Regulatory Compliance Manager

Job Description

This is Regarding the Opening for a Leading Bank at Navi Mumbai !!! Role : Manager / Sr. Manager - Regulatory Compliance Location : Navi Mumbai Work days : 6 Days (Alternate Saturdays are off) Mandatory Experience into Risk Based Supervision (RBS), RBI Inspection, RBI Reporting, Compliance Testing, Tranche 1 or Tranche 3. Job Roles & Responsibilities: Oversee daily regulatory compliance requirements related to RBI, PMLA, UIDAI, NPCI, CKYC, etc., which includes: Circulating regulatory guidelines to relevant stakeholders, maintaining compliance trackers, ensuring follow-ups, and confirming adherence to guidelines. Promptly sharing regulatory correspondences with stakeholders and submitting responses after verifying their accuracy and completeness. Updating compliance status for executive and board-led committees. Managing end-to-end compliance testing, including planning, execution, result validation, and ensuring closure of identified observations. Overseeing the Risk-Based Supervision (RBS) process for the bank from initiation to completion. Handle various cross-functional compliance matters, such as: Reviewing product proposals from a compliance standpoint. Assessing agreements with vendors and business partners to ensure compliance adherence. Managing internal audits of the compliance department. Ensuring timely closure of audit reports. Coordinating with departments for RBS audits, sharing observations, ensuring compliance, and submitting timely responses. Interested Candidates Kindly Share Updated CV at kiran@thepremierconsultants.com #RegulatoryCompliance #RBIReporting #Tranche #ComplianceTesting #RBIGuidelines #RBIRegulations #RiskBasedSupervision #RBS #RBIInspection #RBIReporting #Tranche1 #Tranche3 #RegulatoryReporting Show more Show less