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4.0 - 8.0 years
6 - 10 Lacs
mumbai
Work from Office
Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Banks operational processes and inspire to delight our business partners through our multiple banking delivery channels. Job Purpose Performs, establishes and informs clients of the process flows for corporate action events/settlements. At least meet or exceed clients agreed service level requirements and achieve high standard of quality and commitment. Key Requirements Key Accountabilities Account opening for various entities including FPI, FVCI, FDI, AIF etc Timeliness to ensure that all Corporate Announcements and settlements & processing are done within TAT of receipt of announcements or proceeds Accuracy to ensure at least 100% accuracy. Should be aware of the latest SEBI / RBI regulations governing custody. Responsive to ensure that all clients queries are responded to within 24 hours of receipt of query or if not to provide interim reply and to follow with a response within 3 days Risk- to ensure that there are no critical audit findings / issues and to escalate any immediate and time critical issues to higher authorities. People to participate in staff surveys, attend training when nominated and be crossed trained in other areas of work within the section or across section in order to become a well-trained leave cover. Job Duties & responsibilities Maker for the section. Preparing regulatory reporting for various regulators. Processing of Mutual fund instructions. KYC upload on CVLKRA and NDML Portal for new clients account opened and modifications if any. Follow up with the KRA agencies to verify the KYC timely. Dematerialisation & Rematerialisation process in NSDL, EDPM & BaNCS System. Stock transfer execution on depository. Providing DP and Custody statements to client as per the requirement. Reporting of NSDL, CDSL Statements, Trade reports, dividend report to clients on a monthly / yearly/ adhoc basis. Required Experience: Should be well versed with Settlements, Corporate Actions, and Depository operations. Education / Preferred Qualifications At least a Graduate. Core Competencies Should possess the following skills: Communication Teamwork & Collaboration Ownership of Result Problem Solving Technical Competencies Should possess the following competencies: Knowledge of Securities Markets SWIFT Awareness of FII & Custodian regulations Sound knowledge of depository module of NSDL & CDSL (DPM) Work Relationship Superior(s): Direct Superior Subordinate(s): Team Members in Custody Operations Peers: IT Support, Operations Team, T&M, Marketing, Finance & Controls. External Parties: Brokers, Other Custodian Banks, Depository, Exchange, Merchant Bankers and Local Authorities
Posted 1 week ago
4.0 - 8.0 years
0 Lacs
maharashtra
On-site
The Assistant Manager / Deputy Manager Data Mining position based in Mumbai requires the candidate to be a Graduate or Postgraduate with up to 30 years of age. The ideal candidate should have a minimum of 4-5 years of experience in surveillance functions in Stock Exchanges, Brokerage Houses. Additionally, knowledge of regulatory compliance, Foreign Investment by Listed Companies, Depository operations, good communication skills, and proficiency in Microsoft Excel and Word are preferred. As an Assistant Manager / Deputy Manager Data Mining, your responsibilities will include studying regulatory circulars and orders, taking actions on regulatory orders or advisories from various regulators, and working on Foreign Investment Monitoring by Listed Companies. The role may also involve working in shifts as necessary. To apply for this position, please email your resume to careers@cdslindia.com with the position applied for mentioned in the subject column.,
Posted 1 week ago
2.0 - 5.0 years
2 - 4 Lacs
bengaluru
Work from Office
Profile-Trade Processing/Settlements Exp-2yrs Package-upto5.5 Location- Bangalore skills- 2+ years in Capital market operations,Complex transaction processing,Trade Processing. Anushika anushika.imaginators@gmail.com 9211073262
Posted 1 week ago
5.0 - 10.0 years
8 - 15 Lacs
hyderabad
Work from Office
