Executive - Controls & Compliance

Role & responsibilities

• Perform control testing (design and operating reviews) Control testing under SoX and ICoFR (TOD and TOE)
• Responsibility of managing controls documentation under the controls framework in line with best practices and as required under applicable regulations
• Remediation management for all controls across all Group entities under SoX and ICoFR regulations
• Provide support in defining and managing effective internal control framework for the Business tower under Indian companies Act as well as SOX requirements
• Driving Dashboard reporting and audit efficiencies for the Business tower in alignment with the IT Tower
• Work with stakeholders (internal and external) to resolve problems; answers questions; Reviews work flow processes; provides continuous process improvement suggestions
• Manage a team of SOX testers and ensure delivery of audit program with high quality standards; conduct performance reviews; aid career progression.

Education Qualifications

• Graduate, B.Com, M.Com or MBA (Finance).
• Professional certification relating CIA, CISA, and DISA, CSOE or SOX related certification is an added advantage.
• EP certification is an added advantage

Skills & Competencies

1. Total experience of 1 year in SOX testing/ Risk and Controls/ Internal Audit.

2. Worked on business control testing / internal audit projects individually as well as part of larger teams.

3. Performed test of design and operative effectiveness in a complete audit cycle.

4. Managed multiple stakeholders / senior management to agree on risk based issues and remediation.

Added advantage

• Experience of managing small teams.
• Worked on international SOX testing programme or specific ICOFR programmes.
• Experience of working in Big 4 / cross border control testing teams.
• Performed risk based control testing with SAP as the primary ERP.