120 Rbi Regulations Jobs - Page 5

As a member of the team, you will be responsible for performing the following tasks under the guidance and direction of your Supervisor or Manager. Your main responsibilities will include: - Identifying potential customers for business opportunities in collaboration with the Supervisor or Manager. - Collecting necessary documents from customers and validating them according to the organization's norms. - Logging the case in the system following the Standard Operating Procedures (SOP) and adhering to the process for disbursement. - Ensuring the fulfillment of the Sanction ratio as per the organization's requirements. - Meeting customer requirements and cross-selling multiple products, with su...

The role requires you to perform the following tasks under the guidance and direction of your Supervisor or Manager. You will be responsible for identifying potential customers for business with the assistance of your Supervisor or Manager. This includes collecting documents from customers and validating them according to the organization's norms. Your duties will also involve logging cases in the system following standard operating procedures and adhering to the disbursement process. It is essential to meet the Sanction ratio as per the organization's requirements. You will also need to meet customer requirements and cross-sell multiple products under the guidance of your Supervisor or Mana...

You will be part of the Financial reporting team focusing on accounting for the wholesale (WS) segment. Your main responsibilities will include: - Managing and owning the financial numbers of a business segment for Financial Reporting purposes. - Reconciling the loan book with LMS and closely collaborating with the Operations team. - Performing EIR accounting in accordance with IND AS. - Conducting data analysis including Yield analyses, Loan book analysis, Loan book movement, Interest and processing fee analysis, Credit Cost WS analysis, and variance analysis. - Coordinating with internal and external auditors, as well as regulators for data requirements. - Engaging in monthly book closure ...

The Trade Desk Manager in the Branch Banking department is responsible for managing trade and forex operations for branches and guiding them in trade transactions. This role involves close collaboration with branches, trade operations, product, and compliance teams to ensure effective processing of trade transactions for superior customer service. Key responsibilities include reviewing and processing trade documents submitted by branches, ensuring timely and accurate processing of all trade and forex operations, and ensuring compliance with regulatory requirements under RBI and FEMA guidelines. The Trade Desk Manager is also responsible for managing exceptions, tracking transaction status, r...

You will be responsible for conducting internal audits across branches and departments to assess the effectiveness of internal controls and risk management practices. It will be your duty to ensure compliance with RBI regulations, statutory requirements, and internal policies and procedures. Your role will involve reviewing and evaluating the adequacy and effectiveness of internal control systems, and preparing detailed audit reports with findings, risks, and actionable recommendations. You will need to follow up on previous audit observations and ensure timely closure of audit issues. Identifying process gaps, inefficiencies, or non-compliance and recommending improvements will be crucial a...

You will be responsible for analyzing capex proposals and projects from a techno-commercial perspective to ensure optimal ROI on each investment. Additionally, you will be expected to raise funds in a cost-effective manner through various channels such as banks, institutions, private equity, venture capital, and bonds, both domestically and internationally. Managing cash and fund flow efficiently to ensure optimal utilization of funds will be a key part of your role. You will also be required to handle working capital effectively, including inventory and receivable management. A strong understanding of FEMA, RBI, and other banking regulations is essential for this position. You should be pro...

As an Assistant Vice President/Head, you will be responsible for developing and maintaining regulatory policies and procedures under the Compliance Program. This includes implementing review mechanisms to ensure continuous effectiveness in ensuring all applicable compliances by the company and managing day-to-day operations of the compliances. You will collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and direct compliance issues to respective functions for resolution. Your role will also involve ensuring compliance with statutory requirements and regulations prescribed for NBFC by RBI and all other...

Roles & Responsibilities: Compliance with RBI regulations to ensure no violations Develop and ongoing maintenance of ALM Policies and framework Dealing in SWAP, IRS, POS, Forward, and other Hedging instruments Handling Nostro Management and funding in the FX balance sheet Coordination for deposit, borrowing,g and managing relationships with internal and external departments Monitor and manage NOOP, AGL, VAR, and other regulatory limits Monitor FX borrowing /Lending cost in coordination with Finance and TBO Efficient management of Balance sheet /Liquidity Knowledge, Skills, and Experience: MBA/CA with 5+ years of experience Strong knowledge of FX Derivatives and products Strong quants and Exc...

Role & responsibilities Manage all aspects of accounting and finance operations Prepare and review financial statements and reports Handle regulatory reporting and compliance, including RBI filings Lead budgeting, forecasting, and variance analysis Monitor cash flow, fund management, and cost control Coordinate with auditors, banks, and statutory bodies Ensure proper documentation, processes, and internal controls Support business decisions with financial insights Preferred candidate profile Minimum 10 years of experience in finance and accounting At least 5 years of experience in NBFCs or related financial institutions M.Com or CA (Chartered Accountant) qualification is mandatory Sound know...

Job Responsibilities: Leverage practical knowledge and experience in the operations of BFS segments such as PMS (Portfolio Management Services), Mutual Funds, AIF (Alternative Investment Funds), Wealth Management, and Offshore Funds. Analyze, compare, and quickly interpret complex facts and figures to make sound judgments and provide actionable insights. Lead and manage a team of at least 4-5 junior professionals, providing guidance, mentorship, and monitoring their daily deliverables. Take responsibility for the quality and timely delivery of all engagements within the financial services practice. Supervise engagements to ensure adherence to internal SOPs and methodologies, keeping them upd...