Job description We are looking for an experienced Senior .NET Developer with a strong background in Microsoft .NET technologies and hands-on experience in Indian back-office systems for capital markets, broking, depository operations, and related financial services. The ideal candidate will be responsible for designing, developing, and maintaining enterprise-grade applications that support our back-office operations, regulatory reporting, and reconciliation systems. Key Responsibilities: Design, develop, and maintain web applications, APIs, and services using ASP.NET Core / ASP.NET MVC / Web API / C#. Implement and optimize stored procedures, triggers, and database logic in SQL Server. Collaborate with business analysts and domain experts to understand Indian stock broking back-office workflows trade processing, settlement, depository participant operations (NSDL/CDSL), RMS, payouts, and compliance reporting. Integrate with market APIs, clearing house systems, and regulatory reporting platforms (NSE, BSE, SEBI). Ensure compliance with Indian market regulations and security standards. Optimize application performance and scalability for large trade data volumes. Conduct code reviews, mentor junior developers, and ensure adherence to coding standards. Maintain documentation for system architecture, database schema, and workflows. Required Technical Skills: Languages & Frameworks: C#, ASP.NET Core / ASP.NET MVC, Web API Database: SQL Server (T-SQL, stored procedures, indexing, query optimization). Front-End: HTML5, CSS3, JavaScript, jQuery, Angular/React (added advantage). Tools & Platforms: Visual Studio, Git, IIS, Postman. Deployment: IIS hosting is a plus. Domain Knowledge (Must Have): Indian back-office operations for stock brokers. Trade lifecycle (Trade Capture Clearing Settlement). Depository operations (NSDL/CDSL file formats & processes). Client ledger management, contract notes, and payout processing. Regulatory reporting to NSE, BSE, SEBI. Reconciliation processes for trades, funds, and securities. Soft Skills: Strong problem-solving and analytical skills. Ability to work in a fast-paced, high-pressure environment. Good communication skills to interact with both technical and business stakeholders. Team leadership and mentoring ability. Qualification: Bachelors or Masters degree in Computer Science / IT / Engineering or related field. Relevant certifications (Microsoft Certified: .NET Developer, Azure Developer Associate) are a plus.
Posted 1 week ago
5.0 - 10.0 years
8 - 15 Lacs
navi mumbai
Work from Office
Job description We are looking for an experienced Senior .NET Developer with a strong background in Microsoft .NET technologies and hands-on experience in Indian back-office systems for capital markets, broking, depository operations, and related financial services. The ideal candidate will be responsible for designing, developing, and maintaining enterprise-grade applications that support our back-office operations, regulatory reporting, and reconciliation systems. Key Responsibilities: Design, develop, and maintain web applications, APIs, and services using ASP.NET Core / ASP.NET MVC / Web API / C#. Implement and optimize stored procedures, triggers, and database logic in SQL Server. Collaborate with business analysts and domain experts to understand Indian stock broking back-office workflows trade processing, settlement, depository participant operations (NSDL/CDSL), RMS, payouts, and compliance reporting. Integrate with market APIs, clearing house systems, and regulatory reporting platforms (NSE, BSE, SEBI). Ensure compliance with Indian market regulations and security standards. Optimize application performance and scalability for large trade data volumes. Conduct code reviews, mentor junior developers, and ensure adherence to coding standards. Maintain documentation for system architecture, database schema, and workflows. Required Technical Skills: Languages & Frameworks: C#, ASP.NET Core / ASP.NET MVC, Web API Database: SQL Server (T-SQL, stored procedures, indexing, query optimization). Front-End: HTML5, CSS3, JavaScript, jQuery, Angular/React (added advantage). Tools & Platforms: Visual Studio, Git, IIS, Postman. Deployment: IIS hosting is a plus. Domain Knowledge (Must Have): Indian back-office operations for stock brokers. Trade lifecycle (Trade Capture Clearing Settlement). Depository operations (NSDL/CDSL file formats & processes). Client ledger management, contract notes, and payout processing. Regulatory reporting to NSE, BSE, SEBI. Reconciliation processes for trades, funds, and securities. Soft Skills: Strong problem-solving and analytical skills. Ability to work in a fast-paced, high-pressure environment. Good communication skills to interact with both technical and business stakeholders. Team leadership and mentoring ability. Qualification: Bachelors or Masters degree in Computer Science / IT / Engineering or related field. Relevant certifications (Microsoft Certified: .NET Developer, Azure Developer Associate) are a plus.
