1.0 - 12.0 years

0 - 0 Lacs

maharashtra

On-site

**Job Description:** As an Officer in Surveillance at Mumbai, your responsibilities will include: - Working on various alerts generated by the system. - Coordinating with DPs. - Preparation of reports on processed alerts. - Conducting STR Reporting. - Testing software. - Being proficient in Microsoft Excel and Word. **Job Description:** As an Assistant Manager / Deputy Manager in Surveillance at Mumbai, your duties will involve: - Working on various alerts generated by the system. - Coordinating with DPs. - Preparation of reports on processed alerts. - Conducting STR Reporting. - Preparing MIS for Management. - Enhancing surveillance software. - Being proficient in Microsoft Excel, Word, and...

Posted 1 month ago

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Regulatory Affairs Specialist CDSL

1.0 - 12.0 years

0 - 0 Lacs

maharashtra

On-site

Job Description: You will be responsible for working on various alerts generated by the system, coordinating with DPs, preparing reports on alerts processed, conducting STR Reporting, and testing software. Additionally, you may be required to work in shifts based on the job requirements. Qualification Required: - Graduate degree - Minimum 1-2 years of experience in surveillance functions in Stock Exchanges, Brokerage Houses - Conversant with Depository operations - Good communication skills - Proficiency in Microsoft Excel and Word --- Job Description: Your role will involve working on various alerts generated by the system, coordinating with DPs, preparing reports on alerts processed, condu...

Posted 1 month ago

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Regulatory Compliance Specialist CDSL

1.0 - 12.0 years

0 - 0 Lacs

maharashtra

On-site

The Officer - Surveillance position in Mumbai requires a graduate candidate up to 25 years of age with 1-2 years of experience in surveillance functions in Stock Exchanges and Brokerage Houses. The ideal candidate should be conversant with Depository operations, possess good communication skills, and be proficient in Microsoft Excel and Word. The key responsibilities include working on various alerts generated by the system, coordinating with DPs, preparing reports on processed alerts, conducting STR Reporting, and testing software. For the Assistant Manager / Deputy Manager - Surveillance role in Mumbai, the candidate should be a graduate or postgraduate up to 35 years of age with 5-8 years...

Posted 2 months ago

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KYC-AML Officer Can Fin Homes Ltd.

3.0 - 6.0 years

5 - 6 Lacs

Bengaluru

Work from Office

Role & responsibilities Monitor the KYC due diligence for new and existing customers. Review of KYC documentation as per regulatory norms. Maintain accurate and complete records of all KYC reviews. Collaborate with internal teams such as zonal officers and Compliance Ensure timely completion of periodic reviews and remediation tasks. Stay updated on RBI guidelines, PMLA regulations, CKYCR guidelines Support KYC remediation and regulatory audit requests. Clear understanding of KYC identifier (KIN ) generation, retrieval, and usage process Co-ordinate with IT Team or vendors to fix CKYCR file errors and rejection issues Ensure KYC records of new individual customers are uploaded within the pre...

Posted 3 months ago

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