2097 Operational Risk Jobs - Page 26

Do you have a knack for SOX AuditAre you at your best when supporting othersWe re looking for someone like that to: - perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines - maintain high quality testing documentation - address and clear any review points raised through Quality Assurance (QA) review in a timely manner - escalate any potential testing issues / exceptions to appropriate teams and record issues in the issues logs timely and accurately - support Control Owners, onshore Process Owners and Operational Risk Controllers in understanding reported control deficiencies and related risks - provide timely updates to the...

Some careers open more doors than others. If you re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Job Descriptors International Wealth and Premier Banking (IWPB) provides a leading premium proposition through Premier Banking and, together with our Global Private Bank, are present across the world s most important markets, booking centres, and corridors most valued by our clients. Our wealth offering is further enhanced through our best-in-class manufacturing ...

Some careers open more doors than others. If you re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Job Descriptors International Wealth and Premier Banking (IWPB) provides a leading premium proposition through Premier Banking and, together with our Global Private Bank, are present across the world s most important markets, booking centres, and corridors most valued by our clients. Our wealth offering is further enhanced through our best-in-class manufacturing ...

Join our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm s robust risk strategy. Job Summary As an Associate Compliance and Operations Risk Test Lead within the Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in test execution will be crucial in managing and conducting precise and accountable tests, ensuring alignment with the firms highest risks. Your analytical thinking and problem-solving skills will be key in identifying control coverage gaps and driving remediation of control issues. You will also be responsible for planning and o...

We are MG Global Services Private Limited (formerly known as 10FA India Private Limited, and prior to that Prudential Global Services Private Limited) . We are a fully owned subsidiary of the MG plc group of companies, operating as a Global Capability Centre providing a range of value adding services to the Group since 2003. At MG our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset Management, Life and Wealth. All three operating segments work together to deliver attractive financial outcomes for our cli...

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted report within timelinesProactively detect problems or gaps in different processes, ensure mitigation, and loop closureTo effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trendsLearning and ground sensing to be shared with the stakeholders for root cause analysisAccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines without ...

Some careers have more impact than others. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Finance Operations Principal responsibilities Ensure support is provided as per requirement to onshore counterparts Attend/Organize all business calls /meetings and drive issue resolution as required Respond to queries from senior group le...

Company: Guy Carpenter Description: We are seeking a talented individual to join our Operations team at Guy Carpenter. This role will be based in Gurugram This is a hybrid role that has a requirement of working at least three days a week in the office. Associate Director - Transactional Services We re seeking an Associate Director - Transactional Services who will become a part of a high-performance team involves driving the organizational strategy to ensure continuous improvement within the operations team through effective processes, skilled people, and a focus on quality. In this role, you will take complete ownership of Reinsurance Claims agreements, contributing to a positive difference...

About The Role About The Role Process Support Visits to Branches for Process Adherence Surprise Vigilance Visits to Branches and doing a random check of critical items of branch banking processes Pre and Post Account opening sampling of data for RCU Manage Team & Agencies to drive field level Initiatives, activities & Investigations Follow ups on the Unusual Events to ensure timely closure Support for counterfeit note reporting to authorities Ensure Fraud benchmarks are achieved with a view to minimize fraud numbers and plug in controls for product/ process lapses identified through proactive & hind-sighting measures. Understanding emerging fraud patterns from a strategic perspective and the...

About The Role About The Role Process Support Visits to Branches for Process Adherence Surprise Vigilance Visits to Branches and doing a random check of critical items of branch banking processes Pre and Post Account opening sampling of data for RCU Manage Team & Agencies to drive field level Initiatives, activities & Investigations Follow ups on the Unusual Events to ensure timely closure Support for counterfeit note reporting to authorities Ensure Fraud benchmarks are achieved with a view to minimize fraud numbers and plug in controls for product/ process lapses identified through proactive & hind-sighting measures. Understanding emerging fraud patterns from a strategic perspective and the...