Posted 1 week ago
1.0 - 6.0 years
3 - 8 Lacs
mumbai suburban, navi mumbai, mumbai (all areas)
Work from Office
Responsible for day to day activities related to admission of issuer companies & subsequent app in Admission Cell. Co-ordinate with RTAs/Issuer Companies/Exchanges/market participants & other Dept. Preparing various reports/MIS Required Candidate profile Min 1-6 yrs exp in capital markets in DP-Ops in MII'S Well conversant with depository operations and Dmat Account Opening & Closing Good analytical and verbal & written Communication Skills
Posted 2 weeks ago
4.0 - 9.0 years
6 - 16 Lacs
pune, ahmedabad, chennai
Work from Office
Job Role & Responsibilities: Drive enhancement of deposit pool from customers through acquisition and deepening of relationships. Establish high service delivery standards and ensure superior customer experience. Achieve liability sales targets by promoting Savings Accounts, Current Accounts, Fixed Deposits, and Recurring Deposits. Cross-sell non-deposit products such as Insurance, Mutual Funds, and other financial products to maximize branch profitability. Generate fee-based income by leveraging customer relationships. Manage branch administration , regulatory compliance, and adherence to RBI guidelines. Lead, motivate, and enhance productivity and morale of branch team members. Drive branch P&L performance , ensuring break-even and profitability. Job Requirements: Experience: Overall 4 to 9 years in banking, with at least 3 to 4 years in Retail Liabilities . Education: MBA / CA / CAIIB (preferred). Strong sales exposure in liabilities and proven track record in deposit mobilization. Excellent leadership skills with ability to manage and develop teams. In-depth understanding of financial instruments, markets, and economic processes . Strong ability to drive customer delight and relationship management. Proven capability in liaising with product, marketing, and vertical teams for product development, service enhancements, and sales initiatives.
Posted 3 weeks ago
2.0 - 6.0 years
4 - 6 Lacs
gurugram
Work from Office
Responsibilities *Handle depository operations including demat, remat, pledge, unpledge * Execute I-Assist & CDAS processes. * Ensure MF redemptions processed accurately. * Coordinate with NSDL/CDSL and clearing members for operational activities. .
Posted 3 weeks ago
2.0 - 3.0 years
6 - 8 Lacs
mumbai
Work from Office
We are seeking a highly skilled Manual Tester having 2+ years of experience in Capital Market / Depository. You will play an important role in ensuring the quality and functionality of our application by documentiong scenarios , test cases, execxuting them and sharing reports with your TL. Following all the QA processess applicable for the client project and priorities. Roles and Responsibilities Total 2+ yrs exp in Manual Testing (2 yr in lending, depository operations, Banking operation or backoffice "front end" is preferrable) Document scenarios and test cases for the change request or application (in case of a new application) Execute manual test cases as required by the project Defect reporting and tracking till closure Compliance of all required documentation Should have Knowledge of Manual Testing concepts like Black Box Testing , White Box testing, Integration testing, System testing, Defect life cycle and its stages, Smoke testing, Sanity testing, Testing principles. Manual Testing of applications that fall under the purview of the project SQL (Till Join) Unix basics Ensuring Client Compliance Availability for Releases / Production testing as required
Posted 4 weeks ago
5.0 - 10.0 years
0 Lacs
maharashtra
On-site
The position requires a candidate to have a Graduate/Postgraduate/MBA qualification and be around 30 years old. The role can vary between Officer, Assistant Manager, or Deputy Manager and is based in Mumbai. You should possess a minimum of 5-10 years of work experience in Capital markets, preferably in depository related operations and Market Infrastructure Institutions (MIIs). A good understanding of depository operations, strong analytical skills, and excellent verbal and written communication skills are essential. Additionally, the ability to multitask, prioritize, and manage time effectively is crucial for this role. As part of the job responsibilities, you will be tasked with handling day-to-day activities related to the admission of issuer companies and subsequent applications in the Admission Cell. This will involve coordinating with RTAs, Issuer Companies, Exchanges, market participants, and other departments within the organization. Furthermore, you will be responsible for preparing various reports and MIS to be submitted to senior management. Applicants are required to clearly mention their Current CTC and Expected CTC when applying for the position. Interested candidates can email their resumes to careers@cdslindia.com with the position applied for in the subject column.,
