6 Pmla Regulations Jobs

As a Compliance and Principal Officer at GIFT City IBU, your role is crucial as a Designated Position that must be held by an Approved Individual according to IFSCA regulations. You are required to carry out your duties objectively and independently of operational and business functions, with ultimate responsibility for all compliance matters related to IBU activities. Key Responsibilities: - Set up & monitor robust acquisition workflows, processes & initiatives. - Provide advisory support on IFSCA regulatory compliance to various business units and manage overall Compliance risk in IBU transactions. - Interact with IFSCA Authority, understand regulatory requirements, and disseminate regulat...

Role Overview: As an Officer in Surveillance at Mumbai, your role will involve working on various alerts generated by the system, coordinating with DPs, preparing reports on alerts processed, conducting STR Reporting, and participating in the testing of software. Key Responsibilities: - Work on various alerts generated by the system - Coordinate with DPs - Prepare reports on alerts processed - Conduct STR Reporting - Participate in the testing of software Qualifications Required: - Graduate - Up to 25 years of age - Minimum 1-2 years of experience in surveillance functions in Stock Exchanges and Brokerage Houses - Conversant with Depository operations - Good communication skills - Proficienc...

**Job Description:** As an Officer in Surveillance at Mumbai, your responsibilities will include: - Working on various alerts generated by the system. - Coordinating with DPs. - Preparation of reports on processed alerts. - Conducting STR Reporting. - Testing software. - Being proficient in Microsoft Excel and Word. **Job Description:** As an Assistant Manager / Deputy Manager in Surveillance at Mumbai, your duties will involve: - Working on various alerts generated by the system. - Coordinating with DPs. - Preparation of reports on processed alerts. - Conducting STR Reporting. - Preparing MIS for Management. - Enhancing surveillance software. - Being proficient in Microsoft Excel, Word, and...

Job Description: You will be responsible for working on various alerts generated by the system, coordinating with DPs, preparing reports on alerts processed, conducting STR Reporting, and testing software. Additionally, you may be required to work in shifts based on the job requirements. Qualification Required: - Graduate degree - Minimum 1-2 years of experience in surveillance functions in Stock Exchanges, Brokerage Houses - Conversant with Depository operations - Good communication skills - Proficiency in Microsoft Excel and Word --- Job Description: Your role will involve working on various alerts generated by the system, coordinating with DPs, preparing reports on alerts processed, condu...

The Officer - Surveillance position in Mumbai requires a graduate candidate up to 25 years of age with 1-2 years of experience in surveillance functions in Stock Exchanges and Brokerage Houses. The ideal candidate should be conversant with Depository operations, possess good communication skills, and be proficient in Microsoft Excel and Word. The key responsibilities include working on various alerts generated by the system, coordinating with DPs, preparing reports on processed alerts, conducting STR Reporting, and testing software. For the Assistant Manager / Deputy Manager - Surveillance role in Mumbai, the candidate should be a graduate or postgraduate up to 35 years of age with 5-8 years...

Role & responsibilities Monitor the KYC due diligence for new and existing customers. Review of KYC documentation as per regulatory norms. Maintain accurate and complete records of all KYC reviews. Collaborate with internal teams such as zonal officers and Compliance Ensure timely completion of periodic reviews and remediation tasks. Stay updated on RBI guidelines, PMLA regulations, CKYCR guidelines Support KYC remediation and regulatory audit requests. Clear understanding of KYC identifier (KIN ) generation, retrieval, and usage process Co-ordinate with IT Team or vendors to fix CKYCR file errors and rejection issues Ensure KYC records of new individual customers are uploaded within the pre...