71 Rcsa Jobs

You will be working as a Manager - Operational Risk at the Corporate Office with a minimum of 3 years of relevant experience. Your key responsibilities will include conducting Risk and Control Self Assessments (RCSA) to ensure adherence to processes and policies, identifying inherent and residual risks, providing input on new products/processes to highlight operational risks, developing and monitoring Key Risk Indicators (KRI), maintaining the risk repository, enhancing Risk Control Matrix (RCM) for assigned functions, managing operational risks from outsourcing activities, maintaining operational loss data, conducting Root Cause Analysis (RCA), developing training modules, conducting branch assurance visits, and addressing gaps in consultation with process owners. To excel in this role, you are required to have an MBA or Graduate degree with Certification in Risk Management, along with 2-3 years of stable experience in handling operational risk in BFSI or other financial institutions. You should possess a strong understanding of risk management principles, the ability to anticipate and mitigate risks, proficiency in influencing process and policy changes, strong interpersonal skills, effective team player, efficient stakeholder management, project management skills, ability to work with cross-functional teams, strong analytical skills, excellent written communication and presentation skills, and high standards of integrity and ethics.,

Associate, Control II We re seeking a future team member for the role of Associate, Control II to join our Markets Control team. This role is located in Pune, MH HYBRID. In this role, you ll make an impact in the following ways: Assist with the assessment of risks & controls for all LoBs within Markets through the RCSA (Risk and Control Assessment) process Maintain appropriate controls in RCSA and CMF platforms. Year- round independent testing of key business controls to provide assurance to business that processes are designed and operating effectively. Identifying the deficiency in the existing process by raising Gap & Action plans and tracking them till those are remediated. Adhering to all elements of the Risk and Control Framework including risk identification, assessment, mitigation, trigger events, monitoring, etc. Work on various ad- hoc projects and support various process improvement initiatives. Managing KPI/KRIs in the tool RMP. Manage APAC, UK and EB Governance submissions which includes preparation of agenda, materials, minutes, tracking action points arising out of these forums. This also includes responsibilities related to Business Accepting Committee (BAC) on Baseline. Policy and Procedure Management for LoB Markets in Athena. To be successful in this role, we re seeking the following: Bachelors/ Master s degree/ MBA/ Chartered Accountant or relevant professional qualification would be advantageous Ideally between 3 to 5 years of experience of working in banking or other related industry environment. Basic understanding of Risk and Controls and Markets products Ability to work independently and manage stakeholder relationship. Good Communication skills (verbal & written) Basic proficiency in MS Office Tools and applications Ability to keep pace with a dynamic work environment, manage projects along with BAU, prioritize tasks as required.

What is the Operational Risk Manager responsible for? The role sits within a small team in a dynamic entrepreneurial investment management firm. The purpose of the role is to work directly with the Head of Operational Risk in running the Alcentra Operational Risk Framework. Given the small team size, the successful candidate will be required to individually own key components of the framework and work proactively with colleagues across the business to complete required deliverables. The teams remit is to ensure the firm is compliant with its regulatory requirements in respect of operational risk, and to constructively add value to operational processes and controls. The successful candidate will need to apply commercial judgement to ensure that recommendations made to the business are proportionate to risk levels and harms that could arise. The successful candidate will be an integral member of the department, and will have the opportunity to deliver both as part of a team and also individually. The Operational Risk team report into the Alcentra Head of Risk & Compliance. Operational Risk work closely with departments across the business including: Compliance; Investment Risk; Finance; Operations; AML/KYC; Portfolio Management; Trading; IT; Business Development; Product; Investment Structuring & Fund Formation; Credit Research and others. This role is a great opportunity for a candidate looking to gain experience across the full Operational Risk Framework, as well as getting involved in broader risk initiatives and projects. Your work will be meaningful and visible within the company. There is significant responsibility from day one. The successful candidate will be required to work London hours to align with the Alcentra Limited business. There is a requirement for employees to be present in the office Tuesday through Thursday, with occasional Mondays also. What are the ongoing responsibilities of the Operational Risk Manager? Conducting controls testing reviews on the most material operational risks facing the company. Documenting process flows on critical processes. Participating in the annual refresh of the firms RCSA. Initially the successful candidate will be project managing the RCSA refresh. This involves organising workshops; preparing materials; and documenting changes to risks and controls as discussed in the meetings. Over time there is the opportunity to host workshops also. Collating KRI reporting and commentary monthly. Raising appropriate queries to KRI providers for metrics trending outside of risk appetite. Monitoring the open action items tracked within the RCSA, and working with action owners to ensure they are closed timely. Providing RfP / DDQ responses to the client facing teams on Operational Risk topics. Documenting and remediating errors. This includes conducting root cause analysis, agreeing control improvements (where applicable) and conducting error closure validation. Contributing to the Strategic & Emerging Risk Assessment. Periodic update of Operational Risk team procedures and policies as required. Acting constructively and with a solutions-focussed mindset to the business on topics of Operational Risk both in terms of BAU and also on projects undertaken by the business. Other tasks and initiatives as may be required by Senior Management. What ideal qualifications, skills & experience would help someone to be successful? Operational risk, internal audit, or similar background within an investment manager is essential. Experience of working within a boutique investment manager is advantageous. Proven experience in building controls testing plans and conducting controls testing reviews is highly desirable. Process mapping ability. Experience of running components of an operational risk framework independently. Highly motivated self-starter with the ability to work efficiently and with credibility. Well-organised. Able to proactively manage and prioritise their workload. Clear and precise verbal and written communication skills with the ability engage with various professionals and teams of all seniorities across the company. Logical approach to problem solving, including possessing the commercial acumen to ensure recommendations made to the business are proportionate to the level of risk being mitigated. Naturally high attention to detail and strong critical thinking / analytical skills. Intermediate skills in PowerPoint, Excel, and Word. Work Shift Timings - 2:00 PM 11:00 PM IST Experience our welcoming culture and reach your professional and personal potential!

