Regulatory Affairs Specialist

1 - 12 years

0 Lacs

Posted:3 months ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Job Description: You will be responsible for working on various alerts generated by the system, coordinating with DPs, preparing reports on alerts processed, conducting STR Reporting, and testing software. Additionally, you may be required to work in shifts based on the job requirements. Qualification Required: - Graduate degree - Minimum 1-2 years of experience in surveillance functions in Stock Exchanges, Brokerage Houses - Conversant with Depository operations - Good communication skills - Proficiency in Microsoft Excel and Word --- Job Description: Your role will involve working on various alerts generated by the system, coordinating with DPs, preparing reports on alerts processed, conducting STR Reporting, preparing MIS for Management, and enhancing surveillance software. Qualification Required: - Graduate or Post Graduate degree - Minimum 5-8 years of experience in surveillance functions in Stock Exchanges, Brokerage Houses - Conversant with Depository operations - Good communication skills - Proficiency in Microsoft Excel, Word, and PPT --- Job Description: As an Assistant Manager / Deputy Manager in the Admission Cell, you will be responsible for day-to-day activities related to the admission of issuer companies and subsequent applications. This includes coordinating with RTAs, Issuer Companies, Exchanges, market participants, and other departments in the organization, as well as preparing various reports and MIS for senior management. Qualification Required: - Graduate, Postgraduate, or MBA degree - Minimum 5-10 years of work experience in Capital markets, preferably in depository-related operations - Well conversant with depository operations - Good analytical and verbal & written communication skills - Ability to multi-task, set priorities, and manage time effectively --- Job Description: In the role of Assistant Vice President in the Secretarial Department, you will be responsible for corporate governance, regulatory compliance, shareholder relations, record-keeping, and advisory roles. Your tasks will include advising the Board on corporate governance practices, ensuring regulatory compliance, maintaining shareholder relations, and acting as a point of contact for governance, compliance, and legal matters. Qualification Required: - Qualified Company Secretary - 10-12 years of experience in handling secretarial matters of listed companies --- Job Description: As an Assistant Manager / Deputy Manager in Data Mining, your responsibilities will include studying regulatory circulars and orders, taking actions on regulatory orders/advisory received from various regulators, working on Foreign Investment Monitoring by Listed Companies, and potentially working in shifts as required. Qualification Required: - Graduate or Postgraduate degree - Minimum 4-5 years of experience in surveillance functions in Stock Exchanges, Brokerage Houses - Knowledge of regulatory compliance/Foreign Investment by Listed Companies - Conversant with Depository operations - Good communication skills - Proficiency in Microsoft Excel and Word --- Job Description: You will be responsible for conducting Audit and Inspection of Repository participants, ensuring compliance with internal control procedures, documenting audit findings, communicating audit findings, and contributing to internal operations team coordination as needed. This role requires prior experience in Audit & Inspection, strong communication skills, proficiency in Word, Excel, Outlook, and PowerPoint, and the ability to manage complex projects and multitask effectively. Qualification Required: - Bachelor's degree - Minimum 3 years of experience in relevant field *Deserving candidates fulfilling the criteria need to apply with the subject title as CCRL*,

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