59 Compliance Oversight Jobs - Page 2

As a candidate with a strong coding background, particularly in CRD (Charles River), you will be responsible for various key tasks and requirements: - Possessing 7-12 years of experience in the industry - Demonstrating expertise in Pre-trade & Post-trade Monitoring aligned with APAC (MPF, Shariah) & UCITS (EMEA) Regulations - Hands-on experience in Guideline Coding and Maintenance using platforms like Charles River - Ability to interpret IMAs, Prospectus, SAIs and translate them into actionable Compliance rules - Exposure to Compliance oversight, reporting, and Change Management Projects (Rule clean-up etc) Your experience and skills will be instrumental in effectively managing and maintaini...

Designation: Compliance Executive/ Officer Reporting to: Finance & Taxation Manager Duration : Full Time Location : Bangalore About Donatekart Are you someone who cares deeply about bringing a real change Then, Donatekart is the right place for you. We are India's most trusted and transparent crowdfunding platform where donors donate products directly to the Charities online instead of money. In the last 6 years, we were able to raise over 90 L + worth of products, and 200 Cr+ worth Donations were done to support over 1400+ charities. Over 7,00,000 + unique donors used our platform to channelize donations to charities of their choice. Donatekart has won many awards like India's best social e...

You will be responsible for managing and enhancing HR systems, including Zoho CRM/ People, by leading a team of Analysts and Developers. Your proactive approach is key to maintaining service level agreements (SLAs) and ensuring the highest quality of support and operational efficiency. **Key Responsibilities:** - Develop and maintain comprehensive reports and analytics to support HR decisions and demonstrate the effectiveness of HR technologies. - Administer and refine leave policies and management practices for employee well-being while meeting organizational needs. - Foster a positive environment with clients and within the team to promote engagement and satisfaction. - Oversee the adminis...

As a Franchise Development Manager, your role involves identifying potential franchisees, pitching business opportunities, and onboarding new partners. You will be responsible for ensuring that franchisees comply with the company's operational standards, policies, and procedures. Conducting training programs for franchisees and their teams to maintain consistency and brand quality will be a key aspect of your job. Monitoring franchise performance, analyzing sales data, and implementing strategies to achieve revenue goals are crucial responsibilities. Your role also includes building and maintaining strong relationships with franchise owners to foster trust and loyalty. Working closely with m...

As a strategic and technically strong leader, you will be responsible for heading the Photovoltaic Cell Manufacturing operations. Your primary goal will be to set up PV cell manufacturing activities, including technology finalization, production operations, and project execution. Your role will involve leading technical projects such as new production line commissioning, capacity expansion, and technology transfers like PERC, TOPCon, and HJT. You will work closely with OEMs, engineering, and R&D teams to ensure timely project completion and performance ramp-up. This is a high-impact position where you will have full ownership of production performance, operational excellence, and team leader...

The Head of Regulatory Affairs will lead the regulatory function for Healthineers, Zone India, ensuring compliance with national and international regulations while supporting the company's strategic objectives. This role requires an experienced leader who can navigate the dynamic regulatory environment, advocate for the company's interests, and enable the successful registration, approval, and lifecycle management of medical devices in the Indian market. The individual will act as the primary point of contact with regulatory authorities, including the Central Drugs Standard Control Organization (CDSCO), and drive cross-functional collaboration to align business goals with regulatory require...

As a Business Ethics and Compliance Manager based in Mumbai, India, your role involves developing, implementing, and managing the company's ethics and compliance programs. You are responsible for ensuring adherence to local laws, industry standards, and internal policies. Key Responsibilities: - Compliance Oversight: - Develop, implement, and manage the company's ethics and compliance programs. - Ensure adherence to local laws, industry standards, and internal policies. - Sales and Marketing Compliance: - Align sales and marketing practices with ethical standards, regulatory requirements, and company policies. - Review promotional materials, campaigns, and field activities to prevent complia...

As an experienced and dynamic Branch Manager at the retail banking operations, your role is crucial in driving business growth, ensuring operational excellence, and providing exceptional customer service. Your strong leadership abilities, revenue ownership, client acquisition skills, team management expertise, and compliance oversight will be key to your success. Your responsibilities will include: - Managing the branch as a profit center by enhancing revenue growth in liability products, third-party products (TPP), and retail assets - Achieving sales targets at both individual and branch levels through new client acquisitions, cross-selling, and portfolio deepening - Maintaining and monitor...