Roles and Responsibilities Manage fraud control unit (FCU) operations, ensuring effective implementation of risk management strategies to mitigate financial losses. Conduct thorough investigations into suspected fraudulent activities, identifying root causes and implementing corrective actions. Develop and maintain processes for preventing fraud through vigilant monitoring of transactions and customer behaviour. Analyze data using tools like Power BI or Tableau to identify trends and patterns indicative of potential fraudulent activity. Collaborate with cross-functional teams to develop policies, procedures, and training programs related to fraud detection, investigation, and prevention. Desired Candidate Profile 2-7 years of experience in process risk management, RCSA (Risk Control Self-Assessment), or a related field. Strong understanding of fraud control principles, including fraud prevention, investigation techniques, and regulatory requirements. Proficiency in analyzing complex data sets using tools like Power BI or Tableau; ability to create insightful reports from large datasets.

At Atos , we are currently implementing multiple solutions on Operations Management, and we are looking to hire talented Operational Risk Management for our development centre in India. This position would be based out of Airoli, Navi Mumbai and is a permanent position. If you are looking for a high growth company with rock-solid stability, if you thrive in the energetic atmosphere of high-profile projects, we want to talk to you today! Lets connect and explore possibilities of having you onboard the team! Job Title: Operational Risk Management Primary Skill: Operational Risk Management Work Location: Airoli, Navi Mumbai [Work From Office] Position Summary: Risk & Control Self-Assessment: Perform detailed Risk and Control Self-Assessment (RCSA) & Key Risk Indicators. Risk Identification and Assessment: Identify and evaluate potential risks within the operational framework. Policies & Regulations: Ensure the respective clients complies with internal policies and external regulations. Errors & Complaints: Work closely with respective operations teams to identify and strengthen controls to prevent errors/claims. Perform root cause analysis for Complaints & breaches, gap identification, action planning and tracking of actionable. Monitor errors remediation process. Conduct checks to review the implementation of the recommended controls mentioned in the ERG review meet. Ensure identified gaps are addressed by Operations team through action trackers. Monitoring & Testing: Engage in continuous monitoring and testing of controls as per the defined frequencies. Work in collaboration with clients control assurance team for expanding different ways of monitoring of activities. Monitor the controls listing process ensuring risk prone processes and their controls are listed adequately. Engage with the business to assess the M&T review observations, discuss gaps and remediation status. Policy Development: Develop policies and procedures for effective risk management. Draft and review Risk management policies/procedures on defined intervals. Training & Awareness: Drive a cultural awareness of risk management practices through on floor sessions, trainings, and events. Provide training & conduct awareness sessions to employees on risk management and compliance. Ensure a sound Risk Management framework is established and promulgated in the vertical. Evaluate the effectiveness of checklists and controls and periodically review the activities for accuracy and completeness. New Process Transitions: Perform Risk Assessment for all new transitions. Review and analyze trends in historic data (volumes, errors, instances etc.). Study MSA / SOW and Regulatory requirements. Take process walkthroughs. Examine process SOPs, Post these activates, identify risks applicable, recommend controls, post go live perform control testing. Prepare Risk slide for Governance Deck & participate in monthly governance with all stakeholders on open risk points and action plan. Prepare & participate in Joint Risk, Compliance and Assurance Committee. Note the proceedings of the meeting & track actionable. Support Internal Audit for client, pre-audit calls, questionnaire, co-ordination between auditors & respective departments during the audit & post audit reverts. Conduct spot checks on the critical and sensitive activities and controls. Ensure process readiness for any Corporate/ Client audit. Conduct the pre-audit checks with business. Promote a culture of Self-Declaration and Disclosure and work with business to implement effective remediating actions to close the identified gaps. Continuously develop deep knowledge of products, processes, financial markets, regulatory obligations & operating model changes; understand impact of my role & responsibilities. Obtain process knowledge / subject matter expertise required on services performed within the account and sound understanding of Risk & securities industry. Establish positive relationship with key functional/Onshore teams within first line of defense business lines. Develop plan for implementation of Operational Risk, Compliance. Excellent understanding of Risk, Audits and controls. Good knowledge of MS office (Excel, Word & PowerPoint). Ability to fosters and facilitates collaborative problem solving and decision making. Must demonstrate strong analytical thinking & presentation skills. Possess excellent written and verbal communications skills If you are interested to know more, please send an updated copy of your resume to akshay.ganar@atos.net About us: Atos is a leading global provider of integrated information technology and knowledge process services. We help global enterprises evolve the core by leveraging automation, scaled agile and cloud platforms to build efficient application development and management, testing and infrastructure solutions. Our digital services enable companies to engage customers, discover new insights through analytics, and create a more connected enterprise through the internet of things. Atos’s "Customer for Life" philosophy builds collaborative partnerships and creates long-term client value by investing in IP, solutions and industry-focused delivery teams with deep domain knowledge. We encourage you to visit us on Atos.Net or follow us on Twitter, LinkedIn, Facebook, YouTube and other social media to know more about us.

