73 Depository Operations Jobs

Responsibilities: * Lead DP operations * oversee day to day activities and manage regulatory obligations. * Ensure compliance with regulatory standards * Working experience on Cross and Estro - DP back office software

Dmat A/c verification and E-KYC across NSDL/KRA. POA/DDPI marking,UCC updates,pledge/unpledge. Data updates,GAP checks, surveillance reporting. DP billing, debit adjustments,DIS scanning/upload. Client query resolution and NSDL/KRA modifications.

As an Assistant Manager / Deputy Manager specializing in Data Mining at Mumbai, your primary responsibility will include studying regulatory circulars and orders, as well as taking necessary actions based on regulatory orders or advisories received from various regulators. You will also be tasked with monitoring foreign investments by listed companies and may be required to work in shifts. Key Responsibilities: - Minimum 4-5 years of experience in surveillance functions within Stock Exchanges or Brokerage Houses - Knowledge of regulatory compliance and foreign investment by listed companies - Familiarity with depository operations - Strong communication skills - Proficiency in Microsoft Exce...

1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation offmarket & buy back and variour transaction request 4. Pledge, Unpledge, Invocation Intruciton Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of offmarket & Buyback request received through easiest 7.Various batch export from DP Back office and upload on CDAS 8.Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easeist as per audit requirement 11.Physical Documents indexing and Storage 12.A...

We are hiring for our client NEO Asset Management. Looking for a candidate with strong experience in Collateral Management and Depository Operations (NSDL/CDSL). Key Responsibilities Manual handling & filling of DIS slips for: Off-market transfers Pledge / Un-pledge Invocation Executing pledge/un-pledge and transfer requests through file uploads in NSDL & CDSL systems. Managing lien marking, lien release & invocation for Mutual Funds (including physical units). Handling AIF units for pledge/un-pledge transactions. Coordinating with custodians, brokers, and internal teams for smooth transaction execution. Ensuring documentation accuracy and compliance. Required Skills Min 2 years experience i...

Role Overview: As a Senior Manager, your role will involve understanding SEBI/NSDL guidelines and overseeing the preparation and issuance of circulars, operating guidelines, and regulatory directions to Depository Participants (DPs). You will be responsible for regularly reviewing and updating Master Circulars, Standard Operating Procedures (SOPs), manuals, and FAQs to ensure consistency and compliance. Additionally, you will coordinate with other Market Infrastructure Institutions (MIIs) for uniform implementation of regulatory directions and engage with SEBI on compliance-related matters. Key Responsibilities: - Supervise the end-to-end process of handling queries and clarification request...

Responsibilities: * Lead DP operations * oversee day to day activities and manage regulatory obligations. * Ensure compliance with regulatory standards * Working experience on Cross and Estro - DP back office software

Responsible for day to day activities related to onboarding of issuer DP Participants Co-ordinate with SEBI/ exchanges/ market participants Prepare MIS/Reports and agenda & minutes of various meetings Working on SEBI queries/Regulatory submissions Required Candidate profile Min 10+ yrs exp in capital markets in DP-Ops/ Clearing & Settlement /Market Infra Institutions Team Leadership Experience is a must Good analytical and verbal & written Communication Skills Perks and benefits 40% additional Performance Bonus + Mediclaim

Role Overview: As an Officer in Surveillance at Mumbai, your role will involve working on various alerts generated by the system, coordinating with DPs, preparing reports on alerts processed, conducting STR Reporting, and participating in the testing of software. Key Responsibilities: - Work on various alerts generated by the system - Coordinate with DPs - Prepare reports on alerts processed - Conduct STR Reporting - Participate in the testing of software Qualifications Required: - Graduate - Up to 25 years of age - Minimum 1-2 years of experience in surveillance functions in Stock Exchanges and Brokerage Houses - Conversant with Depository operations - Good communication skills - Proficienc...

As an Officer based in Hyderabad, your primary responsibilities will include: - Studying regulatory circulars and orders to stay updated on compliance requirements. - Taking necessary actions on regulatory orders and advisories received from various regulators. - Monitoring foreign investment by listed companies and ensuring compliance. To qualify for this role, you should have: - A minimum of 1-2 years of experience in surveillance functions in stock exchanges or brokerage houses. - Knowledge of regulatory compliance and foreign investment by listed companies. - Familiarity with depository operations. - Good communication skills. - Proficiency in Microsoft Excel, Word, and willingness to wo...

US Banking Deposit Operations Job Title: Deposit Operations Associate Working Hours: US Hours EST Office Location: Leader Document Processing, Gurgaon. Remote/Onsite/Hybrid: Remote (Work from Home) We are looking for exceptionally dedicated team members to join us to serve one of our clients, which is one of Massachusettss fastest growing community banks and mortgage lenders. Summary The Deposits Operations Associate role performs all banking transactions, including opening accounts, checking & savings deposits, IRA's, business retirement accounts and various types of payments in accordance with bank policies. Understands and adheres to security and compliance policies and procedures. Respon...

