153 Rcsa Jobs - Page 3

R0401865 Risk and Control Analyst, NCT Job Title: Risk and Control Analyst, NCT Location: Bangalore/ Pune, India Role Description To assist with the management of the organizations Operational Risk framework by performing Control Effectiveness Testing against the controls identified within the Risk and Control Inventory process. This will enable support of the Banks strategic objectives by providing meaningful insight and guidance to a range of internal stakeholders across the Corporate Banking Divisions. This role is exclusively for candidates who have experience in Corporate Banking Operations internal control testing. As an Analyst, you will be responsible for providing teams with an info...

Job Role Fiduciary responsibility Sending annual mailers to clients on insider information rule and ensuring that no transaction is violating the insider information rule on post facto basis Yearly risk search on all the Trust clients, settlors and beneficiaries Ensure processes are prepared, updated and implemented Vigilance on immovable properties of the Trusts Updating master sheets and ready reckoner information for the trusts on as required basis Ensuring client complaints are resolved on timely basis Checking of fiduciary compliances e.g. Checking distributions are made on timely basis to beneficiaries Review of respective trust investments with investment advisors Ensuring fees charge...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Senior Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 c...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Specialist Qualifications: Any Graduation Years of Experience: 7 to 11 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 coun...

About the Role: OSTTRA India The RoleRisk Analyst The Team: Osttra is the home of MarkitSERV, Traiana, Trioptima and Reset businesses that offer post trade services to a community of 10k+ clients. Our company brings together people, processes, and networks to solve the markets most challenging problems. Innovating, integrating, and optimising the post-trade workflow we are positively shaping the way the community works forever. The Impact Being a member of the OSTTRA Corporate Risk office means you will be part of a diverse and collaborative team. The Corporate Risk office serves as the front-line risk team for the organization and is accountable for assessing and instituting effective manag...

Job Role Fiduciary responsibility Sending annual mailers to clients on insider information rule and ensuring that no transaction is violating the insider information rule on post facto basis Yearly risk search on all the Trust clients, settlors and beneficiaries Ensure processes are prepared, updated and implemented Vigilance on immovable properties of the Trusts Updating master sheets and ready reckoner information for the trusts on as required basis Ensuring client complaints are resolved on timely basis Checking of fiduciary compliances e.g. Checking distributions are made on timely basis to beneficiaries Review of respective trust investments with investment advisors Ensuring fees charge...

You will be responsible for reviewing and analyzing alerts triggered in SAS according to the AML SOP within the specified TATs. Cases that require escalation to the Investigation Team must be identified and actioned promptly as per the AML SOP guidelines. Your role will involve assisting the Manager AML by providing comprehensive quality analysis for the reviewed cases. It is essential to effectively communicate any key Financial Crimes risks discovered during the review and analysis of customer accounts to the Line Manager and/or Head of Transactions Monitoring/delegate. Additionally, sharing innovative ideas for enhancing work effectiveness and efficiency will be encouraged. Your responsib...

The Senior Analyst, Controllership (L09) at Synchrony will play a crucial role in ensuring compliance with governance standards across the Finance organization. You will be a part of a centralized team responsible for driving the implementation of a new Governance Operating Model within Finance. Your key responsibilities will include supporting various aspects such as Risk Assessment, Change Management, Monitoring and Reporting, and Issue & Incident Management. Your role will involve collaborating with different teams within Finance to maintain relevant metrics, escalate risks as needed, and provide an aggregated view of governance activities and results. In this role, you will also be invol...

As a Risk Management Specialist based in Marol (Mumbai), your primary responsibility will be to oversee Financial and Operational Risk reporting to the Region/Group. You will be required to adopt and implement Generali Group Policies and Guidelines, ensuring compliance across the organization. Your key tasks will include conducting annual Operational Risk Assessments (ORA) and Main/Emerging Risk Self Assessments (MRSA). It will be your duty to monitor and control Key Risks and Focused Business Risks (FBRs), driving improvements in governance standards. Additionally, you will review and finalize Risk Control Self-Assessments (RCSA) for each function, seeking approvals from relevant function h...