Key Responsibilities: 1. IT Control Testing and Evaluation: Plan and execute control testing of ITGCs and automated application controls. Evaluate design and operating effectiveness of controls related to: User access management (IAM) Change management System development lifecycle (SDLC) Backup & recovery IT operations and infrastructure security Document testing procedures, results, and exceptions in line with ERM standards. 2. Risk and Control Self-Assessments (RCSA): Support IT RCSA activities across technology platforms and infrastructure. Identify and assess IT risks, including cybersecurity threats and third-party/vendor risks. Collaborate with IT stakeholders to remediate identified control gaps and improve IT control posture. 3. Regulatory and Framework Compliance: Ensure alignment with regulatory requirements and industry frameworks such as: SOX (Sarbanes-Oxley) FFIEC, OCC, NIST, COBIT, ISO 27001 Monitor compliance with internal IT policies, procedures, and enterprise risk tolerance. 4. Stakeholder Engagement & Collaboration: Work closely with IT, Information Security, Compliance, and Internal Audit teams. Serve as the subject matter expert (SME) on IT control testing and risk identification. Communicate findings, risks, and recommendations clearly to technical and non-technical stakeholders. 5. Reporting and Documentation: Develop testing scripts, risk-control matrices, and evidence documentation. Prepare executive-level reports highlighting key findings, trends, and remediation status. Track control testing progress and report deviations from expected timelines or outcomes. 6. Continuous Improvement: Stay current with technology risk trends, emerging threats, and evolving compliance standards. Recommend enhancements to IT control testing methodologies, tooling, and governance processes. Key Qualifications: Education: Bachelors degree in Information Technology, Computer Science, Cybersecurity, Risk Management, or related fields. Advanced certifications are a plus. Certifications (preferred): CISA (Certified Information Systems Auditor) CRISC (Certified in Risk and Information Systems Control) CISSP, CGEIT, or ITIL certifications Experience: 810 years in IT risk management, internal audit, or control testing within financial services or technology-driven environments. Technical Skills: Strong knowledge of ITGCs, application controls, and system security principles Hands-on experience with GRC platforms (e.g., Archer, MetricStream, ServiceNow GRC) Familiarity with scripting or automation tools for testing/reporting is a plus Proficient in Excel, Power BI, or Tableau for data analysis and reporting Please share your cv at surbhi.malhotra@nlbtech.com

Role & responsibilities Treasury, FM (Financial Market), FMO, FMMO (FM Middle Office) RCSA / Thematic: Conceptualize, plan and ensure comprehensiveness coverage of RCSA/ thematic reviews to identify material risks/gaps. Ensure updation of risk library & timely execution of reviews Review findings and discuss with business articulating the issues identified/risk mitigation action plans KRI Identify new/critical risk indicators; review & modify existing indicators for effectiveness Monitor breaches and discuss with business for suitable action plans for reducing breaches OR Events Ensure appropriate review /analysis of root cause and mitigation/actioning of operational risk events. Ensure timely completion/release of analysis BCP/ Vendor Risk Reviews/ ITAC Review BCP and Business Impact Analysis of units to understand/identify critical activities and work-around plan incase of contingencies Plan Vendor risk review to ensure comprehensiveness / timely completion and review/ discuss observations with business articulating the issues identified/risk mitigation action plans Plan/review Information Technology Access Control (ITAC) risks and testing as per plan PPACs/SOPs Timely & comprehensive review of new product or processes / existing SOPs from operational risk perspective and highlight material risks & ensure necessary controls have been put in place by the Proposing Unit Open Issues Monitor status of open issues across - RCSA, Events, ORMC, VRR, PPACs Ensure continuous follow-up / discussion with business on the timely updation and closure of pending open issues Review MIS/reports/submissions to ORMC, RMC, stakeholders. Timely closure action items from ORMC, IAD, RAR, Regulatory Circulars etc Risk and Internal Control Responsibilities Monitor, review, and communicate the impact of risks to businesses Work together with other organizational line of defense (i.e. Compliance, Internal Audit, etc.).

ITGC -Hyderabad They will be the same key roles and responsibilities, but each headcount will have specific focus/expertise as outlined in 1-4 below. This should give high level summary of specific qualification/experience in resources that we look for. Information Security/Cyber Security Infrastructure, cloud platform, network, and service management, software engineering/SLDC Data ITGC and business application controls Key Role & Responsibilities Conduct and document thorough walkthrough of IT controls Design test plans and document test steps to assess the control design and operating effectiveness Create/prepare a document request list and work with control owners/performers to obtain evidence supporting the control execution and validation that the control is working as intended. Complete control testing workpaper and maintain detailed records of testing results, findings, and recommendations. Address workpaper review comments and independent review and challenge from the Second Line of Defense Specific Skillsets & Experiences Experience with IT internal audit or other risk assurance functions Knowledge of industry and compliance frameworks i.e., NIST cybersecurity framework, CIS, ITIL, PCI, FedRAMP Strong understanding of risk management methodologies, and security control testing techniques. Strong verbal and written communication skills, with the ability to lead walkthroughs with control owners/performers, and construct questions and follow-ups. Focus on each headcount: Information Security/Cyber security focus - Technical skills and experiences with particular focus/familiarity on the following control areas or tools, but not limited to: Network security - firewall, NAC, Network Intrusion Prevention/detection, WAF, Web filtering/Web traffic (i.e., FireMon, Cisco ISE, Cloudflare etc.) Cyber data protection/data security - DLP, data discover/classification, email security, cloud data security/CASB, database security and encryption (i.e., Trellix, Proofpoint, Varonis, Purview, Imperva) Servers and endpoint security - Antivirus/Antimalware, Device, protection, Endpoint privilege access (i.e., Crowdstrike, Absolute, Beyond Trust) Cyber defense SIEM, MSSP, and SOC for log forwarding/ingestion/and monitoring, Cyber Threat Intelligence Cloud platform security Application and API security OWASP principles, SAST, SCA, DAST, secret scanning Access and Authentication/Privilege access (i.e., SailPoint, Okta/Auth0, Delinea) Infrastructure, cloud platform, and network, and service management, software engineering/SDLC focus - Technical skills and experiences with particular focus on the following control areas/concepts, but not limited to: Server and Directory service management Build/image, configuration management, certification management, backup and recovery, Active Directory, Patching Workstations, Virtual Desktops, Mobile Devices – Build/Image, MAM, Patching Cloud platform management – AWS/AWS well-architected framework, Azure, IaC/automated build template Platform and application observability Disaster recovery – Data center DR test, High availability, cloud recovery Service management – Hardware/software asset management, software licensing, CMDB, change management, incident and problem management SLDC – DevSecOps concept, Coding services (IaC, service mesh etc.), Code repository, CI/CD, Quality engineering and quality assurance Data focus - Technical skills and experiences with particular focus on the following areas/concepts, but not limited to: Database administration – Database design/structure, access controls, build, configuration, backup, jobs, and other maintenance and security measures (i.e., SQL, PostgreSQL) Data warehouse platform/data development/transformation – Design/architecture, Data modeling, ETL, data obfuscation and masking (i.e., Snowflake, Coalesce) Data transit/exchange connection/data file transfers – Monitoring, Logging, Secure file transfer/protocols, error handling Data governance and quality management – Metadata management, Data lineage, Data quality rules, Data defect management (i.e., Collibra) ITGC and business application controls / SOX focus (e.g., system interface and integration) - Technical skills and experiences with particular focus on the following areas/concepts Testing of SOX ITGC / IT general controls Testing of business applications controls – Automated application interface and integration, system/application Please share your profile at surbhi.malhotra@nlbtech.com

