Compliance Officer

As the Compliance Officer - Compliance Automation & Surveillance, you will play a crucial role in leading a dynamic team focused on developing new tools and automating processes for Regulatory Compliance and the surveillance framework. Your responsibilities will include overseeing the design, implementation, and maintenance of automated compliance solutions, managing surveillance systems to monitor compliance, leading and mentoring a team of professionals, collaborating with various stakeholders, and promoting a culture of continuous improvement. Key Responsibilities: - Oversee the design, implementation, and maintenance of automated compliance solutions, workflow automation, data analytics, and reporting tools. - Manage the development and operation of surveillance systems to monitor compliance with regulatory requirements and internal policies, including market abuse surveillance and electronic communication surveillance. - Lead and mentor a team of professionals, providing guidance and support in their roles. - Collaborate with various stakeholders to ensure effective compliance oversight, including Compliance, FTT, external service providers, and other business units. - Promote a culture of continuous improvement by reviewing and refining development processes and encouraging team members to seek out new learning opportunities. Qualifications and Skills: - Bachelor's degree in law, finance, computer science, or a related field. - Advanced degree (e.g., MBA, JD) preferred. - Minimum of 8-10 years of experience in compliance, risk management, or a related field. - Strong understanding of compliance regulations and industry standards. - Experience with compliance automation tools and technologies. - Proficiency in data analysis and visualization tools. - Excellent project management and organizational skills. - Strong leadership and interpersonal skills. - Ability to work independently and as part of a team. Preferred Qualifications: - Certification in compliance or risk management (e.g., CIPP, CRCM, CERA). - Experience in a regulated industry (e.g., financial services, healthcare). - Knowledge of programming languages (e.g., Python, SQL). If you are a highly motivated and results-oriented professional with a passion for compliance, we encourage you to apply for this exciting opportunity.,