, reputational, and operational. Assessment of the banking Products to ensure adherence with applicable regulations and internal policies by evaluating the Design & Operating Controls effectiveness to address the identified risks during the product lifecycle Collaborate with Product Owners to ensure all identified risks are accurately captured and documented and providing recommendation for mitigating risk exposures Work closely with cross-functional teams, including Products, Technology, Compliance, InfoSec, Finance, etc. ...

Role & responsibilities: Develop, implement, and maintain the enterprise-wide Risk Governance Framework aligned with regulatory and business needs Ensure regulatory compliance with NHB, RBI, and other applicable risk-related requirements Facilitate Risk Appetite Framework implementation and alignment with business strategy Promote risk awareness and a culture of accountability across the organization through training and communication Coordinate the periodic review and update of risk policies and procedures across all risk types Act as liaison for internal and external audits, inspections, and regulatory queries related to risk governance Preferred candidate profile: Exposure to affordable h...

Role & responsibilities We are seeking a seasoned professional to lead the Operational Risk function for our affordable housing finance business. The role involves identifying, assessing, monitoring, and mitigating operational risks across the organization. The ideal candidate will have a deep understanding of financial services processes and the risk landscape in lending to the informal and low-income segment. Preferred candidate profile Certification in Risk Management (e.g., ORM, FRM, CRMA etc) Experience in implementing Operational risk tools or systems Implementation of Risk Control Self-Assessment Exposure to Affordable housing segment, digital lending platforms and associated operatio...