The role involves monitoring the Best Execution of Fixed Income and Equity transactions as well as the Liquidity of Fixed Income and Equity portfolios. You will be responsible for computing performance and risk measures using existing models, tools, and processes. Additionally, you will assist in the investment rule setting process, User Acceptance Testing (UAT), maintenance of rules, and monitoring of rule exceptions. Stress testing of portfolios and periodic updating and reporting of trackers and dashboards will also be part of your responsibilities. Monitoring exposures of portfolios and assisting in the preparation of Risk Committee Agenda are key tasks. You will also contribute to Business Continuity Plan (BCP) and Disaster Recovery (DR) processes, as well as error and incident analysis and reporting. Identifying, analyzing, and monitoring operational risks through existing and new processes, as well as assisting in the RCSA process, are important aspects of the role. Qualifications required for this position include being an Article Trainee pursuing CA/CFA Final or an MBA in Finance. Proficiency in MS Office, particularly good excel skills, is necessary. Knowledge of VBA would be preferable. The ideal candidate should have 0-1 years of experience in a relevant field.,

Dpc Pest Controls is looking for Pest Control Manager to join our dynamic team and embark on a rewarding career journey Provide pest control services to clients. Conduct inspections and assessments of pest infestations. Develop and implement pest control strategies and plans. Monitor and report on pest control performance metrics. Ensure compliance with pest control regulations and standards. Provide training and support to pest control staff.

Job PurposeManage and maintain an effective Operational Risk FrameworkIdentify, evaluate, control and mitigate the organization wide operational risks by developing a pre-emptive control strategyProvide support to units in conducting process and procedure reviews, User Acceptance Test from OR perspectiveBe a point of reference for business units and share knowledge and skills Principal Accountabilities Responsible for Risk Control Self Assessments (RCSa)for various business functions and overseeing control validation testing in all key areasPeriodic review of Policies/ procedures from OR perspective with an aim to build better controls and bring efficiency Regular review of risk events reported and perform root cause analysis in consultation with business units Identification of Key Risk Indicators (KRIs) and regular monitoring and reporting of KRI breaches to senior management Tracking of action plans developed and monitor the closure of the same within timelines Supporting units in various digital initiatives from ORTroubleshoot and resolve issues related to network access control and micro segmentation Functional Skills Strong analytical skills Knowledge of Operational risk systems is preferred Knowledge of Wholesale banking processes such as credit, documentation, operations, credit monitoring In addition, the incumbent must possess softer skills such as:Strong team working skills Business acumen & drive for results

You will be supporting the Enterprise Risk Management (ERM) team of a leading APAC based Asset Manager in second line risk management monitoring and reporting as per the existing risk framework. Your main responsibilities will include: - Generating Risk Reporting decks or reports on a monthly, quarterly, semi-annually, or yearly basis - Providing advisory on Key Risk Indicators (KRI) development, monitoring, and escalations - Conducting risk trend analysis - Coordinating Scenario Analysis - Assisting in the RCSA process and performing data quality checks - Contributing to the enhancement of risk culture within the client's organization by managing and maintaining risk training materials, monitoring completion of risk training, and developing new risk awareness programs - Supporting the maintenance of PRISM, the eGRC system, by updating organizational changes, coordinating system enhancements, and addressing feedback/issues across the organization - Collaborating with the team on Risk Initiatives to strengthen the risk architecture You should have proven experience in Enterprise and/or operational risk management within the financial industry, preferably in asset management. A general understanding of the end-to-end investment process and familiarity with standard ERM and ORM frameworks and tools are required. Additionally, you should possess a strong ability to learn new processes, multitask, and meet tight deadlines. Being analytical, meticulous, a self-starter with a strong command of written and spoken English is essential. Proficiency in Microsoft Office tools is a must, and skill sets in coding (e.g., Python) and intelligence dashboards like PowerBI would be advantageous.,

As a member of the Global Solutions Center of a prestigious French Organization with a service culture focused on "Curiosity", "Constructiveness", and "Solidarity", your role will involve monitoring the quality of Balance Certification for the GBIS. You will ensure high-quality accounting certification by being independent and in a transversal position. You will have access to all procedures and methods necessary to validate accounts cartography in a respectful and homogeneous manner. Additionally, you will be responsible for the allocation of account ownership within your assigned perimeter and will be required to respond to internal and external audit queries while following up and resolving any open issues. To be successful in this role, you should have a minimum of 3 years of working experience in the accounting domain, along with a BCOM, MBA, or equivalent educational qualification. A good understanding of accounting and the month-end process is essential. Proficiency in accounting knowledge, financial statement interpretation, risk assessment, IFRS standard know-how, and reconciliation understanding is required. Strong interpersonal skills and communication abilities are also necessary. Furthermore, hands-on experience with MYAPRC and RCSA will be beneficial in carrying out your responsibilities effectively. Joining Societe Generale means becoming part of a team that believes in the power of individuals to drive positive change. Whether you are with us for a short period or a long-term career, your contributions can have a meaningful impact on the future. Innovation, creativity, and action are integral to our culture, providing you with a stimulating and supportive environment to grow and make a difference every day. As an employee, you will have the opportunity to dedicate several days per year to solidarity actions during working hours. This includes activities such as sponsoring individuals facing challenges in their professional journey, contributing to the financial education of young apprentices, and sharing your skills with charitable organizations. Societe Generale values diversity and inclusion, providing a welcoming space for you to thrive and contribute positively to society.,

