204 Rbi Regulations Jobs - Page 3

QUALIFICATION: Chartered Accountant (Mandatory) EXPERIENCE: Strong familiarity with Companies Act, RBI / NHB and other regulatory requirements. Significant experience in developing, testing, and assessing internal controls. Strong analytical skill with knowledge and understanding of the HFC, NBFC and Banking systems, internal control, and reporting processes. 2 to 5 years of total work experience in internal audit and risk management of NBFC/ HFC/ Banking, and reputed audit firms. Candidates who hold experience in retail asset internal audit background & have managed central and branch audits will be preferred. KEY RESPONSIBILITIES: Experience in undertaking audit for retail asset products a...

As a Business Development Executive at the company, your role will involve achieving business targets by acquiring new client relationships and maintaining them. You will be responsible for identifying target areas for prospective business and pre-screening customer segments as per the organization's norms. Your focus will be on ensuring a high level of customer satisfaction by proactively understanding customer needs and cross-selling multiple products according to requirements. Key Responsibilities: - Identify target areas for prospective business - Pre-screen customer segments as per organization norms - Ensure the number of logins along with disbursement - Proactively understand customer...

As a Financial Controller, your role involves overseeing and managing the financial reporting, accounting, and compliance functions to ensure alignment with regulatory requirements. You will be responsible for ensuring the integrity of financial statements and adherence to IFRS/IND-AS and other applicable accounting standards. Your key responsibilities include: - Developing and implementing internal controls, risk management frameworks, and governance policies. - Leading financial audits and liaising with external and internal auditors for compliance. - Optimizing working capital management, cash flow, and financial risk assessment. - Providing financial insights to the leadership team to en...

About Groww: We are a passionate group of people focused on making financial services accessible to every Indian through a multi-product platform. Each day, we help millions of customers take charge of their financial journey. Customer obsession is in our DNA. Every product, every design, every algorithm down to the tiniest detail is executed keeping the customers needs and convenience in mind. Our people are our greatest strength. Everyone at Groww is driven by ownership, customer-centricity, integrity and the passion to constantly challenge the status quo. Are you as passionate about defying conventions and creating something extraordinary as we are Let's chat. Our Vision Every individual ...

Role Overview: You will be responsible for providing General Corporate Advisory and Corporate Commercial Transactions support, including M&A and Private Equity deals. Additionally, you will need to have knowledge of Company Law, FEMA, SEBI, and RBI Regulations, as well as Employment & Labour Laws. Your role will also involve handling compliance work for companies. Strong legal drafting skills, exceptional analytical ability, and the ability to thrive under pressure will be essential. Moreover, you will be expected to possess strong marketing and business development skills, along with excellent interpersonal and networking abilities. Key Responsibilities: - Provide support in General Corpora...

As a Company Secretary (CS) intern, you will have the opportunity to learn legal compliance work in the field of Companies Act, LLP Act, RBI regulations, etc. You will be involved in various key areas of training, including: - Assisting in drafting and reviewing legal documents and agreements - Maintaining corporate records and ensuring compliance with statutory regulations - Coordinating board and committee meetings, preparing agendas and minutes - Assisting in the preparation of annual reports and filings with regulatory authorities - Conducting research on legal and regulatory issues affecting the company - Assisting in corporate governance and compliance initiatives Join us and take the ...

You will be responsible for managing compliance, licensing, regulatory support, and process & performance management. Your key responsibilities will include: - Define and implement compliance frameworks, checklists, and policies. - Manage regulatory projects end-to-end, including lifecycle management of applicable regulatory licenses. - Act as a regulatory liaison, facilitating discussions, submissions, and presentations. - Stay updated on regulatory developments and analyze their business impact. - Provide compliance support to stakeholders across the organization. - Coordinate with internal and external stakeholders for drafting and reviewing compliance-related documents. - Handle licensin...

The Role At Refyne , we are looking for a proactive and detail-oriented Sr. Associate to support our legal and compliance functions within the dynamic NBFC/Fintech sector. In this role, you will be responsible for managing legal operations, ensuring compliance with applicable financial laws and RBI regulations, handling debt and financing transactions, and overseeing contract drafting and negotiation. You will work closely with internal teams to mitigate legal risks, support business operations, and contribute to the company's compliant and sustainable growth. What we're looking for 24 years of post-qualification experience in a legal role within NBFC, Fintech, or Banking sectors. Solid unde...