We are hiring for a Business Legal Manager role for Mumbai location. Job Description- As a Business legal manager, the Candidate will be part of Title due diligence team and attending to corporate legal matters of the company. The incumbent shall be attending to legal related requirements, issues and queries in view of the laws and regulation applicable to the company. Roles & Responsibilities- Review of LSR/TSR along with search report and advise on the same. Conducting of legal due diligence on properties for creation of mortgage (i.e. by equitable mortgage or by registered mortgage or by extension mortgage), preparation of mortgage documentation and assisting internal teams on legal queri...

Job Overview & Responsibilities: The individual will be part of Financial reporting team specifically leading accounting for Wholesale (WS) segment. Candidate would be primarily responsible for review o f: Responsible for financial reporting for a business segment including EIR, TDS, ECL, NPAs etc Preparing high quality deliverables with analysis for a business segment Ensuring reconciliation between Accounting and LMS systems Continuous interaction with senior management of business segment to have a full overview and understanding of business including specific loans Data analysis Yield analyses, Loan book analysis, Loan book movement, Interest and processing fee, Credit Cost Wholesale ana...

Key Responsibilities: Ensure compliance with the Companies Act, SEBI, RBI, and other relevant regulatory frameworks governing the financial services industry. Manage corporate governance, regulatory filings, and compliance reporting for Mintcap Enterprises and its subsidiaries. Liaise with SEBI, RBI, stock exchanges, and depositories for licensing, approvals, and regulatory submissions. Oversee the preparation and filing of statutory documents, board resolutions, and annual returns. Guide the management team on legal and regulatory requirements, ensuring adherence to industry best practices. Monitor and implement compliance processes for discount broking operations, depository participant se...

: Job Title: Head Compliance Location: Gurugram Industry: Housing Finance / NBFC Experience Required: 12+ Years Qualification: Chartered Accountant (CA) Team Handling Experience: Mandatory Key Responsibilities: Regulatory Compliance Ensure end-to-end compliance with applicable laws and regulations including RBI guidelines , NHB directives , Companies Act , and Income Tax Act . Oversee accurate and timely filings with RBI , MCA , FIU-IND , and other regulatory authorities . Stay updated on evolving laws and regulations, assess their impact, and implement necessary changes within the organization. Compliance Framework & Governance Develop, implement, and maintain a robust compliance framework ...

Job Description For: AVP-Compliance. Location: Gurgaon . CTC: As per the industry standard. Reporting Manager: Chief Compliance Officer. Required Details: Experience Required: 10-12 years. Proven experience in the Non-Banking Financial Company (NBFC) sector with a strong understanding of RBI regulations. Excellent organizational and communication skills. Ability to work independently and as part of a team. Strong analytical skills and attention to detail. Key Responsibilities: Ensuring various Compliances under the Master Direction of the Reserve Bank of India for NBFCs and amended Rules thereon. Dealing with various circulars as issued by the RBI, i.e., Scale Based Regulations, KYC, etc. Ta...

Role Responsibilities: Provide legal advice on policies, documents, contracts, and agreements for the lending business. Draft and review partnership agreements for NBFC, Banking, and LSP outsourcing arrangements. Monitor the regulatory environment, identify new legislations, and advise on implications. Liaise with partner NBFCs and Banks to ensure product compliance with lending regulations. Key Deliverables: Minimized legal exposure and liability for the organization. Compliant and robust partnership and outsourcing agreements. Proactive identification and mitigation of legal and regulatory risks. Maintained documentation, SOPs, and MIS for compliance and audits.

Manage company secretarial duties ensuring RBI & MCA compliance for NBFC. Oversee board meetings, filings, and corporate governance. Handle HR compliance, labour laws, and employee statutory obligations. Liaise with regulators and support audits.

Job Summary: We are hiring a qualified Company Secretary with 5 to 6 years of experience, in the Non-Banking Financial Company (NBFC) to join our Secretarial & Compliance Team. The ideal candidate will be inter-alia responsible for assisting/handling: - MCA Filing. - RBI filing/compliances, - analysis of RBI updates and sharing summary & impact on the Company, - Pre & Post Board/Committee Meetings compliances, including coordination with internal departments for agenda items, - regularly monitoring the Compliance Tool report - Policy review/drafting - fund raising activities - Coordination with Depositories / Stock Exchange This role requires strong organizational skills, attention to detail...

JOB OVERVIEW: The primary role of Internal Audit function is to help the Board of Directors and senior management to protect its assets, reputation and sustainability. INA function provides independent and objective assurance as to whether design, quality and operational effectiveness of internal controls, risk management and governance related systems and processes as represented by management, is adequate. QUALIFICATION: Chartered Accountant (Mandatory) EXPERIENCE: Strong familiarity with Companies Act, RBI / NHB and other regulatory requirements. Significant experience in developing, testing, and assessing internal controls. Strong analytical skill with knowledge and understanding of the ...

The AM Sales - Forex The ideal candidate will have a strong background in Forex, Drive sales of forex products including remittances, foreign currency exchange, prepaid forex cards, and trade-related forex services. Identify and acquire new clients, including corporates, HNIs, and retail customers. Build and maintain relationships with banks, financial institutions, travel agencies, and corporates to generate leads. Key Responsibilities: Drive sales of forex products including: Foreign currency exchange Outward remittances Prepaid forex cards Trade-related forex services Identify, approach, and acquire new clients across: Corporates (SMEs & large enterprises) High Net-Worth Individuals (HNIs...