As part of the Global Solutions Center of a prestigious French Organization with a 150-year legacy, you will have the opportunity to embody the service culture values of "Curiosity," "Constructiveness," and "Solidarity." Your main responsibilities will include monitoring the quality of Balance Certification of the GBIS and ensuring high-quality accounting certification. You will work independently in a transversal position, utilizing all procedures and methods to validate accounts cartography in a respectful and homogeneous manner. Additionally, you will oversee the allocation of account ownership within your designated area and handle Audit, ensuring timely closure of recommendations. Furthermore, you will work autonomously on assigned tasks, organize training sessions for departments and group business lines, identify anomalies, qualify them, and monitor rectifications. Your role will also involve contributing to the monitoring and updating of processes, activities, tools, and procedures, requiring significant responsiveness to adapt to changing dynamics. You will serve as the point of contact for the business line for all requests and ensure that all risks are identified, assessed, analyzed, measured, monitored, managed, and reported while providing a holistic view on all risks. To be successful in this role, you should have 1 to 3+ years of working experience in the accounting domain, a degree in BCOM, MBA, or equivalent educational qualification, and a good understanding of accounting and month-end processes. Proficiency in accounting knowledge, financial statement interpretation, risk assessment, IFRS Standard know-how, and reconciliation understanding is essential. Moreover, you should possess good interpersonal skills, effective communication abilities, the capacity to handle large amounts of data and derive meaningful inferences, and hands-on experience with MYAPRC and RCSA. Familiarity with banking products, financial markets, operational risks, and non-compliance risks related to the scope is also required. Joining our team at Socit Gnrale means being at the forefront of driving change and shaping the world of tomorrow through your initiatives, big or small. Whether you're here for a short period or the long haul, together, we can make a positive impact on the future. If you thrive in a stimulating environment, value making a difference daily, and seek to develop or enhance your expertise within a caring community, you will find yourself right at home with us. At Socit Gnrale, employees have the opportunity to dedicate several days per year to solidarity actions during their working hours, including sponsoring individuals navigating career challenges, contributing to the financial education of young learners, and sharing their skills with charitable organizations. We are committed to supporting the acceleration of our Group's ESG strategy by incorporating ESG principles into all our activities and policies, translating them into our business operations, work environment, and responsible practices for environmental protection. Join us in a diverse and inclusive environment where your contributions matter and your growth is encouraged.,

Role & responsibilities Implementation of the Operations Risk framework of the bank. Establish an Operations Risk resilience framework of the bank. Conduct RCSA and Collect KRI data from various departments of the bank. Ensuring all the SOPs of the bank are updated and in line KRI and operations risk resilience framework. Having adequate knowledge and experience in collecting and collating Operations risk events data. Identification and assessment of operations risk parameters, risk events etc. Identification and assessment of operations risk controls and mitigation, risk tolerance limits. Measurement of operations risk events, operations risk score, KRI score, inherent risk score and residual risk score. Formulate action plan for bridging the gaps and reducing the residual risk score. Implementation of manual and system based internal controls and MIS. Implementation of preventive and detective controls for operations risk. Implementation of the advances measurement approach for operations risk and operations risk resilience in the bank Preferred candidate profile Should report to Chief Risk Officer concerning risk event data collections, operations risk score measurement, RCSA, KRI, residual risk measurement, remediation; Sharing inputs on operations risk and operations risk resilience and manual / system contols to senior management and Management Committee. o Ensure the bank staff have enough awareness on operations risk and risk scoring and management; Maintain proficient regulatory knowledge of all applicable rules and regulations affecting the operations of the bank and operations risk management. Maintain the required operations risk measurement data and evidences for reporting to regulators and MIS. Be responsible for the implementation of new regulatory requirements or those changes to existing requirements at the branch level.

Job Description: Conduct detailed evaluations of the financial product journeys and processes (new or existing) to identify potential risks including financial, regulatory, reputational, and operational. Assessment of the banking Products to ensure adherence with applicable regulations and internal policies by evaluating the Design & Operating Controls effectiveness to address the identified risks during the product lifecycle Collaborate with Product Owners to ensure all identified risks are accurately captured and documented and providing recommendation for mitigating risk exposures Work closely with cross-functional teams, including Products, Technology, Compliance, InfoSec, Finance, etc. for risk management strategies into product finalization Monitor operational risk indicators and escalate any potential breaches or concerns Carrying out ORM activities like RCSA, KRI, incident management, Loss data management etc Assist in preparing various risk reports Experience: 5-10 years of experience in Risk Management within the Indian BFSI industry, with a specific focus on core banking products such as Savings Accounts, Current Accounts, and Payment Products. Education: Bachelors degree in Risk Management, Business Administration, Finance, or a related field. Professional certifications in Risk Management (e.g., CRISC, FRM, CA, etc. ) are preferred. Experience in a similar role within the banking or financial services industry is highly desirable. Technical Knowledge: Strong understanding of Indian financial products (Savings Accounts, Current Accounts, UPI, Wallet etc.) and platforms. Knowledge of Indian regulators and their requirements applicable to the financial institutions Ability to ensure product compliance with operational risk requirements Understanding with risk management frameworks. Proficient in control design and testing methodologies. Proactive identification and mitigation of risks to safeguard the bank and its customers. Excellent communication and collaboration skills to work effectively with cross-functional teams. If interested, kindly share your updated cv on riya@beanhr.com Thanks & Regards, Riya Choudhary Bean HR Consulting-"Ahead Your Search" https://beanhr.com Locations:- Ghaziabad (Delhi-NCR) / Dehradun

