Job
Description
RBI Compliance (NBFC Specific) Ensure end-to-end compliance with all applicable RBI Master Directions and circulars for NBFCs, including: Digital Lending Guidelines (Fair Practices Code, FLDG, outsourcing, data disclosures, grievance redressal, balance sheet lending) KYC/AML regulations ,Statutory returns such as NBS-9, CRILC, FIU-IND, etc. Loan origination, servicing, and reporting frameworks Monitor changes in RBI regulations and ensure timely implementation and internal communication. Coordinate with business and tech teams to integrate regulatory mandates into digital lending platforms and workflows. Companies Act Compliance Ensure timely filings with the Ministry of Corporate Affairs (MCA) (e.g., AOC-4, MGT-7, DIR-3 KYC, PAS-3, etc.). Maintain statutory registers, minutes of board and committee meetings, and ROC documentation. Support secretarial audit, annual filings, and board governance practices. Regulatory & Board Reporting Prepare and maintain a compliance dashboard for management and board-level reporting. Coordinate with statutory auditors, internal auditors, and regulators (RBI/MCA). Support compliance during audits, inspections, and due diligence. Policies & Frameworks Draft, update, and implement internal compliance policies, SOPs, and risk controls. Lead training and awareness programs across functions for regulatory updates. Required Qualifications: Education: CS Certifications: Company Secretary Experience: 5–8 years in NBFC or Fintech compliance, with strong Show more Show less