Posted 1 month ago
1.0 - 12.0 years
0 - 0 Lacs
maharashtra
On-site
The Officer - Surveillance position in Mumbai requires a graduate candidate up to 25 years of age with 1-2 years of experience in surveillance functions in Stock Exchanges and Brokerage Houses. The ideal candidate should be conversant with Depository operations, possess good communication skills, and be proficient in Microsoft Excel and Word. The key responsibilities include working on various alerts generated by the system, coordinating with DPs, preparing reports on processed alerts, conducting STR Reporting, and testing software. For the Assistant Manager / Deputy Manager - Surveillance role in Mumbai, the candidate should be a graduate or postgraduate up to 35 years of age with 5-8 years of experience in surveillance functions in Stock Exchanges and Brokerage Houses. Similar to the Officer position, the candidate should be familiar with Depository operations, have good communication skills, and be proficient in Microsoft Excel and Word. Additional responsibilities include preparing MIS for management, enhancing surveillance software, and ensuring compliance with regulatory requirements and PMLA regulations. The Assistant Manager / Deputy Manager - Admission Cell position in Hyderabad requires a candidate with 5-10 years of work experience in Capital markets, preferably in depository-related operations. The candidate should have a Graduate/Post Graduate/MBA qualification, be well-versed in depository operations, possess good analytical and verbal & written communication skills, and exhibit teamwork and collaboration abilities. The responsibilities entail managing day-to-day activities related to the admission of issuer companies, coordinating with various stakeholders, and preparing reports/MIS for senior management. The Assistant Vice President (Secretarial Department) role in Mumbai necessitates a Qualified Company Secretary with 10-12 years of experience in handling secretarial matters of listed companies. The candidate should have extensive knowledge of corporate law, governance, and compliance, excellent communication and organizational skills, and the ability to handle confidential information with discretion. The key responsibilities include advising the Board on corporate governance practices, ensuring regulatory compliance, maintaining shareholder relations, record-keeping, and providing legal advice to the Board and senior management. For the Assistant Manager / Deputy Manager - Data Mining position in Mumbai, the candidate should be a graduate or postgraduate up to 30 years of age with a minimum of 4-5 years of experience in surveillance functions in Stock Exchanges and Brokerage Houses. The candidate should possess knowledge of regulatory compliance, be conversant with Depository operations, have good communication skills, and be proficient in Microsoft Excel and Word. The role involves studying regulatory circulars, taking actions on regulatory orders/advisory, and working on Foreign Investment Monitoring by Listed Companies. The Officer / Assistant Manager / Deputy Manager - Admission Cell in Mumbai requires a candidate with 5-10 years of work experience in Capital markets, proficiency in depository operations, good analytical and communication skills, and the ability to multitask effectively. The responsibilities include managing activities related to the admission of issuer companies, coordinating with various entities, and preparing reports/MIS for senior management. Lastly, the Officer - Data Mining position in Hyderabad seeks a candidate with 1-2 years of experience in surveillance functions, knowledge of regulatory compliance, good communication skills, and proficiency in Microsoft Excel and Word. The responsibilities include studying regulatory circulars, taking actions on regulatory orders/advisory, and working on Foreign Investment Monitoring by Listed Companies.,
Posted 1 month ago
0.0 - 5.0 years
2 - 6 Lacs
Thane, Navi Mumbai, Mumbai (All Areas)
Work from Office
Assist Compliance Officer in compliance duties for regulations & rules issued by SEBI Monitor the resolution of client grievances for all projects Support the Compliance Officer in monitoring the compliance of Operations Provide regular reports Required Candidate profile Understanding of compliance regulations Compliance-related duties for regulations and rules issued by SEBI under KRA Regulation, UIDAI, CCA, GSTN, or the Central Government. Contact-Ankit-8104808547
Posted 1 month ago
0.0 - 3.0 years
2 - 5 Lacs
Ludhiana
Work from Office
Deep Knowledge of Depository Operations. Sharp Knowledge of Local DPM, e-DPM, DMS and i-Assist and CDAS system. Document knowledge: Demat, Remat, MF redemption, Account opening (Individual and Non-Individual) DIS Execution, Scan process. Account Closure, Transmission, Closure-Cum-Transfer. DIS issuance. Graduation must. NISM VI must.
