Compliance Officer

Position Name - Compliance Officer-AIF

Location - Gift City, Gandhinagar

Experience Range - 5-8 yrs

Mandatory Requirement:

• Ensure end-to-end compliance with

  IFSC regulations

  , corporate laws, and other regulatory frameworks

Job Roles and Responsibilities:

• Ensure full compliance with all regulatory requirements under

  SEBI and/or IFSCA

  jurisdictions.
• Supervise

  investor onboarding, KYC/AML checks, due diligence

  of portfolio companies, and reporting.
• Monitor, interpret, and implement

  regulatory changes

  in internal policies and procedures.
• Coordinate with

  trustees, auditors, valuers, fund administrators

  , and other stakeholders.
• Track and maintain compliance with

  SEBI AIF / IFSCA FME regulations

  ,

  PMLA / AML-CFT rules

  ,

  cybersecurity

  , and

  data protection norms

  .
• Maintain and update

  compliance manuals, policies, checklists, and calendars

  for all entities.
• Escalate material

  compliance risks or breaches

  to senior management and support remediation.
• Oversee

  KYC/CDD

  for investors and portfolio companies, conduct

  PEP/sanctions screening

  , and file

  STRs/CTRs

  with FIU-IND as required.
• Prepare and file

  regulatory reports.

• Coordinate and support

  regulatory audits, inspections, and investor reporting

  , ensuring timely and accurate submissions.

Qualification and Experience:

Bachelor’s degree in Law, Finance, Commerce, or a related discipline

• Professional credentials desirable (CA / CS / CFA / MBA / relevant certification)

• Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services

• Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements

• Strong analytical and documentation skills; ability to interpret and operationalize legal/regulatory requirements

• Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders

• High level of integrity, confidentiality, and ethical standards

• Experience in investor onboarding, due diligence, background verification

• Knowledge of international AML / sanctions frameworks