Key Responsibilities: 1. IT Control Testing and Evaluation: Plan and execute control testing of ITGCs and automated application controls. Evaluate design and operating effectiveness of controls related to: User access management (IAM) Change management System development lifecycle (SDLC) Backup & recovery IT operations and infrastructure security Document testing procedures, results, and exceptions in line with ERM standards. 2. Risk and Control Self-Assessments (RCSA): Support IT RCSA activities across technology platforms and infrastructure. Identify and assess IT risks, including cybersecurity threats and third-party/vendor risks. Collaborate with IT stakeholders to remediate identified c...

The Company Our client is a leading provider of progressive post-trade solutions for the global OTC markets across interest rate, FX, equity and credit asset classes. It incorporates CME Groups optimization businesses –Traiana, TriOptima, and Reset & headquartered in London. The Job As a risk champion who will partner with the Line Managers, Business, Legal, Risk, and Compliance teams, as well as the rest of the control functions in the identification, assessment, monitoring, and mitigation of risks in both business-as-usual processes and across change initiatives. The candidate in this role will assist with managing a comprehensive portfolio of risk management action plans across the organi...

About this role: As a Business Execution Consultant at Wells Fargo, you will be responsible for participating in various business operations to ensure the achievement of business goals and objectives. Your role will involve identifying opportunities for process improvement by conducting root cause testing of compliance and business metrics. You will need to determine areas of strength and opportunities for business execution within the defined scope of work. Additionally, you will review strategies and action plans to establish effective processes while meeting performance metrics and policy expectations. Your role will require you to utilize independent judgment to guide moderate-risk deliv...

You are a strategic thinker passionate about ensuring a robust control environment. You have found the right team. As a Control Management Associate in our Finance team, you will spend each day overseeing control issue identification, escalation, evaluation, and remediation. As a Control Management Associate in our Finance team, you will play an instrumental role in promoting consistency of approach across both Corporate and Line of Business Finance teams. Job responsibilities Develop an enhanced operating model and organizational structure that allows for the continuous assessment of the control environment Design and implement an evaluation process that will assess the impact of issues and...

Skills: understand various aspects in Risk and Control Framework, like RCSA, Incident Management, Issue Management, Control Testing and Validation. EMEA business partners in delivering the responsibilities like control testing, Incident Reporting, Risk review Experience in Capital Market operations/middle office operations into the trade life cycle of static data, confirmations, settlements, reconciliations and investigations. Role & responsibilities You will be required to have Capital Markets experience, will be responsible for executing the Process review and Enhancement (PRE) Self Inspection program (SIP), Business Continuity Planning (BCP), weekly production of Operations metric program...

As an integral part of DBS Bank Limited IBU located at GIFT City, Gandhinagar, your role as a key member of the team will involve assisting the IBU COO in implementing DBS Policy and Processes to ensure a robust Risk and Control environment. Your primary responsibilities will include timely implementation of policies, conducting thematic reviews on AML/CFT, enhancing AML policies and controls, tracking closure of Audit issues, assisting in GL and Nostro reconciliations, monitoring KRIs, and actively supporting RCSA activities. You will be expected to assess IBU's compliance with CDD/AML Policy, monitor adherence to internal policies and external regulations, identify control gaps, drive reme...

Hiring, RCSA (Risk and Control Self-Assessment). 6-9 years Able to handle Tech Risk as a part of RCSA Control Manage EOL/EOS of Softwares Must be hands-on in Excel Should be proficient in Audit handling

Position Purpose The Manager, RISK ORM 2S ISPL will report hierarchically and functionally to the AVP/VP of RISK ORM 2S ISPL. The RISK ORM perimeter includes all operational risks for business processes, which are performed in Chennai/Mumbai. Located within the RISK Function of BNP Paribas, the role of the Assistant Manager, RISK ORM 2S ISPL, is to ensure that the components of the operational risk management framework are implemented and is operating effectively in 2S ISPL Chennai and Mumbai. Responsibilities Direct Responsibilities The RISK ORM 2S ISPL mandate is to independently challenge and supervise the operational risk management framework of BP2S activities as described in the level ...