Posted 1 month ago
1.0 - 2.0 years
1 - 3 Lacs
Thane
Work from Office
We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit .
Posted 2 months ago
1.0 - 2.0 years
1 - 3 Lacs
Goregaon
Work from Office
We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit .
Posted 2 months ago
2.0 - 5.0 years
3 - 5 Lacs
Mumbai, Mumbai Suburban
Work from Office
Job Title: Senior Manager DP (Demat Processing) Operations Department: Operations Reports To: AVP – Operations Job Type: Full-time Job Summary: We are looking for a highly experienced Senior Manager – DP Operations to oversee and manage all aspects of Demat account processing and depository-related operations . The role demands a deep understanding of NSDL/CDSL systems, SEBI regulations, and a proven ability to lead large teams and ensure error-free and compliant operations. Key Responsibilities: End-to-end management of DP operations including account opening/closure, dematerialization/rematerialization, pledging/unpledging, off-market transfers, and corporate actions. Ensure adherence to guidelines issued by NSDL, CDSL, SEBI , and internal compliance teams. Oversee reconciliation of client holdings, BO balances, and regular reporting to depositories and regulatory authorities. Handle escalations related to discrepancies in demat transactions or client servicing. Monitor and enhance the efficiency of back-office systems (e.g., DP software like OMNESYS, NEST, ODIN , or custom platforms). Coordinate with internal departments like compliance, risk, IT, and client servicing to ensure smooth operations. Lead and mentor a team of DP executives, assistant managers, and team leads. Periodically review SOPs and drive process improvements for faster and error-free processing. Ensure timely and accurate handling of corporate actions , such as bonus issues, rights, splits, buybacks, and dividend processing. Prepare for internal and external audits, and ensure full compliance with regulatory norms. Maintain MIS and dashboards for senior management reviews. Required Qualifications: Graduate/Postgraduate in Finance, Commerce, or related field (MBA preferred). 8–12 years of experience in DP operations with minimum 3–5 years in a leadership role. Strong understanding of NSDL/CDSL systems and regulatory requirements. Familiarity with back-office platforms and depository interfaces. Excellent knowledge of SEBI regulations pertaining to demat and trading operations. Strong communication, leadership, and stakeholder management skills. Preferred Skills: Certifications in Capital Markets (e.g., NISM DP Operations Certificate). Experience in handling large client volumes and high-value demat transactions. Exposure to broking or financial institutions with DP services. Kindly updated cv on outsource18@idbicapital.com or can connect on-- Name : Priti- 9137914716 .
