Posted:2 days ago|
Platform:
On-site
Full Time
The role is with a Stock Broking company.
1.Manage end-to-end client compliance in line with SEBI, NSE, BSE, MCX, and depository (NSDL/CDSL) regulations.
2.Handle KYC, DP operations, clearing and trading member compliance.
3.Oversee regulatory reporting, audits, and inspections by exchanges and depositories.
4.Ensure timely filing of compliance reports, investor grievance redressal, and internal monitoring.
5.Liaise with exchanges, depositories, and regulatory authorities for queries and clarifications.
6.Maintain RMS-related compliance processes and support surveillance activities.
7.Train and guide internal teams on compliance standards and updates.
RightMatch HR Services Private Limited
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