60 Depository Operations Jobs

1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation offmarket & buy back and variour transaction request 4. Pledge, Unpledge, Invocation Intruciton Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of offmarket & Buyback request received through easiest 7.Various batch export from DP Back office and upload on CDAS 8.Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easeist as per audit requirement 11.Physical Documents indexing and Storage 12.A...

Banking Consultants provide support to bank customers and help them handle their deposits and payments. They perform both operational and clerical tasks: maintaining filing systems, collecting customer data, monitoring transactions, assessing customer credentials, and adhering to bank procedures and policies. A well-written resume sample in the field usually focuses on abilities like knowledge of banking operations, customer service skills, computer competences, confidentiality, and teamwork. Employers select resumes highlighting at least an Associates Degree in banking or finance.

Responsibilities: * Ensure regulatory compliance with SEBI guidelines * Manage depository operations * Prepare reports for regulatory bodies * KYC, PMLA, FIU, FATCA, Exchange Compliance * Daily - Yearly reporting * Client & Dealers Compliance Provident fund Annual bonus

FATCA / CRS Reporting Knowledge of trading profile Future and Options derivatives, currency derivatives, commodity, SLBM, Dormant, RAL etc C lient master changes for demat and trading account Experience in back office application t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

URGENT JOB OPENING APPLICATION SUPPORT (BROKING & DEPOSITORY OPERATIONS) Location: Kandivali, Mumbai Experience: Minimum 5 Years Joining: Immediate preferred About Us SecMark Consultancy Limited: Founded in 2011 and listed on BSE and NSE, SecMark is a consulting, technology & outsourcing leader serving the financial markets. We deliver services in Regulatory Compliance, Operations, Software Development, Risk Management , among others. We support Brokerage Houses, Depository Participants, Stock Exchanges, Wealth Managers, Investment Advisors, NBFCs and many more. Our offerings also include anti-money laundering solutions, E-KYC and Re-KYC products, back-office systems and compliance managemen...

• DP Opts include demat, remat, pledge, unpledge • Reconcile daily DP reports • Coordinate with NSDL/CDSL, clearing members • Prepare, maintain MIS compliance reports as per SEBI & depository regulations. • Assist in audit & inspection process.

Job Description: Deposits Specialists Exp-3+ Years Location- Gurugram Responsibilities : • Process incoming funds for client accounts (checks, wires, ACH) with correct tax codes • Demonstrate good risk management decisions; mitigate any financial or reputational risk to the company • Must process with efficiency and accuracy • Multi-tasking for completion between department tasks and workflows • Generate reports and notices to clients as assigned • Perform strong client interaction and outreach • Review deposit reports and resolve discrepancies Qualifications : • Strong attention to detail • Accurate keyboard skills and proven ability to enter data at the required speed (10 Key experience is...

Roles and Responsibility: 1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation off market & buy back and various transaction request 4. Pledge, Unpledge, Invocation Introduction Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of off market & Buyback request received through easiest 7. Various batch export from DP Back office and upload on CDAS 8. Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easiest as per audit requirement 11. Physical Do...

Key Accountabilities Account opening for various entities including FPI, FVCI, FDI, AIF etc Timeliness to ensure that all Corporate Announcements and settlements processing are done within TAT of receipt of announcements or proceeds Accuracy to ensure at least 100% accuracy. Should be aware of the latest SEBI / RBI regulations governing custody. Responsive to ensure that all clients queries are responded to within 24 hours of receipt of query or if not to provide interim reply and to follow with a response within 3 days Risk- to ensure that there are no critical audit findings / issues and to escalate any immediate and time critical issues to higher authorities. People to participate in staf...

• Ensure that NCCL systems are running optimally and settlements of daily trades as well as physical settlements are completed effectively in time.Ensure that appropriate systems for successful completion of settlement are put in place Required Candidate profile Ensure the maintenance of masters with respect to members, clearing banks, approved banks, custodians, collaterals and physical settlement. timely preparation of various reports/data requirements

• DP Opts include demat, remat, pledge, unpledge • Reconcile daily DP reports • Coordinate with NSDL/CDSL, clearing members • Prepare, maintain MIS compliance reports as per SEBI & depository regulations. • Assist in audit & inspection process.

To manage day-to-day operations related to Depository Services (NSDL/CDSL), ensure timely processing of demat/remat transactions, pledge instructions, DIS validation, and adherence to SEBI/Depository regulations. Key Responsibilities : 1. Depository Operations o Process all types of depository transactions including dematerialization, rematerialization, pledge/unpledge, off-market transfers, and transmission. o Monitor timely processing of Delivery Instruction Slips (DIS), auto-pay-in instructions, and BO-initiated requests. o Handle inter-depository and intra-depository settlements in coordination with NSDL/CDSL. o Maintain and update BO master data in compliance with regulatory norms. 2. C...

Key Skills Settlement Operations Expertise : Strong knowledge of end-to-end settlement processes across equity, derivatives, currency, debt, and mutual funds. Regulatory Compliance : Deep understanding of SEBI, NSE, BSE, NSDL, CDSL regulations and compliance requirements. Depository & Clearing Systems : Experience in NSDL/CDSL operations, clearing corporations (NCL/ICCL), and settlement systems. Risk Management & Controls : Ability to identify operational risks, implement SOPs/SLAs, and drive automation and process standardization. Audit & Reporting : Skilled in handling regulatory audits, inspections, and reporting requirements. Technology & Process Improvement : Proficiency in back-office ...

