25 Compliance Oversight Jobs

In this role as Chief Financial Officer (CFO) for a high-growth financial services platform, you will be responsible for providing strategic financial leadership, overseeing risk and compliance, and collaborating closely with internal and external stakeholders on significant investment banking and corporate finance transactions. **Key Responsibilities:** - Lead the financial strategy and long-term financial planning of the company - Manage budgeting, forecasting, financial reporting, and analysis - Ensure statutory compliance and oversee tax and legal governance - Handle stakeholder management including investors, auditors, and board reporting - Drive risk mitigation strategies and maintain ...

Opportunity to work with a global medical equipment company Opportunity to take on a leadership role and contribute to the company's vision About Our Client Our client is a leading global medical technology company that provides innovative solutions in diagnostic and therapeutic imaging, laboratory diagnostics, and digital health services. Job Description The Successful Applicant Regulatory Strategy Development Define and drive the regulatory vision and strategy for CRM products, aligning with Healthineers business goals. Establish a roadmap for regulatory submissions, approvals, and compliance for new and existing product lines. Lead initiatives to address regulatory challenges in emerging ...

**Job Description:** As a Quality Analyst at our company, you will be responsible for monitoring and evaluating customer interactions across various channels (calls, emails, chats) to ensure they adhere to established quality standards. Your key role will involve identifying areas for improvement and providing feedback to agents and teams to optimize customer experience and service delivery. **Key Responsibilities:** - **Quality Monitoring:** Regularly listen to recorded customer interactions, evaluating agent performance against set quality metrics like adherence to scripts, product knowledge, tone of voice, problem-solving skills, and customer satisfaction. - **Data Analysis:** Analyze cal...

Description We are looking for an experienced Admin Supervisor to oversee our administrative team and ensure smooth office operations. The ideal candidate will have a strong background in office management and the ability to lead and motivate a team. Responsibilities Oversee daily administrative operations and ensure efficiency in the office environment. Manage and supervise administrative staff, providing guidance and support. Coordinate office activities and operations to secure efficiency and compliance with policies. Develop and implement administrative systems and procedures to streamline processes. Monitor and maintain office supplies and equipment, ensuring adequate stock levels. Assi...

As a Delivery Lead Manager at Accenture, you will be responsible for overseeing a team of Life and Pensions specialists to deliver high-quality services aligned with business objectives. Your role will involve driving client acquisition and retention strategies, managing client relationships, monitoring team performance, and fostering team development. You will collaborate across departments, stay updated on industry trends, ensure compliance, conduct audits, and communicate effectively with stakeholders. **Key Responsibilities:** - Lead and Manage a High-Performing Team: Oversee Life and Pensions specialists to deliver client-centric services. - Drive Client Acquisition and Retention: Devel...

As a Network Engineer/Network Administrator with 3 to 6 years of experience, you will be responsible for network and infrastructure management, network performance monitoring, and optimization. You will also play a key role in implementing network security and access control measures. Your duties will include server installation, configuration, and maintenance, as well as overseeing system updates, patch management, and data backups. Additionally, you will be expected to provide user support, troubleshoot any issues that arise, and manage IT assets and licenses effectively. Furthermore, you will be responsible for coordinating with vendors, handling IT procurement, enforcing IT policies, and...

Key performance indicators: Executes risk and compliance processes and oversight, operational tasks, and / or business partnering with sub-functions. Effective management of information risk and compliance status leading to reduced critical audit findings for a subset of a function or technology. Level of maturity of controls in projects and operations. Applications and projects are secure and compliant at launch . Minimum Requirements: Work Experience: Relationship Management. Collaborating across boundaries. Accountability. Skills: Knowledge of all relevant policies and practices. Quality Assurance. Quality Assurance. Influencing and persuading. Effective communication. Compliance Business...

You are a detail-oriented and proactive Performance Analyst, WFM looking to join a dynamic team focused on supporting workforce management and Operational teams processes. Your responsibilities will include utilizing performance data to ensure the accuracy and integrity of data, maintaining seamless reporting across multiple locations, and supporting client and internal reporting. Your main tasks will involve collecting, analyzing, and presenting key performance metrics to track organizational progress and align with strategic goals. Additionally, you will be responsible for monitoring employee attendance patterns, addressing productivity issues, ensuring schedule adherence, and maximizing b...