Role & responsibilities: Develop, implement, and maintain the enterprise-wide Risk Governance Framework aligned with regulatory and business needs Ensure regulatory compliance with NHB, RBI, and other applicable risk-related requirements Facilitate Risk Appetite Framework implementation and alignment with business strategy Promote risk awareness and a culture of accountability across the organization through training and communication Coordinate the periodic review and update of risk policies and procedures across all risk types Act as liaison for internal and external audits, inspections, and regulatory queries related to risk governance Preferred candidate profile: Exposure to affordable housing finance or retail lending in low-income segments Certification in risk or governance frameworks (e.g., FRM, IRM, GRC) Familiarity with enterprise GRC tools or risk documentation systems Eligibility 7+ years of experience in risk governance, enterprise risk management, compliance, or audit roles in lending/financial services Strong understanding of risk policies, governance frameworks, and regulatory guidelines (especially NHB/RBI) Excellent organizational and documentation skills, with an eye for detail Proficient in preparing management-level presentations, committee packs, and risk reports Strong interpersonal and stakeholder management skills

Role & responsibilities We are seeking a seasoned professional to lead the Operational Risk function for our affordable housing finance business. The role involves identifying, assessing, monitoring, and mitigating operational risks across the organization. The ideal candidate will have a deep understanding of financial services processes and the risk landscape in lending to the informal and low-income segment. Preferred candidate profile Certification in Risk Management (e.g., ORM, FRM, CRMA etc) Experience in implementing Operational risk tools or systems Implementation of Risk Control Self-Assessment Exposure to Affordable housing segment, digital lending platforms and associated operational risks Required skills 10+ years of experience in operational risk, internal controls, or audit functions in financial services Strong knowledge of retail lending operations, especially in the affordable housing finance or housing finance companies Familiarity with NHB/RBI operational risk guidelines and regulatory expectations Experience in conducting RCSAs, incident management, and process audits Hands on experience in ECL/ICAAP/Control Assessments Analytical thinker with strong communication, influencing, and problem-solving skills Ability to work in a dynamic, lean environment with a practical and business-aligned approach

Join our HR Control Management team as an Office of Legal Obligations (OLO) Associate, where you will play a crucial role in driving a consistent and efficient Control Management process and program framework. Your responsibilities will include ensuring compliance with Firmwide risk management standards and supporting the HR organization through strategic program development and execution. As an Associate OLO Associate within our HR Control Management team, you will be responsible for driving strategic initiatives that focus on compliance and operational efficiency. Your expertise in program management and process improvement will be essential in aligning with Firmwide risk management standards and supporting the HR organization. If you are a proactive problem-solver with a passion for innovation and collaboration, we welcome you to join our team and contribute to our success. Your main responsibilities will include: - Driving a consistent, efficient, and well-organized Control Management (CM) end-to-end process and program framework for the Office of Legal Obligations (OLO) program. - Collaborating with Control Managers (CMs) to develop engagement models and approaches for new/existing program development/changes requiring HR Leader engagement. - Supporting the business in executing large control programs through project management and operational processing to ensure HR compliance with Firmwide risk management standards. - Establishing program/process cycles, SLAs, KRI/KPIs, and proactively managing deadlines, team resources, and impacts to the HR Organization in alignment with the CM Plan & Calendar. - Developing and maintaining robust reporting/analytics and scorecards to monitor progress, report status to executives, and manage team effectiveness in setting and meeting CM Goals. - Conducting regular process and program reviews to identify opportunities for process improvement, simplification, and automation. - Working closely with firm-wide control teams and partners to ensure accuracy and compliance with program and process requirements. - Managing various programs such as Office of Legal Obligations (OLO), Legal and Regulatory Change Management (LRCM), Compliance Risk Assessment, Designated Assigning Authority Policy, E-Mail Blocking, PAD Restrictions, Consecutive Leave, Sworn Documents, and Conduct Lessons Learned. Required qualifications, capabilities, and skills for this role include: - Bachelor's degree or equivalent experience. - 3+ years of experience in operational risk and control, and RCSA. - Ability to perform tasks with minimum supervision and directions, strong interpersonal and collaboration skills. - Professional team-player with exceptional attention to detail and excellent written and verbal communication skills. - Strong proficiency in Microsoft Excel, including macros and logic functions. - Proven ability to prioritize and efficiently complete assignments while maintaining the highest quality. - Ability to think globally and understand implications beyond project specifics, excellent organizational skills and judgment to handle sensitive information. - Exceptional problem-solving skills and ability to create logical and realistic solutions under tight deadlines. - Ability to perceive risks and make decisions quickly, often with incomplete information. - Project management, analytical, and communication skills are key, with the ability to address conflicts and escalate issues where appropriate. - Detail-oriented with a disciplined approach to process and quality control, willingness to ask questions, challenge the process, and seek out answers in Operations Management. Preferred qualifications, capabilities, and skills include: - Familiarity with HR functions, policy & procedures, and experience in reviewing, writing, or advising on policies and procedures. - Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) and familiarity with modern front-end and cloud technologies. - Ability to create a vision and actionable roadmap focused on ongoing innovation and maximizing delivery of business goals and returns on investment. - Strong analytical skills to effectively leverage technology and tools for strategic decision-making and process improvement.,