As an Officer - Investor Grievance at our Mumbai location, you will be responsible for handling activities related to complaints raised by investors. Your key responsibilities will include: - Interacting with investors to resolve their queries and grievances efficiently. - Coordinating with DPs. To excel in this role, you should meet the following qualifications and experience: - Graduate or Post Graduate. - Age limit up to 30 years. - Minimum 2-3 years of experience in the capital market, preferably in DP/RTA or broking firm. - Conversant with Depository/RTA operations. - Good communication skills. - Proficient in Microsoft Excel and Word. If you are looking to join a dynamic team in the ca...

Role & responsibilities - Depository Participant Operation Audit: Conduct comprehensive audits of depository participant operations. Evaluate the effectiveness of controls and compliance with regulatory requirements. Custody Operation Audit: Perform audits of custody operations to ensure proper management and safeguarding of assets. Assess the accuracy and completeness of custody records and processes. Half-Yearly Audit of Exchanges: Lead and execute half-yearly audits of exchanges. Identify and report on areas of non-compliance and recommend corrective actions. Settlement Operations Audit: Audit settlement operations to ensure timely and accurate settlement of transactions. Review and evalu...

Role & responsibilities Operate DPM, e-DPM, DMS, i-Assist, and CDAS systems for daily transaction processing and BOD/EOD operations Execute dematerialization, rematerialization, and mutual fund redemption transactions with strict adherence to timelines Handle DIS execution, scanning, and uploading to depository systems while ensuring regulatory compliance Process account closures, transmissions, closure-cum-transfers, freeze/unfreeze operations, and pledge management Maintain client master data modifications and handle pay-in/pay-out settlement obligations Prepare daily MIS reports, maintain operational checklists, and resolve client queries within Preferred candidate profile Deep knowledge ...

INVES 21 seeks an Operations Executive (1-3 Years experience) in Hyderabad. Role: back-office ops, NSDL depository, demat/trading a/c, compliance & trade support. Graduate req., M.Com/MBA pref., strong comms & discipline a must. Free meal Food allowance

**Job Description:** As an Officer in Surveillance at Mumbai, your responsibilities will include: - Working on various alerts generated by the system. - Coordinating with DPs. - Preparation of reports on processed alerts. - Conducting STR Reporting. - Testing software. - Being proficient in Microsoft Excel and Word. **Job Description:** As an Assistant Manager / Deputy Manager in Surveillance at Mumbai, your duties will involve: - Working on various alerts generated by the system. - Coordinating with DPs. - Preparation of reports on processed alerts. - Conducting STR Reporting. - Preparing MIS for Management. - Enhancing surveillance software. - Being proficient in Microsoft Excel, Word, and...

Oversee day-to-day depository activities, including securities pay-in/pay-out and the creation of pledges for margin shortfalls/exposure. Implement efficient processes for all depository activities and measure TAT. Maintain and reconcile Depository Records/Registers and safe keeping of records. Manage audit processes, including Concurrent, Internal, and External audits. Collaborate with back office vendors to resolve system-related issues. Ensure compliance with guidelines and procedures prescribed by CDSL, Exchanges, SEBI, Depository Act (including Rules & Bye Laws) and update operation procedures for HO and Branches. Analyze and report suspicious transactions and alerts daily to FIU after ...

1Mutul fund DRF, 2Normal Pledge, 3Account Closure 4DIS Scan in CDSL 5Holding file download Required Candidate profile Required only Male Candidate Have experience of Demat operations, DP registration Should be good in typing For further details connect on shweta.rajput@tradebulls.in or 9913274989

Job Description: You will be responsible for working on various alerts generated by the system, coordinating with DPs, preparing reports on alerts processed, conducting STR Reporting, and testing software. Additionally, you may be required to work in shifts based on the job requirements. Qualification Required: - Graduate degree - Minimum 1-2 years of experience in surveillance functions in Stock Exchanges, Brokerage Houses - Conversant with Depository operations - Good communication skills - Proficiency in Microsoft Excel and Word --- Job Description: Your role will involve working on various alerts generated by the system, coordinating with DPs, preparing reports on alerts processed, condu...

Urgent Requirement for KYC Executive . Job Description: Must have knowledge of Demat account opening, KYC Modification, Dp Executive & KYC Co-Ordinator. Co-ordination with Clients. Must be have knowledge about C-kyc, KRA, Account opening, Demat & Trading account. E-mail Co-ordination. Experience - 0 to 5yrs Experience:- Graduate Fresher with Good English Communication also can apply. Job location- 3i-infotech Ltd. The crescent Solitaire Business Park. 3rd floor, Sakinaka Tele exchange lane, Sakinaka, Andheri East Andheri: 400072 Contact on the given number below urgently. 8652419133 ( Calling and What's app No.) Thanks & Regards, Rehman Sayyed rehman.sayyed@3i-infotechbpo.com 8652419133 ( Ca...

Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Banks operational processes and inspire to delight our business partners through our multiple banking delivery channels. Job Purpose Performs, establishes and informs clients of the process flows for corporate action events/settlements. At least meet or exceed clients agreed service level requirements and achieve high standard of quality and commitment. Key Requirements Key Accountabilities Account opening for...