Assistant Manager

Lead small teams and conduct thorough controls and compliance

reviews, delivering high-quality deliverables. Identify gaps in

member firm compliance.

Train and coach junior team members. Review their work and

ensure it is completed timely and meets required quality standard.

Collaborate with cross-functional teams (including member firm

teams) to monitor, review and report on the operation and testing

of SoQM controls and other compliance programs. Use Risk and

Control matrix to support the review of Control Documentation

and Testing documentation. Identify control and/or compliance

failures and areas of improvement. Discuss final observations

with Managers/Directors/Partners

Maintain accurate documentation of tasks performed and

contribute to reporting dashboards

Perform detailed data analysis on complex Excel sheets to

identify trends, anomalies, and actionable insights to support

compliance reviews and/or reporting requirements.

Demonstrate initiative and a strong work ethic, consistently

achieve goals with minimal supervision. Take ownership of tasks

and projects, drive them from inception to completion while

maintaining high standards and attention to detail.

Assist in drafting reports and presentations to communicate review

outcomes

Stay up to date with firm methodologies (SoQM, GQCR, and

CEAC), applicable regulations & standards. This includes

conducting thorough research, actively learning, and effectively

implementing these policies in the projects.

Regularly review firm policies and guidelines to enhance subject

knowledge. Become SME on selected core topic, develop training

material and guide team members on the topic throughout the

year.

Assist Managers in building resources, such as- templates, project

framework, standard testing procedures, etc.

Propose enhancements to testing and review procedures by

incorporating automation and AI tools to improve the efficiency

and effectiveness of day-to-day tasks.

Demonstrate flexibility to work beyond standard shift hours when

needed, ensuring effective collaboration with stakeholders across

different time zones for successful completion of projects within

deadlines.

Anticipate potential challenges, address issues proactively, and

inform management timely for necessary actions or escalations.