As a Manager/Senior Manager - Compliance in Mumbai, your role will involve: - Maintaining up-to-date knowledge of SEBI circulars and notifications relevant to depository operations. - Reviewing and drafting all Regulatory policies. - Drafting and reviewing all agenda and minutes of the Regulatory Committee meetings like PID, ROC, Board etc. - Monitoring changes in regulatory frameworks issued by SEBI, RBI, and other applicable bodies and initiating implementation. - Reviewing and ensuring maintaining accurate and up-to-date records of all regulatory correspondences and filings. - Tracking and closing audit findings related to compliance matters in a timely manner. - Preparing compliance repo...

As a professional with 10+ years of experience in Mergers & Acquisition, JV structuring, and General Corporate Advisory matters, you have a great opportunity to join a Japan-based multinational manufacturing and trading conglomerate in Delhi. Key Responsibilities: - Hands-on experience in M&A, investment/divestment deals, and JV structuring - Strong expertise in drafting and negotiating SHA, SPA, Term Sheets, JV Agreements, and NDAs - Solid understanding of FEMA, RBI regulations, Anti-Bribery/ABC laws, and Competition Law Qualifications Required: - Prior experience in a reputed law firm and in-house legal team of an MNC - Exposure to Japanese clients or familiarity with Japanese work culture...

As an Associate in Custody Operations team, your role will involve providing processing support for effective and efficient delivery of India Custody Operations. You will manage client account onboarding and static data maintenance processes, ensuring compliance with regulations. Your responsibilities will include interacting with designated depository participants to obtain proper account documentation, preparing regulatory returns and reports, supervising daily business deliverables, ensuring service quality, and identifying opportunities for process efficiency. **Job Responsibilities:** - Provide processing support for India Custody Operations - Ensure client account onboarding and static...

Our client a technology company is looking to hire a Company Secretary. An ideal candidate should have a PQE of 3-5 years and extensive knowledge of FEMA and RBI regulations. The job responsibilities include: ? Good knowledge of Company Law and SEBI Regulations ? Assisting in routine procedural requirements under the Companies Act, 2013 (such as conduct of Board, Committee and shareholder meetings) and other statutory obligations of the Company and its group companies ? Organising Board and General Meetings of the Company and its subsidiaries in India & abroad. ? Assisting in non-routine activities under the abovementioned legislations such as compounding application, approval applications, ...

Job Description Team Member - IT Audits Grade: M3/M4 Location: Mumbai Job Role . Responsible to deliver multiple IT Audit assignments including IT Application and Infrastructure Audits, Application Security Assessments, Vendor Audits, Concurrent Audits, Thematic Assignments, Regulatory submissions etc. . Develop the Risk Based Audit Framework, meeting RBI regulations and adopting ISO 27001 Standards. . Manage and liaison with outsourced audit partners with an emphasis on audit time and cost reduction, improvement in efficiency without the need of additional resources and delivery of high quality audit work products which can be presented to the board. . Establish and maintain the Quality Ass...

Job Description Team Member - IT Audits Grade: M3/M4 Location: Mumbai Job Role . Responsible to deliver multiple IT Audit assignments including IT Application and Infrastructure Audits, Application Security Assessments, Vendor Audits, Concurrent Audits, Thematic Assignments, Regulatory submissions etc. . Develop the Risk Based Audit Framework, meeting RBI regulations and adopting ISO 27001 Standards. . Manage and liaison with outsourced audit partners with an emphasis on audit time and cost reduction, improvement in efficiency without the need of additional resources and delivery of high quality audit work products which can be presented to the board. . Establish and maintain the Quality Ass...

Job Description Team Member - IT Audits Grade: M3/M4 Location: Mumbai Job Role . Responsible to deliver multiple IT Audit assignments including IT Application and Infrastructure Audits, Application Security Assessments, Vendor Audits, Concurrent Audits, Thematic Assignments, Regulatory submissions etc. . Develop the Risk Based Audit Framework, meeting RBI regulations and adopting ISO 27001 Standards. . Manage and liaison with outsourced audit partners with an emphasis on audit time and cost reduction, improvement in efficiency without the need of additional resources and delivery of high quality audit work products which can be presented to the board. . Establish and maintain the Quality Ass...

Job Description Team Member - IT Audits Grade: M3/M4 Location: Mumbai Job Role . Responsible to deliver multiple IT Audit assignments including IT Application and Infrastructure Audits, Application Security Assessments, Vendor Audits, Concurrent Audits, Thematic Assignments, Regulatory submissions etc. . Develop the Risk Based Audit Framework, meeting RBI regulations and adopting ISO 27001 Standards. . Manage and liaison with outsourced audit partners with an emphasis on audit time and cost reduction, improvement in efficiency without the need of additional resources and delivery of high quality audit work products which can be presented to the board. . Establish and maintain the Quality Ass...

