Compliance Officer

We're Hiring! – Compliance Officer (RTA Services)

Location:

Are you a compliance professional with strong knowledge of SEBI regulations (AIF/PMS) and experience in RTA operations? Join a dynamic team where your expertise in financial compliance and regulatory frameworks will make a direct impact.

Key Responsibilities:

• Ensure compliance with SEBI, Companies Act, and other regulations for RTA functions.
• Draft and update internal compliance policies for services like share transfers, dividend disbursements, and record-keeping.
• Handle KYC/AML compliance and data privacy requirements.
• Conduct internal audits and assist with SEBI inspections.
• Address investor grievances in line with regulatory norms.
• Act as liaison with regulatory authorities for inspections and inquiries.
• Support client compliance with SEBI AIF/PMS requirements.
• Assist with internal restructuring and regulatory projects.

What We’re Looking For:

• Experience:

  3–5 years in RTA services or financial compliance roles

• Education:

  Bachelor’s degree in law, Finance, Commerce (Mandatory)

🧾 Skills:

• Strong grasp of SEBI norms, KYC/AML regulations
• Excellent communication (verbal & written)
• Attention to detail, integrity, stakeholder management
• Familiarity with compliance/audit tools

💼 If you’re passionate about regulatory compliance and want to work in a fast-paced, growth-oriented environment – we’d love to connect.

Apply now by sending your resume to -nidhi@thepremierconsultants.com

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