A Back Office Team Leader oversees the administrative functions that support the core operations of an organization. Your key responsibilities will include supervising back-office staff, managing workflow and productivity, ensuring accuracy and efficiency in tasks, implementing processes and procedures, handling complex administrative tasks, collaborating with other departments, monitoring performance and providing feedback, identifying areas for improvement, strategic planning, budget management, compliance oversight, and training and development. This is a full-time position suitable for both experienced professionals and freshers. The benefits include health insurance, Provident Fund, a y...

As a Senior Facility Executive, you will play a crucial role in driving excellence across technical and soft services operations. This multifaceted position presents an exciting opportunity to utilize your technical expertise while expanding your leadership skills in soft services management. Your comprehensive approach to integrated facility management will have a significant impact on our facility operations. You will be responsible for leading electrical, mechanical, and plumbing operations to ensure optimal facility performance and reliability. Additionally, you will coordinate housekeeping, security, landscaping, and other soft services to maintain exceptional facility standards. Develo...

As an Assistant Director Corporate Relations, you will be responsible for leading student placements, alumni engagement, and strategic industry partnerships. Your key responsibilities will include: Industry & Alumni Engagement: You will build and maintain strong relationships with recruiters, designers, and alumni to facilitate hiring, mentorship, and industry connections. Placement & Internship Management: Your role will involve overseeing campus placements, pre-placement talks, and internship programs to align with industry requirements and student objectives. Career Development: Providing career guidance to students through activities such as resume reviews, mock interviews, and employabi...

You are a Merchandising Head for the Sweater Category at Active Clothing Co. Ltd. located in Mohali, Punjab. Your primary responsibility is to lead a merchandising team that handles brand requirements, product development, costing, buyer communication, and order execution from concept to shipment. Your role requires expertise in sweaters, buyer protocol adherence, and coordination with production and sourcing teams to deliver quality products on time and within cost. As the Merchandising Head, your key responsibilities include serving as the primary contact for the brand's buying/merchandising team, understanding brand DNA, negotiating orders and pricing with buyers, managing T&A calendars, ...

A leading Corporate Financial Institution is looking for a highly motivated, seasoned, and accomplished individual to join as a "CREDIT FUND MANAGER - CAT2-AIF" at MUMBAI - Andheri (E). The company specializes in providing best-in-class Wealth Management Solutions and Inter Corporate Deposits to High Net Worth Individuals, large and mid-corporate groups, and institutions. They excel in structured products, investments, and providing mezzanine financing to corporations in need of short-term working capital. As the Credit Fund Manager - CAT2-AIF, you will play a crucial role in evaluating the creditworthiness of potential investments by analyzing financial statements, industry trends, and econ...

Acquara is a leading global financial outsourcing organization providing comprehensive services in financial outsourcing, investment banking, mergers & acquisitions, investment management, financial advisory, human resource management, and IT services. Established in 2010 and headquartered in the UAE, Acquara operates in major financial hubs such as Singapore, the UK, and India. With over 12 years of global experience and a team of 100+ experts, we deliver innovative solutions for complex projects, prioritizing excellence, integrity, and superior client service. We are currently looking for an Associate Vice President of Indirect Taxation to join our Taxation department in Gurgaon. Reporting...

Acquara is a leading global financial outsourcing organization offering comprehensive services in financial outsourcing, investment banking, mergers & acquisitions, investment management, financial advisory, human resource management, and IT services. Founded in 2010 and headquartered in the UAE, Acquara has offices in major financial centers like Singapore, the UK, and India. With over 12 years of global experience and a team of 100+ experts, innovative solutions to complex projects are provided, ensuring excellence, integrity, and strong client service. We are currently looking for an Associate Vice President for Indirect Taxation to lead our Taxation department. The ideal candidate should...

As an Audit and Compliance Manager in the NBFC / Fintech Industry based in Andheri, Mumbai, you will report directly to the COO. Your primary responsibility will be to oversee and manage the internal audit and compliance functions of the organization. This pivotal role necessitates a comprehensive understanding of the regulatory landscape, robust analytical capabilities, and the proficiency to devise and implement efficient audit and compliance programs. Your duties will encompass the following key areas: Audit Management: - Develop and implement a thorough audit plan to evaluate the effectiveness of internal controls, financial reporting, and operational processes. - Conduct regular interna...