Key Responsibilities: • Terminal Handling: Ensure accurate and timely execution of client orders to the exchange. • Client Level Allocation: Manage proper allocation of trades and transactions at the client level to the exchange. • Margin Reporting: Oversee daily margin monitoring and reporting to ensure adequate client coverage and compliance with exchange norms. • MTF (Margin Trading Facility): Manage MTF operations, including monitoring client limits, exposure, and adherence to SEBI/exchange guidelines. • Billing: Oversee accurate and timely billing of clients, ensuring all applicable charges are accounted for. • DP Settlement: Handle all DP-related activities such as pay-in, pay-out, cor...

In-depth understanding of KYC norms in the capital markets domain Well-versed with SEBI ,\& Depository guidelines ,for account opening. Ability to handle multiple onboarding processes efficiently,Attention to detail and a compliance-oriented mindset. Perks and benefits Mediclaim

1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation offmarket & buy back and variour transaction request 4. Pledge, Unpledge, Invocation Intruciton Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of offmarket & Buyback request received through easiest 7.Various batch export from DP Back office and upload on CDAS 8.Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easeist as per audit requirement 11.Physical Documents indexing and Storage 12.A...

Banking Consultants provide support to bank customers and help them handle their deposits and payments. They perform both operational and clerical tasks: maintaining filing systems, collecting customer data, monitoring transactions, assessing customer credentials, and adhering to bank procedures and policies. A well-written resume sample in the field usually focuses on abilities like knowledge of banking operations, customer service skills, computer competences, confidentiality, and teamwork. Employers select resumes highlighting at least an Associates Degree in banking or finance.

Responsibilities: * Ensure regulatory compliance with SEBI guidelines * Manage depository operations * Prepare reports for regulatory bodies * KYC, PMLA, FIU, FATCA, Exchange Compliance * Daily - Yearly reporting * Client & Dealers Compliance Provident fund Annual bonus

FATCA / CRS Reporting Knowledge of trading profile Future and Options derivatives, currency derivatives, commodity, SLBM, Dormant, RAL etc C lient master changes for demat and trading account Experience in back office application t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

URGENT JOB OPENING APPLICATION SUPPORT (BROKING & DEPOSITORY OPERATIONS) Location: Kandivali, Mumbai Experience: Minimum 5 Years Joining: Immediate preferred About Us SecMark Consultancy Limited: Founded in 2011 and listed on BSE and NSE, SecMark is a consulting, technology & outsourcing leader serving the financial markets. We deliver services in Regulatory Compliance, Operations, Software Development, Risk Management , among others. We support Brokerage Houses, Depository Participants, Stock Exchanges, Wealth Managers, Investment Advisors, NBFCs and many more. Our offerings also include anti-money laundering solutions, E-KYC and Re-KYC products, back-office systems and compliance managemen...

• DP Opts include demat, remat, pledge, unpledge • Reconcile daily DP reports • Coordinate with NSDL/CDSL, clearing members • Prepare, maintain MIS compliance reports as per SEBI & depository regulations. • Assist in audit & inspection process.

Job Description: Deposits Specialists Exp-3+ Years Location- Gurugram Responsibilities : • Process incoming funds for client accounts (checks, wires, ACH) with correct tax codes • Demonstrate good risk management decisions; mitigate any financial or reputational risk to the company • Must process with efficiency and accuracy • Multi-tasking for completion between department tasks and workflows • Generate reports and notices to clients as assigned • Perform strong client interaction and outreach • Review deposit reports and resolve discrepancies Qualifications : • Strong attention to detail • Accurate keyboard skills and proven ability to enter data at the required speed (10 Key experience is...

Roles and Responsibility: 1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation off market & buy back and various transaction request 4. Pledge, Unpledge, Invocation Introduction Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of off market & Buyback request received through easiest 7. Various batch export from DP Back office and upload on CDAS 8. Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easiest as per audit requirement 11. Physical Do...

Key Accountabilities Account opening for various entities including FPI, FVCI, FDI, AIF etc Timeliness to ensure that all Corporate Announcements and settlements processing are done within TAT of receipt of announcements or proceeds Accuracy to ensure at least 100% accuracy. Should be aware of the latest SEBI / RBI regulations governing custody. Responsive to ensure that all clients queries are responded to within 24 hours of receipt of query or if not to provide interim reply and to follow with a response within 3 days Risk- to ensure that there are no critical audit findings / issues and to escalate any immediate and time critical issues to higher authorities. People to participate in staf...

• Ensure that NCCL systems are running optimally and settlements of daily trades as well as physical settlements are completed effectively in time.Ensure that appropriate systems for successful completion of settlement are put in place Required Candidate profile Ensure the maintenance of masters with respect to members, clearing banks, approved banks, custodians, collaterals and physical settlement. timely preparation of various reports/data requirements