About The Role JOB DESCRIPTION RoleRCU Digital Fraud Team Manager GradeM4/M5 Manage team of Acquisitions Managers to manage and grow existing portfolio of customers in Agri SME space. Acceptable knowledge of respective geography & ability to quickly recruit quality team members. To manage and grow existing portfolio of customers in Agri, Food processing & MSME Industries by offering loan products in line with customer requirements of W orking capital (fund based/non-fund based) & Term Loan facilities Build a strong & robust customer base to increase both assets and liabilities, earn revenue by providing them high standards of service on an ongoing basis. Deepening relationship with existing ...

About The Role Job Role: Manage Day to-day Operational Activities of Customer Deliverables like Debit card / Credit Card / Cheque book etc" Manage deliveries, coordinate with various production vendors, courier partners and Stationery vendors. Ensure TAT for all the activities & experience in leading a team operations. To handle escalations in operations. Reconciliation of processing data on a day-to-day basis. Provides support and guidance to Team Leaders and subordinates and give decision on complex operational and technical issues. Continuously work on improvements & error reduction thru regular analysis. Elimination of redundant internal processes/ procedures and duplication/ over-lappin...

About The Role Job Role: Manage Day to-day Operational Activities of Customer Deliverables like Debit card / Credit Card / Cheque book etc" Manage deliveries, coordinate with various production vendors, courier partners and Stationery vendors. Ensure TAT for all the activities & experience in leading a team operations. To handle escalations in operations. Reconciliation of processing data on a day-to-day basis. Provides support and guidance to Team Leaders and subordinates and give decision on complex operational and technical issues. Continuously work on improvements & error reduction thru regular analysis. Elimination of redundant internal processes/ procedures and duplication/ over-lappin...

Role Purpose As senior member of the JLL India HSSE team, this individual will be responsible for implementing and managing HSSE for one of the JLLs key India WD accounts. The most important objective of this role will be ensuring that our employees and sub-contractors return home safely at the end of their working day. To demonstrate leadership in health, safety and environmental issues, ensuring that the JLL HSSE and Client Management System and Standards are applied across areas of responsibility. To promote a positive, proactive HSSE culture and to influence stakeholders and ensure alignment and compliance with all client HSSE policies and practice. The role is highly visible, and the wo...

Job Purpose This position is open with Bajaj Finance Ltd.Culture Anchor:Have high ambitions - Inspires the team to aim for higher targets and supports in achieving themOwn It - Acknowledges uncertainty and makes changes in own decisions/ actions for better outcomes Duties and Responsibilities Review of design & implementation of Operational Risk Management (ORM) framework Review of design Required Qualifications and Experience Practice Emotional Intelligence - Develops the team, supporting them to do moreListens to others, stays calm under pressure, and treats everyone with respect.

RB - Branch Control Unit: Circle BCU Team INTERNAL USAGE: No of Vacancies: Reports to: RB - Branch Control Unit: Circle BCU Head Is a Team leader? NO Team Size: NA Grade: SM/AVP Business: Department: Branch Banking Sub-Department: BCU Location: About BCU To strengthen the controls in the front line, bank has established the Branch Control Unit which will drive unified charter of Controls, Risks and Compliance in the branch network The new structure will strengthen first line accountability for control failures, drive the control agenda across an integrated framework of erstwhile BBOG, SQ & ROM units The role would drive significant impact in improving in BOHI scores, Branch Audits, Fraud Out...

Job Description: You will be responsible for interpreting and disseminating Firmwide CORE Standards and Procedures to Control Managers. Additionally, you will undertake various Risk and Control Program initiatives and present the outcomes to senior stakeholders. Your role will also involve reviewing and closing out all Program and self-identified CORE hygiene items, becoming a subject matter expert in the CORE application, and providing guidance to Control Managers. Furthermore, you will support data quality analysis and reporting, assist with control issues, conduct qualitative assessments on high-risk compliance and control areas, and communicate regularly with key stakeholders. Key Respon...