You will be responsible for making MIS Reports by meticulously working on the data collated from various sources of the department and preparing comprehensive reports. Your key responsibilities will include: - Ensuring the precision of the reports - Preparing Delivery Files with extensive work on Excel - Creating necessary dashboards for day-to-day operations - Monitoring and analyzing data for business trends - Preparing monthly revenue and collection reports - Providing cross-functional quality oversight from a compliance perspective for testing and disposition, quality investigations, validation, and data integrity,

As a Tax Manager at Sax LLP, you will be responsible for managing U.S. tax matters for high-net-worth individuals and trusts with international tax considerations. Your role will involve client management, compliance oversight, tax research, advisory services, and team leadership. **Roles and Responsibilities:** - **Client Management and Relationship Building** - Act as the primary point of contact for clients with international tax needs, nurturing strong and trusted advisor relationships. - Proactively identify and address client concerns, opportunities, and tax planning strategies. - Lead client onboarding processes, understanding client objectives thoroughly, and gathering detailed infor...

In this role as Chief Financial Officer (CFO) for a high-growth financial services platform, you will be responsible for providing strategic financial leadership, overseeing risk and compliance, and collaborating closely with internal and external stakeholders on significant investment banking and corporate finance transactions. **Key Responsibilities:** - Lead the financial strategy and long-term financial planning of the company - Manage budgeting, forecasting, financial reporting, and analysis - Ensure statutory compliance and oversee tax and legal governance - Handle stakeholder management including investors, auditors, and board reporting - Drive risk mitigation strategies and maintain ...

Opportunity to work with a global medical equipment company Opportunity to take on a leadership role and contribute to the company's vision About Our Client Our client is a leading global medical technology company that provides innovative solutions in diagnostic and therapeutic imaging, laboratory diagnostics, and digital health services. Job Description The Successful Applicant Regulatory Strategy Development Define and drive the regulatory vision and strategy for CRM products, aligning with Healthineers business goals. Establish a roadmap for regulatory submissions, approvals, and compliance for new and existing product lines. Lead initiatives to address regulatory challenges in emerging ...

**Job Description:** As a Quality Analyst at our company, you will be responsible for monitoring and evaluating customer interactions across various channels (calls, emails, chats) to ensure they adhere to established quality standards. Your key role will involve identifying areas for improvement and providing feedback to agents and teams to optimize customer experience and service delivery. **Key Responsibilities:** - **Quality Monitoring:** Regularly listen to recorded customer interactions, evaluating agent performance against set quality metrics like adherence to scripts, product knowledge, tone of voice, problem-solving skills, and customer satisfaction. - **Data Analysis:** Analyze cal...

Description We are looking for an experienced Admin Supervisor to oversee our administrative team and ensure smooth office operations. The ideal candidate will have a strong background in office management and the ability to lead and motivate a team. Responsibilities Oversee daily administrative operations and ensure efficiency in the office environment. Manage and supervise administrative staff, providing guidance and support. Coordinate office activities and operations to secure efficiency and compliance with policies. Develop and implement administrative systems and procedures to streamline processes. Monitor and maintain office supplies and equipment, ensuring adequate stock levels. Assi...

As a Delivery Lead Manager at Accenture, you will be responsible for overseeing a team of Life and Pensions specialists to deliver high-quality services aligned with business objectives. Your role will involve driving client acquisition and retention strategies, managing client relationships, monitoring team performance, and fostering team development. You will collaborate across departments, stay updated on industry trends, ensure compliance, conduct audits, and communicate effectively with stakeholders. **Key Responsibilities:** - Lead and Manage a High-Performing Team: Oversee Life and Pensions specialists to deliver client-centric services. - Drive Client Acquisition and Retention: Devel...

As a Network Engineer/Network Administrator with 3 to 6 years of experience, you will be responsible for network and infrastructure management, network performance monitoring, and optimization. You will also play a key role in implementing network security and access control measures. Your duties will include server installation, configuration, and maintenance, as well as overseeing system updates, patch management, and data backups. Additionally, you will be expected to provide user support, troubleshoot any issues that arise, and manage IT assets and licenses effectively. Furthermore, you will be responsible for coordinating with vendors, handling IT procurement, enforcing IT policies, and...

Key performance indicators: Executes risk and compliance processes and oversight, operational tasks, and / or business partnering with sub-functions. Effective management of information risk and compliance status leading to reduced critical audit findings for a subset of a function or technology. Level of maturity of controls in projects and operations. Applications and projects are secure and compliant at launch . Minimum Requirements: Work Experience: Relationship Management. Collaborating across boundaries. Accountability. Skills: Knowledge of all relevant policies and practices. Quality Assurance. Quality Assurance. Influencing and persuading. Effective communication. Compliance Business...