The Manager, Validation Operations position at Sectigo plays a crucial role in ensuring exceptional customer experiences during the validation and issuance processes. As a key leader, you will set high standards for excellence by actively engaging in validation tasks, guiding the team towards success, and overseeing daily operations. Your responsibilities will include providing training, mentorship, and leadership on product knowledge, compliance requirements, and process policies. Additionally, you will be involved in driving process improvements, efficiency strategies, and fostering cross-team collaboration to enhance overall service delivery. Strong leadership capabilities, PKI technical ...

The HRBP - Operational Support & Off-roll Management role entails delivering HR services and ensuring compliance for facility, food & beverage, and hostel staff, as well as overseeing HR processes for off-roll staff. Responsibilities include maintaining labor law compliance, implementing engagement strategies, managing employee relations, and optimizing HR operations. Collaborating with operational managers is crucial to foster a positive work environment, enforce HR policies consistently, and tackle the challenges of overseeing both on-roll and off-roll employees. Key Responsibilities: HR Support for Facility, F&B, and Hostel Staff: Serve as the primary HR point of contact for facility, foo...

You will have the opportunity to join a leading global investment management firm in Hyderabad as a mid-senior Compliance professional. This role is suited for individuals with a PQE of 8-12 years and a strong background in Global Regulatory Filings such as Form PF, Form CPO-PQR. Your responsibilities will include Compliance Monitoring and Oversight within the Investments and Financial Services sector. If you have extensive experience in this field and are looking for a new challenge, we encourage you to reach out to nilasha@vahura.com and utkarsh@vahura.com for a confidential discussion.,

As a Senior Compliance Manager in the Retail Liabilities & Wealth department at our Bank, your role will be crucial in managing overall compliance risk and ensuring regulatory requirements are met. You will collaborate with various business units and support functions to implement and oversee compliance activities effectively. Your responsibilities will include providing compliance oversight and advisory support to businesses, ensuring regulatory compliance, and managing overall compliance risk. You will review and update policies, procedures, manuals, and internal process documents in alignment with RBI guidelines, focusing on closing any observations from regulatory inspections. Additional...

We are seeking an experienced and dynamic Branch Manager to oversee our retail banking operations. As the main point of contact for the branch, you will be responsible for driving business growth, ensuring operational excellence, and providing exceptional customer service. This role necessitates strong leadership abilities, revenue ownership, client acquisition skills, team management expertise, and compliance oversight. Your responsibilities will include managing the branch as a profit center by enhancing revenue growth in liability products, third-party products (TPP), and retail assets. You will need to achieve sales targets at both individual and branch levels through new client acquisit...

You will be responsible for analyzing workflows, identifying bottlenecks, and implementing improvements to enhance efficiency. Your role will involve coordinating resources to ensure that teams have the necessary personnel, materials, and tools to meet objectives effectively. Utilizing data for performance tracking, trend identification, and informing strategic decisions will be a key part of your responsibilities. Ensuring compliance with industry regulations and company policies will also be essential. Building and maintaining relationships with vendors, negotiating contracts, and ensuring timely service delivery will fall under your purview. You will oversee operational costs, ensuring re...

Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you'd like, where you'll be supported and inspired by a collaborative community of colleagues around the world, and where you'll be able to reimagine what's possible. Join us and help the world's leading organizations unlock the value of technology and build a more sustainable, more inclusive world. As the Risk and Compliance Manager, you will be responsible for identifying and managing risks across the organization, ensuring compliance with legal and client requirements, and maintaining internal controls. You'll lead audits, monitor regulatory changes, and guide the company in staying com...

Role : Assistant Vice President Business Oversight Compliance Location: Pune Package: up to 30 LPA Key Responsibilities Identify, assess, and investigate compliance risks in business activities, controls, and systems. Monitor and respond to potential market abuse , money laundering , or financial crime risks. Review compliance breaches and support implementation of preventive/corrective actions. Drive implementation of compliance frameworks and ensure policies align with international and jurisdictional requirements. Contribute to the development and enhancement of compliance policies, controls, and procedures Advise and influence senior stakeholders on compliance risks and mitigation strate...

We are seeking an experienced and proactive professional to join our Compliance team as Assistant Vice President (AVP). The AVP Compliance will be responsible for providing oversight and support in execution of various compliance activities, ensuring full adherence to applicable regulatory requirements. Key Responsibilities: 1. Regulatory Reporting and Oversight: Prepare / Review and validate periodic reports prepared for submission to regulatory authorities. Monitor regulatory timelines and ensure adherence to filing deadlines. Provide guidance to junior team members and coordinate cross-departmental inputs. 2. Compliance Monitoring Tool Management: Oversee the maintenance, enhancement and ...