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Kotak Securities (KSL)
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Internal Controls - VR

Internal Controls - VR

Kotak Securities (KSL)

0 - 2 years

1 - 3 Lacs

Mumbai Suburban Mumbai (All Areas)

Posted:1 week ago| Platform:

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Skills Required

Internal Control Stock Broking Customer Relationship Communication Skills Customer Service Audit Compliance Fraud Investigation Customer Queries Customer Handling SEBI

Work Mode

Work from Office

Job Type

Full Time

Job Description

Department: Internal Control Role: VR Listening Grade: E1/ E2 Designation: Assistant Manager/ Deputy Manager Location: Mumbai (Goregaon) Job Profile Listening to Voice recording as per dealer code of conduct requirements Handling and supervision of internal investigations of all reported and suspected fraud incidences, misconduct, policy / procedure breaches and timely issuance of reports. Investigate and assess alerts for potential risks. Take feedbacks from clients and maintain MIS data. Addressing clients record and ensure clients satisfaction. Delegate clients feedbacks to the Audit team. Requirement Graduate with experience of Fresher - 3 years. Proficiency with MS office especially Excel and Power point. Candidates with Kannada proficiency preferred. Good Communication skills (spoken & written). Well organized for preparing various MIS and follow-ups. Should be a self-starter, proactive, target oriented and a team worker. Should possess strong networking & relationship building skills. Share your updated CV on: pradeepkumar.muthukumar@kotak.com Contact no.- 8422917233

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Kotak Securities (KSL)

www.kotaksecurities.com

Financial Services

Mumbai

Approximately 2,000 Employees

43 Jobs

Key People

Vishal Suri

Managing Director & CEO
Sanjay K. Ranjan

Chief Financial Officer
Karan Mehta

Head of Equity Research

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