Posted 2 months ago
2.0 - 6.0 years
0 - 3 Lacs
Mumbai, Mumbai Suburban, Mumbai (All Areas)
Work from Office
Back Office Executive who should have knowledge of capital markets, equity shares, depository operations (NSDL/CDSL). Responsible for supporting operational activities,coordinate with stakeholders to facilitate transactions in the securities market. Required Candidate profile Handle daily back-office operations related to capital market transactions Good in MS Office (Excel, Word) Perform activities-trade settlements, demat/remat requests, pledge, unpledge of shares Perks and benefits To be disclosed post interview
Posted 2 months ago
3.0 - 6.0 years
0 - 2 Lacs
Mumbai, Mumbai Suburban, Mumbai (All Areas)
Work from Office
Allocation of ISINs to various financial instruments including Equity Shares, Preference Shares, Warrants, etc. Verification of documents received for allocation of ISINs and accordingly allocating and activating ISINs in NSDL system. Required Candidate profile Allocation of ISINs based on request from another depository. Preparation of various MIS Co-ordination with Issuers / RTAs Handling other department activities in absence of team members Perks and benefits To be discussed post interview
Posted 2 months ago
3.0 - 4.0 years
2 - 5 Lacs
Chandigarh
Work from Office
The Asst. Manager-Depository Ops will handle daily CDSL/NSDL tasks, ensure regulatory compliance, process transactions, manage client servicing, and coordinate with internal teams to ensure efficient and smooth functioning of depository operations. Required Candidate profile Handle daily CDSL/NSDL ops incl. demat, pledge, transfers Ensure timely reporting, reconciliation Manage DIS slips, client query Coordinate audit, SEBI compliance Support MIS, team training & docs
Posted 2 months ago
1.0 - 5.0 years
2 - 4 Lacs
Ahmedabad
Work from Office
1Mutul fund DRF, 2Normal Pledge, 3Account Closure 4DIS Scan in CDSL 5Holding file download Required Candidate profile Required only Male Candidate Have experience of Demat operations, DP registration Should be good in typing For further details connect on shweta.rajput@tradebulls.in or 8422827225
Posted 2 months ago
2.0 - 7.0 years
2 - 4 Lacs
Mumbai
Work from Office
Job Purpose CDSL (Central Depository Services Limited) is an agent of the depository and provides a link between the account holder or beneficial owner, the Issuing Company, CDSL, the BOs broker, and the Stock Exchange. Duties and Responsibilities • Sending grievances to CDSL. • Opening new demat accounts of clients. • Updating existing clients' demat account bank details. • Downloading CDSL files. • Uploading & checking holdings. • Modifying confirmation letters/closing letters and sending it to the clients. • Updating POA register. (Power Of Attorney) • Allotting UCC code. (Unique Client Code) • Maintaining registers on a daily basis. Qualifications • Education: Any Graduate/Post Graduate/Graduation Pursuing • Specialized knowledge/Certification NISM (Series 7) Interested candidates can share their CVs at sonia.pal@briskmind.in
Posted 2 months ago
4.0 - 9.0 years
10 - 15 Lacs
Navi Mumbai
Work from Office
Position Overview: The DP Operations Team Lead is responsible for overseeing the day-to-day operations related to Demat accounts, ensuring the accurate and timely processing of all transactions. The Team Lead plays a crucial role in managing smooth operations for demat/remate, and transmission processing, as well as coordinating with internal and external stakeholders. Key responsibilities include supervising the handling of client deliverables such as CML/DIS issuance, addressing client queries, and overseeing the processing of delivery instructions, as well as pledge and unpledge requests & handling the billing process. The Team Lead is also responsible for managing a team, ensuring high operational efficiency, and compliance with regulatory requirements. Role & responsibilities: Supervise, and manage a team responsible for processing daily transactions related to Demat accounts, including credit/debit of securities, pledge/release, and Demat/remat requests, ensuring timely and accurate execution. Maintain accurate records of client transactions and holdings in the Demat system, ensuring proper reconciliation of processed requests. Ensure adherence to SEBI, CDSL/NSDL regulations, and other industry compliance standards in all DP operations. Oversee the resolution of client queries related to Demat transactions, holdings, and account status, ensuring timely and effective responses. Coordinate with internal teams, depositories, and external stakeholders for smooth processing of DP related transactions and issue resolution. Supervise data updates to ensure they are accurately reflected in the system and recorded in real-time. Monitor and improve team performance, ensuring optimal productivity and compliance with internal standards. Publish reports on Demat account activities, transaction statuses, and any discrepancies for management review. Provide training and support to team members on operational procedures, regulatory compliance, and best practices. Preferred candidate profile: Graduate in any stream NISM Certification (VI) Proficient in MS Office and relevant software applications. Strong knowledge of SEBI regulations, CDSL/NSDL depository procedures, and industry compliance standards. Minimum 3 to 5 years of experience in DP operations, securities processing, or a similar role within the financial services industry, including at least 1-2 years in a team lead or supervisory position. Excellent communication skills, both written and verbal, with the ability to manage team dynamics and client relationships effectively. Ability to lead a team, prioritize tasks, and work efficiently under tight deadlines. Strong problem-solving and decision-making abilities, with a focus on improving operational efficiency and compliance.
