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Principal Global Services
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Associate Manager | Investment Compliance

Associate Manager | Investment Compliance

Principal Global Services

7 - 12 years

0 Lacs

pune maharashtra

Posted:2 days ago| Platform: Shine logo

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Skills Required

coding crd apac emea maintenance prospectus compliance oversight pretrade monitoring posttrade monitoring mpf shariah ucits guideline coding charles river imas sais compliance rules change management projects

Work Mode

On-site

Job Type

Full Time

Job Description

As a candidate with a strong coding background, particularly in CRD (Charles River), you will be responsible for various key tasks and requirements: - Possessing 7-12 years of experience in the industry - Demonstrating expertise in Pre-trade & Post-trade Monitoring aligned with APAC (MPF, Shariah) & UCITS (EMEA) Regulations - Hands-on experience in Guideline Coding and Maintenance using platforms like Charles River - Ability to interpret IMAs, Prospectus, SAIs and translate them into actionable Compliance rules - Exposure to Compliance oversight, reporting, and Change Management Projects (Rule clean-up etc) Your experience and skills will be instrumental in effectively managing and maintaining coding tasks related to CRD, compliance regulations, and project oversight within the company.,

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Associate Manager | Investment Compliance