9 Compliance Rules Jobs

You have a strong coding background, especially in CRD (Charles River), with 7-12 years of experience. Your expertise lies in Pre-trade & Post-trade Monitoring, aligned with APAC (MPF, Shariah) & UCITS (EMEA) Regulations. You have hands-on experience in Guideline Coding and Maintenance using platforms like Charles River. Your ability to interpret IMAs, Prospectus, SAIs and translate them into actionable Compliance rules is commendable. Exposure to Compliance oversight, reporting, and Change Management Projects (Rule clean-up etc) is another area where you excel.,

As a candidate with a strong coding background, particularly in CRD (Charles River), you will be responsible for various key tasks and requirements: - Possessing 7-12 years of experience in the industry - Demonstrating expertise in Pre-trade & Post-trade Monitoring aligned with APAC (MPF, Shariah) & UCITS (EMEA) Regulations - Hands-on experience in Guideline Coding and Maintenance using platforms like Charles River - Ability to interpret IMAs, Prospectus, SAIs and translate them into actionable Compliance rules - Exposure to Compliance oversight, reporting, and Change Management Projects (Rule clean-up etc) Your experience and skills will be instrumental in effectively managing and maintaini...

As an experienced Techno-Functional Consultant with expertise in Oracle Global Trade Management (GTM), you will be responsible for the following: **Role Overview:** You will lead and manage end-to-end Oracle GTM implementations, with experience in at least 3 full-cycle projects as a Functional or Solution Lead. Conduct feasibility analysis and develop POCs (Proof of Concepts) for GTM applications to support solution design. Prepare configuration documents and identify application functional gaps, collaborating with Oracle and client teams to derive optimal solutions. Contribute to solution development, including testing and deployment planning. Design and implement workarounds for any identi...

As a Regulatory Cyber Security & Information Technology (CSITE) Key Risk Indicators (KRIs) & Risk Based Supervision (RBS) data reviewer at this organization, your main responsibility will be to review the design and execution of 337 data points for CSITE KRIs & RBS quarterly reporting to the regulator. These data points are primarily owned by Technology, CTI & CSI. Your role will involve coordinating with functional Subject Matter Experts (SMEs) to conduct reviews, validate reported data accuracy, present validation dashboards, and maintain organized evidence of validations. Key Responsibilities: - Coordinate with functional SMEs to conduct reviews, monitor data aggregation, and prepare vali...

Role Overview: Our client, a multinational IT services and consulting company headquartered in Noida, India, is seeking a Workforce Consultant to join their team. With a strong emphasis on employee growth and empowerment, the company operates with the principle of Employees First, Customers Second. As a Workforce Consultant, you will play a crucial role in the implementation, support, and integration of WFM software. Key Responsibilities: - Utilize your 5+ years of experience to implement, support, and integrate WFM software effectively. - Demonstrate a deep understanding of time tracking, scheduling, absence management, and compliance rules. - Apply strong problem-solving skills to troubles...

The position you are applying for involves being responsible for threshold tuning, optimization of rules tuning, and existing filter platform to improve effectiveness and efficiency. You will be required to create and execute test cases and scripts for testing changes and releases. Additionally, you will need to create tailor business rules to reduce hit rate, prepare tuning data, review hit reduction strategies, and identify and mitigate sanctions risks through periodic risk assessment on algorithms and rules. It is important for you to support leadership to ensure a globally consistent effort that enables continuing improvement to the sanctions screening capabilities and further mitigate p...

As a Techno-Functional Consultant at our consulting firm, you will play a pivotal role in leading and managing end-to-end Oracle Global Trade Management (GTM) implementations. Your expertise in Oracle GTM, coupled with a deep understanding of global trade processes and Oracle Transportation Management (OTM) functionalities, will be instrumental in delivering optimal solutions to our clients. Your key responsibilities will include conducting feasibility analysis, developing Proof of Concepts (POCs), preparing configuration documents, and identifying functional gaps in GTM applications. You will collaborate closely with Oracle and client teams to design and implement workarounds, create detail...

You are required to join our team as an Accounts Team Lead for Branch Accounts. Your role will involve managing branch-level accounts, ensuring financial accuracy, and leading a small team to review and rectify branch financial records on time. Your responsibilities will include leading branch-level accounts to ensure financial accuracy and policy compliance, reviewing and verifying branch accounts, cash books, bank reconciliations, and inventory records, identifying discrepancies and areas for improvement, guiding branch accountants in record-keeping, preparing audit reports, following up on audit observations, preparing MIS and financial reports, and coordinating with auditors. To be consi...

As a Mobile Device Management Specialist, your primary responsibilities will include unlocking mobile devices and performing remote wipes, resetting passwords on mobile devices using Microsoft Intune, managing user provisioning and access, and handling onboarding and offboarding of mobile devices. You will also be responsible for mobile device management support, profile management, and application deployment/assignment through Microsoft Intune MDM. In addition, you will manage company resource access via Microsoft Intune MDM, handle user deletions from AAD, and configure LOB apps and store apps using Microsoft Intune. You will upload store apps, deploy LOB apps and store apps via Microsoft ...