Role Overview: - Conduct internal audits across branches and departments to assess the effectiveness of internal controls and risk management practices. - Ensure compliance with RBI regulations, statutory requirements, and internal policies and procedures. - Review and evaluate the adequacy and effectiveness of internal control systems. - Prepare detailed audit reports with findings, risks, and actionable recommendations. - Follow up on previous audit observations and ensure timely closure of audit issues. - Identify process gaps, inefficiencies, or non-compliance and recommend improvements. - Support management in implementing robust financial and operational controls. - Monitor adherence t...

Role Overview: As a Regulatory & Statutory Compliance Officer, your main responsibility is to ensure compliance with various regulations such as RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws for NBFCs. You will be required to monitor changes in regulations, implement policy/procedure updates, prepare and file statutory returns within timelines, and manage regulatory inspections and audits while liaising with RBI and statutory bodies. Key Responsibilities: - Ensure compliance with RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws for NBFCs. - Monitor changes in regulations and implement required policy/procedure updates. - Prepare and fi...

As a member of the team, you will perform the following tasks under the guidance and direction of your Supervisor or Manager: - Identify potential customers for business opportunities with the assistance of your Supervisor or Manager. - Collect necessary documents from customers and validate them according to the organization's norms. - Log the case in the system following the Standard Operating Procedure (SOP) and adhere to the process for disbursement. - Ensure the fulfillment of the Sanction ratio as per the organization's requirements. - Meet customer requirements and cross-sell multiple products under the guidance of your Supervisor or Manager. - Assist in empaneling new vendors and dev...

As a Team Lead of Credit Compliance for WBG and Working Capital Business segment of the Bank, you will be responsible for managing and leading a team of professionals who support Business Groups in maintaining an effective control framework and ensuring compliance with all relevant RBI regulations, internal codes, and policies. Your key responsibilities will include: - Reviewing all credit proposals that go into the Credit Committee (Level E2) and identifying any regulatory inconsistencies. - Reviewing credit-related products, policies, and processes, providing feedback and advice to ensure comprehensive and compliant bank processes. - Advising the business/credit function of the bank on all...

Role Overview: As a Credit Manager in Wholesale Banking based in Mumbai, you will be responsible for leading a team of credit analysts. Your main duties will include prioritizing proposals in collaboration with the business team, guiding credit analysts to produce high-quality notes and effective monitoring, vetting Credit Appraisal notes, discussing risk assessments and structuring with senior business members, assisting in formulating credit recommendations, closely monitoring portfolios, and developing action plans for non-compliances and early warning signals. Additionally, you will meet clients regularly to stay updated, network within the bank, and seek reference checks from other bank...

As a Sales Executive at TCFSL, your primary responsibility will be to achieve business targets by acquiring new client relationships and maintaining them. You will need to identify target areas for prospective business and pre-screen customer segments as per the organization's norms. Ensuring a high level of customer satisfaction will be crucial, which involves proactively understanding customer needs and cross-selling multiple products according to their requirements. Your role will also involve executing sales promotion activities to generate customer interest in the TCFSL brand. Building strong client relationships internally and externally, along with establishing a strong brand identifi...

Role Overview: - You will be responsible for driving sales and ensuring that business targets are achieved for Retail loan products. Your main focus will be on aggressively increasing sales numbers through cross-selling and enhancing client relationships. It will be essential to retain and expand the company's customer base to encourage repeat business and referrals. Key Responsibilities: - Leverage your network and relationships effectively to achieve maximum sales. - Develop and maintain strong liaisons with clients to secure repeat business and referrals. - Ensure seamless processing of files from the login stage to disbursement by coordinating with internal departments such as Operations...

As a potential candidate for this role, you will be responsible for performing the following tasks under the guidance and direction of your Supervisor or Manager: - Identify potential customers for new business opportunities with the assistance of your Supervisor or Manager. - Collect necessary documents from customers and ensure they are validated according to the organization's norms. - Log the case in the system following the standard operating procedures (SOP) and adhere to the disbursement process. - Meet the Sanction ratio as required by the organization. - Address customer requirements and cross-sell multiple products under the supervision of your Supervisor or Manager. - Assist in th...

Role Overview: As a candidate for this role, you will be responsible for achieving business targets by acquiring new client relationships and maintaining them. This will involve identifying target areas for prospective business, pre-screening customer segments according to organizational norms, and ensuring both the number of logins and disbursements. Your focus will be on ensuring a high level of customer satisfaction by proactively understanding their needs and cross-selling multiple products as required. You will also be expected to execute sales promotion activities to generate customer interest in the TCFSL brand and build strong client relationships internally and externally to establi...