Purpose of the Job: This role is responsible for driving end-to-end product development and management of key banking products (e.g., Savings Accounts, Current Accounts, Wallets, UPI ) while ensuring full alignment with risk, compliance, and operational control frameworks . The Product Manager will partner with cross-functional teams to build seamless and secure product journeys that deliver customer value and meet regulatory expectations. The role also involves proactively identifying, evaluating, and mitigating financial and non-financial riskssuch as regulatory, reputational, and operationalacross the product lifecycle. The ideal candidate will be equally fluent in product design and risk governance. Key Responsibilities: Product Strategy & Execution: Define and manage the roadmap for core financial products and digital platforms (e.g., mobile apps, websites). Collaborate with cross-functional teams (Tech, UX, Operations, Finance) to deliver robust and user-friendly products. Gather and analyze customer feedback, market trends, and competitor insights to enhance product features. Translate product ideas into actionable requirements and user stories. Risk & Control Oversight: Conduct thorough assessments of product journeys and processes to identify financial, regulatory, operational, and reputational risks . Evaluate the design and effectiveness of controls to mitigate identified risks and ensure compliance with internal policies and applicable laws. Integrate risk and compliance requirements into product design from ideation through launch. Operational Risk Management: Support and implement key ORM activities such as: RCSA (Risk & Control Self-Assessments) KRI (Key Risk Indicators) tracking Incident and Loss Event Management Regularly review control effectiveness, document risk exposures, and implement mitigation strategies. Monitor operational metrics and escalate control breaches or emerging risks appropriately. Stakeholder Collaboration: Work with Compliance, InfoSec, Legal, and Audit teams to ensure regulatory and security requirements are embedded. Provide timely inputs to risk committees and contribute to internal risk reporting. Required Experience: 5 - 10 years of experience in Product Management and/or Operational Risk within the Indian BFSI industry . Strong exposure to core banking and digital financial products (e.g., savings accounts, payments, UPI, wallets). Experience with product lifecycle management, risk control testing, and compliance evaluations. Interested candidates can share their resume at radhika@beanhr.com

About the Role: OSTTRA India The RoleRisk Analyst The Team: Osttra is the home of MarkitSERV, Traiana, Trioptima and Reset businesses that offer post trade services to a community of 10k+ clients. Our company brings together people, processes, and networks to solve the markets most challenging problems. Innovating, integrating, and optimising the post-trade workflow we are positively shaping the way the community works forever. The Impact Being a member of the OSTTRA Corporate Risk office means you will be part of a diverse and collaborative team. The Corporate Risk office serves as the front-line risk team for the organization and is accountable for assessing and instituting effective management of Enterprise Risks, as well as conformance with enterprise policies, frameworks, and standards. Whats in it for you The successful candidate will serve as a risk champion who will partner with the Line Managers, Business, Legal, Risk, and Compliance teams, as well as the rest of the control functions in the identification, assessment, monitoring, and mitigation of risks in both business-as-usual processes and across change initiatives. The candidate in this role will assist with managing a comprehensive portfolio of risk management action plans across the organization, and will challenge, problem solve and escalate issues/concerns as appropriate. The Risk Analyst for this role should be highly perceptive. The candidate should also have the ability to communicate effectively and present plans in a convincing way. Ultimately, the right candidate will ensure that our company secures its reputation and profitability by controlling and managing Enterprise Risks.This is an excellent opportunity to be part of a team based out of Gurgaon and to work with colleagues across multiple regions globally. Responsibilities: Identify, assess, and mitigate enterprise-wide risks Assist in the ongoing development, implementation, and maintenance of the organization's Enterprise Risk Management (ERM) framework. Ensure compliance with relevant risk management standards and best practices. Continuously improve the ERM framework based on internal and external assessments. Assist in the implementation and maintenance of risk management processes Conduct risk assessments (e.g., Risk and Control Self-Assessments/RCSA) and data analysis Support the development and maintenance of the risk register Prepare and maintain risk-related documentation/Prepare reports and presentations to risk management and company leadership Assist with the development and delivery of risk management training/Develop and maintain a robust risk management culture Contribute to the development of risk mitigation plans Proactively identify and escalate potential risks Collaborate with other departments to gather risk information **NOTEThe Primary Responsibilities of this role are not limited to the details above.** What Were Looking For Bachelors degree or equivalent work experience. Minimum of 2-3 years of related field experience (financial services industry experience, must include direct experience in risk management) Knowledge of the financial services industry, products, and regulatory environment Experience conducting risk and control assessments (RCSA) Knowledge of Key Process Indicators (KPI) and Key Risk Indicators (KRI) Familiarity with industry compliance standards and regulations Proficient in Google Workspace and Microsoft Office suite. Experience with data visualization software (e.g., Power BI) a plus Strong analytical skills with high attention to detail and accuracy Excellent verbal, written, interpersonal, and presentation skills/Proficient in English a must Ability to understand broader business issues Strong organizational, multi-tasking, and prioritizing skills - ability to drive in a fast paced, deadline driven environment and work under pressure in a dynamic and complex environment. The LocationGurgaon, India Statement: About OSTTRA Candidates should note that OSTTRAis an independentfirm, jointly owned by S&P Global and CME Group. As part of the joint venture, S&P Global providesrecruitmentservices to OSTTRA - however, successful candidates will be interviewed and directly employed by OSTTRA, joiningour global team of more than 1,200 posttrade experts. OSTTRA was formed in 2021 through the combination of four businesses that have been at the heart of post trade evolution and innovation for the last 20+ yearsMarkitServ, Traiana, TriOptima and Reset. OSTTRA is a joint venture, owned 50/50 by S&P Global and CME Group. Joining the OSTTRA team is a unique opportunity to help build a bold new business with an outstanding heritage in financial technology, playing a central role in supporting global financial markets.Learn more atwww.osttra.com. Whats In It For You Benefits: We take care of you, so you cantake care of business. We care about our people. Thats why we provide everything youand your careerneed to thrive at S&P Global. Health & WellnessHealth care coverage designed for the mind and body. Continuous LearningAccess a wealth of resources to grow your career and learn valuable new skills. Invest in Your FutureSecure your financial future through competitive pay, retirement planning, a continuing education program with a company-matched student loan contribution, and financial wellness programs. Family Friendly PerksIts not just about you. S&P Global has perks for your partners and little ones, too, with some best-in class benefits for families. Beyond the BasicsFrom retail discounts to referral incentive awardssmall perks can make a big difference. For more information on benefits by country visithttps://spgbenefits.com/benefit-summaries Recruitment Fraud Alert If you receive an email from a spglobalind.com domain or any other regionally based domains, it is a scam and should be reported to reportfraud@spglobal.com. S&P Global never requires any candidate to pay money for job applications, interviews, offer letters, pre-employment training or for equipment/delivery of equipment. Stay informed and protect yourself from recruitment fraud by reviewing our guidelines, fraudulent domains, and how to report suspicious activity here. ---- Equal Opportunity Employer S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law. Only electronic job submissions will be considered for employment. If you need an accommodation during the application process due to a disability, please send an email to EEO.Compliance@spglobal.com and your request will be forwarded to the appropriate person. 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We're Hiring: Operations Risk Analyst Non-IT (Banking Industry) Location: Navi Mumbai Experience: 3–6 Years Department: Operational Risk Employment Type: Full-Time Are you passionate about building resilient risk frameworks and ensuring operational excellence? Join our team as an Operations Risk Analyst (Non-IT) and play a critical role in strengthening our risk posture and compliance standards across core banking operations. What You’ll Do: Lead and execute Risk Control Self-Assessments (RCSA) across non-IT operational units. Conduct thorough Root Cause Analysis (RCA) for operational incidents, ensuring lessons are captured and controls improved. Design, document, and implement effective risk mitigation controls for key processes. Develop and maintain the Business Control Framework and comprehensive risk documentation. Monitor and report on Key Risk Indicators (KRIs) to identify trends and emerging risks. Collaborate with IT, compliance, and business teams to test controls, assess gaps, and drive remediation plans. Support governance through accurate risk reporting , dashboards, and executive summaries. What We’re Looking For: 3–6 years of hands-on experience in Operational Risk Management (non-IT) within banking or financial services . Strong working knowledge of RCSA, RCA, internal controls, and regulatory frameworks . Proven ability to build structured documentation, frameworks, and operational control libraries. Excellent analytical, communication, and stakeholder engagement skills. Proficiency in MS Office (especially Excel & PowerPoint); familiarity with GRC platforms is a plus. Preferred Qualifications: Graduate/Postgraduate in Finance, Risk, Commerce, or a related field. Professional certifications like FRM, ORM, or ISO 31000 (preferred, not mandatory). Why Join Us? Be part of a forward-thinking risk team in a fast-evolving banking environment. Work on enterprise-level risk frameworks with cross-functional exposure. A culture that values integrity, ownership, and continuous learning.

