Chief Risk Officer

Position: Chief Risk Officer( Manager)

Experience: 8+ yrs.

Reporting to: EVP- Governance

Location: Gurgaon, Haryana

Department: Audit Risk

CTC: As per industry standards

Job overview:

We are seeking a highly motivated and skilled Manager - Risk & Audit to join our team. This position plays a crucial role in assessing and mitigating risks associated with our operations, ensuring compliance with regulatory standards, and enhancing overall audit processes within the company.

Job Role:

1. Audit Planning and Reporting:

• Assist in developing annual audit plans based on risk assessments and regulatory

requirements.

• Prepare and present audit findings, reports, and recommendations to senior

management and audit committees.

2.Internal Audits:

• Plan and execute internal audits to assess the adequacy and effectiveness of internal

controls, policies, and procedures.

• Prepare audit reports detailing findings, recommendations, and corrective actions to

address identified issues.

3. Compliance Monitoring:

• Monitor regulatory compliance with applicable laws, SEBI regulations, and industry

standards.

• Ensure adherence to internal policies, procedures, and guidelines related to risk

management and audit activities.

4. Conduct Risk Assessments:

• Evaluate and identify potential risks within various operational areas of the company.

• Develop risk assessment frameworks and methodologies to identify, prioritize, and

mitigate risks effectively.

5. Risk Mitigation:

• Collaborate with stakeholders to develop and implement risk mitigation strategies.

• Provide recommendations for improving risk management practices and enhancing

internal controls.

6. Continuous Improvement:

• Stay updated on industry trends, regulatory changes, and best practices related to risk

management and auditing.

• Identify opportunities for process improvements and contribute to the enhancement of

audit methodologies.

Qualifications:

Bachelor’s degree in finance, accounting or a related field with 8+ years of experience with minimum

2-3 years of audit related experience in the Mutual Fund Industry preferred.

A professional certification or Post graduation such as MBA is preferred.

Attention to detail, analytical skills and a proactive approach to problem-solving.

Strong understanding of risk assessment techniques, audit principles and regulatory requirements

applicable to mutual funds.

Effective communication skills to interact with stakeholders, present audit findings, and collaborate

on risk mitigation strategies.