Compliance Manager- PMS

Legal Talent Management

5 - 10 years

18 - 27 Lacs

bengaluru mumbai (all areas)

Posted:4 hours ago| Platform:

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Skills Required

investment guidelines client onboarding portfolio management services aml compliance sebi compliance audit compliance alternative investments amfi sop pms operations pms clients sebi circulars regulatory compliance sebi regulations

Work Mode

Work from Office

Job Type

Full Time

Job Description

Compliance Manager

What Youll Do:

Ensure full compliance with SEBI PMS Regulations, Circulars, and other statutory requirements.
Manage SEBI filings, audits, and inspections with precision.
Establish and monitor internal compliance policies, SOPs, and investment guideline checks.
Oversee client onboarding, AML/KYC reviews, and SEBI SCORES compliance.
Liaise with SEBI/APMI and act as the firms compliance point of contact.
Partner with leadership to strengthen a culture of compliance and governance.

What We’re Looking For:

Experience:
5–8 years in Compliance/Legal roles within PMS, AIF, Mutual Funds, Broking, or Wealth Management.
Qualification:
CA/CS/LLB/MBA (Finance/Law) preferred; NISM certifications desirable.
Proven experience in SEBI filings and regulatory audits.
Deep understanding of SEBI PMS Regulations, AML/KYC norms, and securities market laws.
Strong documentation, analytical, and communication skills.

Why Join Us:

Build and lead compliance in a growing PMS platform.
Work closely with senior leadership and decision-makers.
Competitive pay + performance incentives.
Transparent, collaborative, and balanced work culture.

Location:
Bengaluru & Mumbai

To apply
, share your profile at
sonika@vahura.com
and complete application using below link-
https://forms.gle/BVUnVx7Eikh5TTTT7

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Compliance Manager- PMS

bengaluru, mumbai (all areas)

5.0 - 10.0 yrs

INR 18 - 27 Lacs

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