Job Description Operational Risk Management (ORM) **Department:** Governance, Risk and Compliance **Industry:** Banking **Location:** Pune and Noida **Experience Required:** ~2-8 years of post-qualification work experience in Risk Management Key Responsibilities and Requirements • Experience in Operational Risk Management (RCSA, KRI, Incident Management, Reporting, GRC etc.) within FS industry • Preferably consulting and industry background • Strong communications and stakeholder management skills • MBA/CA/CS background • - Good understanding of capital market related products in fixed income, investment banking and/or global capital market products such as Derivatives (Listed Options, Futures, Rates, Credit, Equities and Structured Products), Bonds and Futures etc. • Understanding of the trade lifecycle • Attention to detail, good documentation and writing skills • Team player with ability to work independently in a fast-paced environment and within a small team setting • Strong analytical skills with ability to accurately and efficiently process information. Domain Knowledge • management framework - RCSA, Controls Testing, Obligations/ Compliance Plan, Internal Loss, KRI management, risk reporting, Third party risk • 2. Capital Markets & Investment Banking processes • and products - Equities, Fixed Income, Derivatives • 3. Retail Banking , Corporate Banking • 4. First Line of Defense control testing, Second Line control test • Investment banking, institutional securities, treasury, trade life cycle, front office , Wealth management, institutional broking, capital markets, derivatives, fixed incomes.

You will be responsible for monitoring the Best Execution of Fixed Income and Equity transactions as well as the Liquidity of Fixed Income and Equity portfolios. You will compute performance and risk measures using existing models, tools, and processes. Additionally, you will assist in the investment rule setting process, User Acceptance Testing (UAT), maintenance of rules, and monitoring of rule exceptions. Conducting stress tests on portfolios, updating and reporting trackers and dashboards periodically, and monitoring exposures of portfolios will also be part of your responsibilities. You will assist in preparing the Risk Committee Agenda and contribute to the Business Continuity Plan (BCP) and Disaster Recovery (DR) processes. Furthermore, you will support error and incident analysis and reporting processes, as well as identifying, analyzing, and monitoring operational risks through existing and new processes. Additionally, you will assist in the Risk Control Self Assessment (RCSA) process. To qualify for this role, you should be an Article Trainee pursuing CA/CFA Final or an MBA in Finance. Proficiency in MS Office, particularly in Excel with good skills, is required. Knowledge of VBA would be preferable. This position requires 0-1 years of relevant experience.,

Role & responsibilities RCSA Data Management and 2LOD Effective Challenge Support Coordinate and facilitate the import of RCSA data from various sources into the system of record, ensuring the compatibility and adherence to the data format requirements. Maintain tracker of all data changes into Archer with key information such as dates, record IDs, and types of changes, etc., Manage and ensure all submitted data changes are properly stored on the companys SharePoint location, Validate data import templates provided by BCOs, or Operational Risk as RCSA coordinator for 2LOD, by verifying, and identifying exception in submitted RCSA data upload files against data requirements across all RCSA data fields for: completeness, formats, and validation rules to facilitate a smooth data ingestion into the system of record. Resolve any discrepancies or errors in collaboration with management in Operational Risk, and BCOs, Risk/Control owners to ensure correct/accurate data is captured in Archer. Preferred candidate profile RCSA, Understanding of Risk management, Risk & Controls framework, Scenario Analysis, Loss Events, Severity and Likelihood of the Risk