Internal Auditor

🧾 Job Title: Internal Auditor

Location:

Employers:

Employment Type:

Experience Required:

🔍 Role Overview

Candidates with an insurance sector background will not be considered.

🧠 Key Responsibilities

• Conduct internal audits and risk assessments of capital markets and investment banking processes.
• Evaluate and test internal controls for

  SOX compliance

  and operational effectiveness.
• Review systems and controls across front, middle, and back-office functions.
• Assess key control processes in trading, settlements, reconciliations, risk reporting, and regulatory compliance.
• Prepare detailed audit reports with findings, risk implications, and actionable recommendations.
• Coordinate with cross-functional and global stakeholders to drive implementation of audit findings.
• Contribute to the development of risk-based internal audit plans.
• Assist in

  SOX reviews, control self-assessments, and special investigations

  as required.
• Stay updated on evolving regulatory and risk landscapes in capital markets.

✅ Required Skills & Experience

• 2–7 years of post-qualification experience in

  internal audit

  , preferably within consulting or BFSI.
• Hands-on experience in

  SOX compliance

  , including documentation, testing, and reporting.
• Strong exposure to capital market and global investment banking products such as:

• Fixed Income

  ,

  Bonds

  ,

  Derivatives

  (Options, Futures, Rates, Credit, Equities, Structured Products)
• Solid understanding of control testing methodologies and risk assessment frameworks.
• Proficient in preparing audit documentation and communicating key risks to senior stakeholders.
• Excellent interpersonal, communication, and project management skills.

🎓 Preferred Qualifications

• Chartered Accountant (CA) or Certified Internal Auditor (CIA)
• CFA (Level I or above), FRM, or MBA (Finance) preferred
• Prior experience auditing or working in investment banking or capital market environments

🚫 Exclusions

• Candidates with core experience limited to the

  insurance sector

  will

  not be considered

  for this role.

💰 Compensation

• Competitive salary + performance-based incentives (as per firm policy)