You are a detail-oriented and proactive Performance Analyst, WFM looking to join a dynamic team focused on supporting workforce management and Operational teams processes. Your responsibilities will include utilizing performance data to ensure the accuracy and integrity of data, maintaining seamless reporting across multiple locations, and supporting client and internal reporting. Your main tasks will involve collecting, analyzing, and presenting key performance metrics to track organizational progress and align with strategic goals. Additionally, you will be responsible for monitoring employee attendance patterns, addressing productivity issues, ensuring schedule adherence, and maximizing b...

A Back Office Team Leader oversees the administrative functions that support the core operations of an organization. Your key responsibilities will include supervising back-office staff, managing workflow and productivity, ensuring accuracy and efficiency in tasks, implementing processes and procedures, handling complex administrative tasks, collaborating with other departments, monitoring performance and providing feedback, identifying areas for improvement, strategic planning, budget management, compliance oversight, and training and development. This is a full-time position suitable for both experienced professionals and freshers. The benefits include health insurance, Provident Fund, a y...

As a Senior Facility Executive, you will play a crucial role in driving excellence across technical and soft services operations. This multifaceted position presents an exciting opportunity to utilize your technical expertise while expanding your leadership skills in soft services management. Your comprehensive approach to integrated facility management will have a significant impact on our facility operations. You will be responsible for leading electrical, mechanical, and plumbing operations to ensure optimal facility performance and reliability. Additionally, you will coordinate housekeeping, security, landscaping, and other soft services to maintain exceptional facility standards. Develo...

As an Assistant Director Corporate Relations, you will be responsible for leading student placements, alumni engagement, and strategic industry partnerships. Your key responsibilities will include: Industry & Alumni Engagement: You will build and maintain strong relationships with recruiters, designers, and alumni to facilitate hiring, mentorship, and industry connections. Placement & Internship Management: Your role will involve overseeing campus placements, pre-placement talks, and internship programs to align with industry requirements and student objectives. Career Development: Providing career guidance to students through activities such as resume reviews, mock interviews, and employabi...

You are a Merchandising Head for the Sweater Category at Active Clothing Co. Ltd. located in Mohali, Punjab. Your primary responsibility is to lead a merchandising team that handles brand requirements, product development, costing, buyer communication, and order execution from concept to shipment. Your role requires expertise in sweaters, buyer protocol adherence, and coordination with production and sourcing teams to deliver quality products on time and within cost. As the Merchandising Head, your key responsibilities include serving as the primary contact for the brand's buying/merchandising team, understanding brand DNA, negotiating orders and pricing with buyers, managing T&A calendars, ...

A leading Corporate Financial Institution is looking for a highly motivated, seasoned, and accomplished individual to join as a "CREDIT FUND MANAGER - CAT2-AIF" at MUMBAI - Andheri (E). The company specializes in providing best-in-class Wealth Management Solutions and Inter Corporate Deposits to High Net Worth Individuals, large and mid-corporate groups, and institutions. They excel in structured products, investments, and providing mezzanine financing to corporations in need of short-term working capital. As the Credit Fund Manager - CAT2-AIF, you will play a crucial role in evaluating the creditworthiness of potential investments by analyzing financial statements, industry trends, and econ...

Acquara is a leading global financial outsourcing organization providing comprehensive services in financial outsourcing, investment banking, mergers & acquisitions, investment management, financial advisory, human resource management, and IT services. Established in 2010 and headquartered in the UAE, Acquara operates in major financial hubs such as Singapore, the UK, and India. With over 12 years of global experience and a team of 100+ experts, we deliver innovative solutions for complex projects, prioritizing excellence, integrity, and superior client service. We are currently looking for an Associate Vice President of Indirect Taxation to join our Taxation department in Gurgaon. Reporting...

Acquara is a leading global financial outsourcing organization offering comprehensive services in financial outsourcing, investment banking, mergers & acquisitions, investment management, financial advisory, human resource management, and IT services. Founded in 2010 and headquartered in the UAE, Acquara has offices in major financial centers like Singapore, the UK, and India. With over 12 years of global experience and a team of 100+ experts, innovative solutions to complex projects are provided, ensuring excellence, integrity, and strong client service. We are currently looking for an Associate Vice President for Indirect Taxation to lead our Taxation department. The ideal candidate should...