This role is for one of Weekday's clientsSalary range: Rs 1000000 - Rs 1500000 (ie INR 10-15 LPA)Min Experience: 3 yearsJobType: full-time
Requirements
We are looking for a highly motivated
Senior Associate - Risk
to join our dynamic Risk & Compliance team. The ideal candidate will have hands-on experience in
SOX compliance, internal controls, and risk management frameworks
, along with a strong understanding of key business processes. This role involves managing or independently delivering SOX engagements, conducting process walkthroughs, evaluating controls, and identifying improvement opportunities for clients.As a Senior Associate, you will work closely with cross-functional teams and clients to assess control effectiveness, perform testing, and ensure compliance with regulatory and audit standards. You will play a key role in enhancing the overall control environment and strengthening governance frameworks across business processes.
Key Responsibilities
- SOX Program Delivery: Independently execute or manage end-to-end SOX engagements for multiple client processes, ensuring timely and high-quality deliverables.
- Client Engagement: Participate in discussions with client stakeholders to understand business processes, identify risks, and evaluate existing control frameworks. Lead process walkthroughs and ensure clear documentation of findings.
- Process Understanding: Demonstrate sound knowledge of core business processes such as Procure-to-Pay (PTP), Order-to-Cash (OTC), Inventory, Payroll, and Fixed Assets, and understand the key risks and control activities associated with each.
- Documentation & Reporting: Prepare detailed process flows, narratives, and Risk & Control Matrices (RCMs) to capture process dependencies and risk coverage.
- Control Evaluation: Perform testing of the design and operating effectiveness of internal controls and identify potential control gaps. Recommend improvements and help implement enhanced control measures.
- Review & Quality Assurance: Review workpapers and test documentation prepared by associates to ensure accuracy, completeness, and adherence to internal standards.
- Process Improvement: Identify opportunities to streamline or automate processes and provide practical recommendations based on industry best practices.
- Stakeholder Management: Collaborate with managers, auditors, and client teams to ensure smooth communication and timely resolution of issues during audits and reviews.
- Project Management: Support the Manager in project planning, control rationalization, standardization efforts, and scoping exercises. Track engagement timelines, deliverables, and budgets to ensure efficiency.
- Compliance & Governance: Maintain up-to-date knowledge of SOX, internal control standards, and regulatory developments to ensure compliance and continuous improvement.
Requirements & Qualifications
- Bachelor's degree in Commerce, Accounting, Finance, or related discipline; professional certifications (CA, CPA, CIA, CISA) preferred.
- 3+ years of experience in SOX compliance, internal controls, risk management, or audit (Big 4 or consulting experience preferred).
- Strong understanding of financial and operational processes and associated risk frameworks.
- Experience in conducting walkthroughs, preparing RCMs, and performing control testing.
- Excellent analytical, problem-solving, and communication skills.
- Proficiency in documentation tools (e.g., Visio, Excel) and audit management systems.
- Ability to manage multiple projects simultaneously and meet deadlines.
- High attention to detail, strong ownership, and commitment to quality deliverables
