Investment Compliance- CRD Principal Global Services

7.0 - 12.0 years

0 Lacs

pune, maharashtra

On-site

You have a strong coding background, especially in CRD (Charles River), with 7-12 years of experience. Your expertise lies in Pre-trade & Post-trade Monitoring, aligned with APAC (MPF, Shariah) & UCITS (EMEA) Regulations. You have hands-on experience in Guideline Coding and Maintenance using platforms like Charles River. Your ability to interpret IMAs, Prospectus, SAIs and translate them into actionable Compliance rules is commendable. Exposure to Compliance oversight, reporting, and Change Management Projects (Rule clean-up etc) is another area where you excel.,

Posted 1 month ago

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Associate Manager | Investment Compliance Principal Global Services

7.0 - 12.0 years

0 Lacs

pune, maharashtra

On-site

As a candidate with a strong coding background, particularly in CRD (Charles River), you will be responsible for various key tasks and requirements: - Possessing 7-12 years of experience in the industry - Demonstrating expertise in Pre-trade & Post-trade Monitoring aligned with APAC (MPF, Shariah) & UCITS (EMEA) Regulations - Hands-on experience in Guideline Coding and Maintenance using platforms like Charles River - Ability to interpret IMAs, Prospectus, SAIs and translate them into actionable Compliance rules - Exposure to Compliance oversight, reporting, and Change Management Projects (Rule clean-up etc) Your experience and skills will be instrumental in effectively managing and maintaini...

Posted 1 month ago

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Merchant Banking--Company Secretary VIVRO Financial Services

3.0 - 5.0 years

0 Lacs

ahmedabad, gujarat, india

On-site

Responsibilities Execution of ECM assignments. Be a team player in transactions such as IPOs, Rights issues, Debt Issues, De-listing of Shares, Takeover code compliance, Valuation of Shares, Valuation of Business and other such capital market transactions. Work profile shall include detailed business due diligence. Actively involved in execution of assignments relating to Capital Market deals, research and internal team functions.Assistance in the Business Development within the Capital Market Services Team (Preparations of presentations or carry out research as instructed). Project execution may involve preparation of financial models, structuring financial products, preparing information m...

Posted 2 months ago

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