Investment Compliance- CRD

7 - 12 years

0 Lacs

Posted:1 day ago| Platform: Shine logo

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On-site

Job Type

Full Time

Job Description

You have a strong coding background, especially in CRD (Charles River), with 7-12 years of experience. Your expertise lies in Pre-trade & Post-trade Monitoring, aligned with APAC (MPF, Shariah) & UCITS (EMEA) Regulations. You have hands-on experience in Guideline Coding and Maintenance using platforms like Charles River. Your ability to interpret IMAs, Prospectus, SAIs and translate them into actionable Compliance rules is commendable. Exposure to Compliance oversight, reporting, and Change Management Projects (Rule clean-up etc) is another area where you excel.,

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Principal Global Services

Financial Services

Des Moines

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