Investment Compliance- CRD Principal Global Services

7.0 - 12.0 years

0 Lacs

pune, maharashtra

On-site

You have a strong coding background, especially in CRD (Charles River), with 7-12 years of experience. Your expertise lies in Pre-trade & Post-trade Monitoring, aligned with APAC (MPF, Shariah) & UCITS (EMEA) Regulations. You have hands-on experience in Guideline Coding and Maintenance using platforms like Charles River. Your ability to interpret IMAs, Prospectus, SAIs and translate them into actionable Compliance rules is commendable. Exposure to Compliance oversight, reporting, and Change Management Projects (Rule clean-up etc) is another area where you excel.,

Posted 3 weeks ago

AI Match Score

Apply

Associate Manager | Investment Compliance Principal Global Services

7.0 - 12.0 years

0 Lacs

pune, maharashtra

On-site

As a candidate with a strong coding background, particularly in CRD (Charles River), you will be responsible for various key tasks and requirements: - Possessing 7-12 years of experience in the industry - Demonstrating expertise in Pre-trade & Post-trade Monitoring aligned with APAC (MPF, Shariah) & UCITS (EMEA) Regulations - Hands-on experience in Guideline Coding and Maintenance using platforms like Charles River - Ability to interpret IMAs, Prospectus, SAIs and translate them into actionable Compliance rules - Exposure to Compliance oversight, reporting, and Change Management Projects (Rule clean-up etc) Your experience and skills will be instrumental in effectively managing and maintaini...

Posted 4 weeks ago

AI Match Score

Apply

Front Office Services - Investment Monitoring Crisil

5.0 - 9.0 years

0 Lacs

chennai, tamil nadu

On-site

**Role Overview:** As an Investment Compliance professional, your primary responsibility will be to ensure adherence to investment compliance limits and restrictions set by regulations and clients. You will be expected to provide timely analysis, reports, and escalation of exceptions related to investment compliance. Additionally, you will play a crucial role in monitoring and reviewing regulations and client mandates across multiple countries. **Key Responsibilities:** - Conduct daily pre-trade and post-trade Investment Compliance monitoring to identify and resolve compliance violations promptly. - Record breaches in the breach register and ensure proper notification and follow-up with port...

Posted 2 months ago

AI Match Score

Apply

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.