Executive - Controls & Compliance

Roles & Responsibilities

• Perform control testing (design and operating reviews) – Control testing under SoX and ICoFR (TOD and TOE)

• Responsibility of managing controls documentation under the controls framework in line with best practices and as required under applicable regulations

• Remediation management for all controls across all Group entities under SoX and ICoFR regulations

• Provide support in defining and managing effective internal control framework for the Business tower under Indian companies Act as well as SOX requirements

• Driving Dashboard reporting and audit efficiencies for the Business tower in alignment with the IT Tower

• Work with stakeholders (internal and external) to resolve problems; answers questions; Reviews work flow processes; provides continuous process improvement suggestions

• Manage a team of SOX testers and ensure delivery of audit program with high quality standards; conduct performance reviews; aid career progression

Educational Qualification

• Graduate, B.Com, M.Com or MBA (Finance).
• Professional certification relating CIA, CISA, and DISA, CSOE or SOX related certification is an added advantage.
• SAP certification is an added advantage

Skills & Competencies

1. Total experience of 1 year in SOX testing/ Risk and Controls/ Internal Audit.
2. Worked on business control testing / internal audit projects individually as well as part of larger teams.
3. Performed test of design and operative effectiveness in a complete audit cycle.
4. Managed multiple stakeholders / senior management to agree on risk based issues and remediation.

Added advantage

• Experience of managing small teams.
• Worked on international SOX testing programme or specific ICOFR programmes.
• Experience of working in Big 4 / cross border control testing teams.

Performed risk based control testing with SAP as the primary ERP.