Posted 2 months ago
7.0 - 12.0 years
9 - 14 Lacs
Mumbai
Work from Office
Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Banks operational processes and inspire to delight our business partners through our multiple banking delivery channels. Job Purpose Leads BAU and establishes link between Team & Senior Management. Key Requirements Key Accountabilities To lead & manage BAU & Operation. Accuracy To ensure at least 100% accuracy. Timely fulfilment of Regulatory (NSDL/CDSL/SEBI/RBI) Requirements. Should be aware of the latest SEBI / RBI regulations governing depository. Should be able to handle internal & external audits smoothly. Risk- To analyse & foresee gaps which might arise and mitigate the same. To ensure that there are no critical audit findings / issues and to escalate any immediate and time critical issues to higher authorities. People To encourage & participate in staff surveys, attend training when nominated and be crossed trained in other areas of work within the section or across section in order to become a well-trained leave cover. To assist Product & Sales in all their future endeavour and queries, if any. To address all system related enhancement, testing and implementation. Job Duties & Responsibilities Checker for the section. Preparing regulatory reporting. Able to cover staffs that are on leave Assist/participate in system development/enhancements Escalate/follow-up on problem cases Attend meetings related to work scope Required Experience Previous experience with Custodian preferably. Education / Preferred Qualifications Minimum a Postgraduate. Core Competencies Should possess the following skills: Communication (Oral & Writing) Teamwork & Collaboration Ownership of Result Problem Solving Technical Competencies Should possess the following competencies: Knowledge of Securities Markets Awareness of Custody regulations Work Relationship Superior(s) Subordinate(s) Peers External Parties Direct Superior Team Members in Depository Operations IT Support, Operations Team, T&M, Marketing, Finance & Controls. Brokers, Other Custodian Banks, Depository, Exchange, Merchant Bankers and Local Authorities.
Posted 2 months ago
3.0 - 8.0 years
4 - 9 Lacs
Mumbai
Work from Office
To add value and improve operations by bringing a systematic and disciplined approach to the effectiveness of risk management, control, and governance processes. Plan and execute audit engagements, including data analysis and testing. Required Candidate profile Perform and control the full audit cycle including risk management and control management over operations’ effectiveness, financial reliability and compliance with all applicable directives and regu
Posted 2 months ago
2.0 - 7.0 years
3 - 6 Lacs
Mumbai Suburban
Work from Office
Core Responsibilities Understands and manages document verifications for customer applications. Supervises the team & allocates tasks as per targets. Monitors productivity of the team. Meets timelines & SLAs. Highlights any internal errors committed by the Processor & take necessary action(s). Conducts team huddles / briefings on regular updates, case studies and feedback Reviews processes for gaps and improvements. Verifies & publishes various MIS, business newsletters, management reports, presentations as per business requirements; Participates in launch/implementations of any new Products and Processes; Formulates process improvement ideas/projects in the unit resulting in cost saves or productivity improvements. Ensures that processes laid down are followed in case of contingency. Supports the unit managers in preparation of any audit related deliverables i.e. internal / external, ISO, Regulatory, Statutory, etc. Attend to any audit findings and resolve them immediately; People Management Monitors and enables the achievement of goals and key performance indicators for direct reports and ensures effective implementation of the performance management process in the section. Implements the risk policies and processes (operational, regulatory, financial, Minimum Qualifications Graduate/ Postgraduate/ MBA from a recognized university/premium business school. Professional Certifications Must have cleared NISM Depository Module. Diploma in Banking would be added advantage. Language Skills Fluent in written/spoken English & Regional languages
Posted 2 months ago
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