Position Purpose The Manager, RISK ORM 2S ISPL will report hierarchically and functionally to the AVP/VP of RISK ORM 2S ISPL. The RISK ORM perimeter includes all operational risks for business processes, which are performed in Chennai/Mumbai. Located within the RISK Function of BNP Paribas, the role of the Assistant Manager, RISK ORM 2S ISPL, is to ensure that the components of the operational risk management framework are implemented and is operating effectively in 2S ISPL Chennai and Mumbai. Responsibilities Direct Responsibilities The RISK ORM 2S ISPL mandate is to independently challenge and supervise the operational risk management framework of BP2S activities as described in the level ...

Assistant Vice President/Vice President - Global Market Front Office Operational Permanent Control Position Purpose Within the GM CCCO department, the GM Operational Permanent Control & TAC/NAC Coordination team (GM OPC) serves as subject matter expert on the Front Office (FO) supervision structure, operational risks assessment, controls and governance. We are looking for a HEAD of OPC/ RPC team. The candidate will have to split the work between 80% to produce the BAU of the team as any other of his teammates and 20% to manage the OPC/ RPC team. Responsibilities Direct Responsibilities 1 . PROTECTION & RISK REMEDIATION: o Strengthen FO to End control set up through the declaration, investiga...

Position Purpose Within the GM CCCO department, the GM Operational Permanent Control & TAC/NAC Coordination team (GM OPC) serves as subject matter expert on the Front Office (FO) supervision structure, operational risks assessment, controls and governance. We are looking for a HEAD of OPC/ RPC team. The candidate will have to split the work between 80% to produce the BAU of the team as any other of his teammates and 20% to manage the OPC/ RPC team. Responsibilities Direct Responsibilities 1 . PROTECTION & RISK REMEDIATION: o Strengthen FO to End control set up through the declaration, investigation, analysis of operational risk incidents o Contribute to determine risk reduction actions & coo...

Job Opportunity: Assurance AVP (UK Captive Bank) Location: Pune Package: up to 28 LPA Key Responsibilities Develop and refresh the Compliance Assurance Annual Plan , focusing on high-risk areas. Deliver risk-based assurance reviews to test the effectiveness of compliance controls and processes. Identify risks, control weaknesses, and areas of non-compliance, and recommend improvements. Communicate assurance findings and insights effectively through reports and stakeholder discussions. Build strong relationships across the three lines of defence to drive governance and oversight. Enhance assurance coverage through data analytics and automated assurance techniques . Lead, coach, and guide team...

About this role: Wells Fargo is seeking a Business Execution Consultant. We believe in the power of working together because great ideas can come from anyone. Through collaboration, any employee can have an impact and make a difference for the entire company. Explore opportunities with us for a career in a supportive environment where you can learn and grow. In this role, you will: Participate in a variety of assigned and ongoing business operations to ensure success in meeting business goals and objectives Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics Determine areas of strength or Business Execution opportunity within...

How will you make an impact in this role The Fraud, Credit Bust Out (CBO), Banking Product Payments Risk Organization is a global team of risk officers, data scientists, and product managers that are building innovative solutions and capabilities to manage external fraud and payment risk across AMEX s card and banking portfolios. We are looking for an Analyst to join the Fraud, Credit Bust Out (CBO), Banking Product Payments Business Operations team , which will oversee how the Global fraud team meets expectations outlined in the enterprise-wide policies and governance requirements for operational and fraud risk management across both the global card and banking product portfolios. The team ...

Responsibilities Direct Responsibilities 1) Create OPC Dashboard providing details of the high risk items for the Business Lines and presenting it to senior management. 2) Perform IT specific level 2 controls and prepare the Control Execution Results. 3) Appraise the IT HODs on the specific controls to be deployed in the respective Areas. 4) Prepare & present artifacts addressing high IT risk areas which require management attention. 5) Prepare minutes of the meeting of the presentation done and circulate it among the relevant stakeholders. 6) Ensure RCSA key IT actionables are tracked and present the progress update to senior management. 7) Ensure that all P1 and P2 related incidents are re...

You will be working as a Senior Consultant in the Business Service Control team at Northern Trust, a globally recognized financial institution with more than 130 years of experience and over 22,000 partners. In this role, you will be responsible for collaborating with Control partners and practice managers to implement control best practices, assess risks, advise on control enhancements, and identify control gaps and improvement opportunities. Your key responsibilities will include conducting risk-based control reviews, analyzing processes and controls, evaluating control design and execution effectiveness, documenting test findings, ensuring alignment with organizational standards and regul...