Associate Manager | Investment Compliance

7 - 12 years

0 Lacs

Posted:4 days ago| Platform: Linkedin logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Hiring for a candidate with a strong coding background particularly in CRD (“Charles River”).

- Experience: 7-12 years

- expertise in Pre-trade & Post-trade Monitoring aligned with APAC (MPF, Shariah) & UCITS (EMEA) Regulations.

- Hands on experience in Guideline Coding and Maintenance using platforms like Charles River

- Ability to interpret IMAs, Prospectus, SAIs and translate them into actionable Compliance rules.

- Exposure to Conpliance siversight, reporting and Change Management Projects (Rule clean-up etc)

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Principal Global Services

Financial Services

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