As a member of the team, your role will involve: - Client/stakeholder management: - Being Client Centric - Reporting and escalating Client Incidents - Developing and maintaining a strong connect with stakeholders - Providing quick/satisfactory resolutions for issues - Building effective synergy with cross-functional units - Operational Excellence: - Delivering BAU per set benchmarks/agreements - Monitoring/Escalating errors and incidents - Identifying production efficiencies and delivering - Monitoring all the activities handled by the team to ensure better quality and maintain controls - Processing/Validating of Deals, Facilities, and Outstanding in Loan IQ - Reviewing credit agreements to ...

Education - Mandatory: Graduate Experience - Min 2 yr of experience as Assistant Manager, Overall 7+ year's experience. Job Responsibilities: Ensure timely escalation of operational risks to management by assessing the severity and potential impact of issues encountered. Develop and implement comprehensive training plans for staff, ensuring that all team members are equipped with the necessary skills and knowledge. Conduct daily huddles to communicate priorities, address concerns, and foster a cohesive team environment. Participate actively in monthly documented Quality Control Meetings (QCMs) to ensure adherence to operational standards. Monitor team productivity closely and provide feedbac...

Position: Operational Risk Management (ORM) No. of Position: 01 Place of Posting: Mumbai Preferred Educational Qualification: CA or MBA Experience : 2-4 y ears of relevant experience in risk identification and management, Enterprise Risk Management (ERM), Operational Risk Management (ORM), incident governance, compliance and/or audit. Candidate should have worked extensively on maturing the risk culture through diligent initiatives Ideal candidate having experience in the financial services industry and a working knowledge of regulatory requirements Profound knowledge of Risk Management (regulatory requirements, industry leading practices & trends in ORM and ERM) Ability to articulate comple...

Operations Manager Our expanding company is seeking to hire an operations manager to join our leadership team. You will be in charge of providing inspired leadership for the operation of one of our organization's lines of business, which involves making important policy and strategic decisions, as well as the development and implementation of operational policies and procedures. You will also be assisting our Human Resources department with recruiting, when necessary, and help promote a company culture that encourages morale and performance. Operations Manager Responsibilities: Provide inspired leadership for the organization. Make important policy, planning, and strategy decisions. Develop,...

Role Overview: As a Client Data Manager I within the Operations team, you will enable thought leadership and lead a team that is risk-aware, empowered, and accountable to drive best-in-class service. Your role will involve reviewing and improving data collection and verification processes to ensure the accuracy and completeness of KYC records. Your advanced organizational skills and proficiency in digital and tech literacy will be key in managing multiple tasks and leveraging software applications to enhance processes and client experience. Key Responsibilities: - Perform day-to-day management of a team, including coaching and providing ongoing performance feedback. - Track performance of in...

As a member of the NFR Framework Conformance and UCM Program Team in the Legal and Compliance Division at Morgan Stanley, you will be responsible for supporting the governance and execution of the Unified Categorization Model (UCM) Change Management process. **Role Overview:** You will be assisting in the execution of the NFR Quality Assurance Framework, working closely with various Business Units to resolve QA findings, preparing data packs on NFRAC risk profile, and supporting Operational Risk Capital processes. Additionally, you will act as a subject matter expert for ORX consortium industry loss data and participate in new data-related industry projects. **Key Responsibilities:** - Gover...

As a Risk Analyst within Transaction Banking (TxB) at Goldman Sachs, you will be responsible for identifying, assessing, and mitigating a wide range of risks that could impact the organization's objectives. This role offers a unique opportunity to work across various risk domains, including Operational, Client, Credit, Fraud, Activity Monitoring, Regulatory, and Financial risk, providing you with a comprehensive understanding of enterprise-wide risk management. Key Responsibilities: - Assist in identifying, assessing, and mitigating risks across the organization - Support the development and maintenance of risk management policies and procedures - Conduct data analysis to support risk assess...

Lead group-wide audits by planning, executing, and reporting risk-based reviews, enhancing controls, and driving compliance. Partner with leadership, mentor teams, and embed a culture of accountability, efficiency, and continuous improvement. Required Candidate profile Qualified CA with 8-10 years of progressive experience in internal audit, risk management, or assurance, preferably in a group or multi-business environment