148 Sebi Compliance Jobs

About the Team At Navi, the InfoSec team safeguards our digital ecosystem - ensuring the confidentiality, integrity, and availability of critical systems and data. We lead the charge on cyber risk management, regulatory compliance, and data protection, while championing a security-first culture across all teams. Our mission: Protect what powers Navi - securely, compliantly, and confidently. What We Expect From You Key Responsibilities: Program Management: Plan, execute, and manage end-to-end delivery of information security programs. Define project scope, goals, milestones, and deliverables in alignment with business objectives. Monitor program progress, identify risks, and implement mitigat...

About Company This leading financial services company in India offers a wide range of retail financing products, including two-wheeler, used car, and consumer durable loans. With a nationwide presence, the company is renowned for its customer-centric approach and innovative solutions. With an annual turnover exceeding INR 10,000 crores and a workforce of over 10,000, the company is a key player in the financial sector. Backed by reputable investors, it has achieved consistent growth and earned the Great Place to Work certification for 2024, highlighting its commitment to an inclusive, employee-friendly culture. The company is also proud to be listed among India's Leading BFSI & Fintech Compa...

1 Preparation of notices for meetings, Agendas, minutes &resolutions for General and Board Meetings 2 Should be working with listed company 3 have good understanding of all SEBI compliance 4 Have knowledge of listing agreement and other formalities

Company Secretary for Indias Top 500 Public Listed Specialities Chemicals Producing - Andheri Job Description Preparation of Annual Reports, Drafting Directors’ Report, Report on Corporate Governance, BRSR Report and Notice of the AGM and arrangement of E-voting facility of AGM. Interacting & updating with Registrar & Transfer Agent. Coordinating with IR Agency. Coordinating for Certification of Forms, SEBI compliances Certificates, Secretarial Audit etc. Ensure handling Investors grievances & compliances with SEBI Preparation & coordinating - End to end work required for Board Meeting, AGM or EGM. Prepared and handled documentation related to Employee Stock Option Plans (ESOP), including gr...

Responsibilities: * Ensure regulatory compliance with SEBI guidelines * Manage depository operations * Prepare reports for regulatory bodies * KYC, PMLA, FIU, FATCA, Exchange Compliance * Daily - Yearly reporting * Client & Dealers Compliance Provident fund Annual bonus

Managing all secretarial compliances including FEMA. Drafting detailed and accurate minutes of meetings. Handling SEBI Compliances and Secretarial Audit of Listed Companies Handling compliance management Required Candidate profile Candidate should be semi qualified company secretary and having relevant experience, having good drafting and communication skill.

Position Location: VP/AVP - Mumbai Deputy Manager - Jaipur Job Purpose: To provide strategic leadership and oversight of the organization's surveillance function, ensuring effective detection, investigation, and prevention of market abuse or misconduct. To safeguard regulatory compliance and uphold market integrity through robust monitoring systems, policies, and cross-functional collaboration. Responsibilities: Supervise investigation of alerts, suspicious trades, and breaches; ensure timely escalation to compliance, legal, or regulators, identify emerging risks in trading patterns, market behavior, or operational processes; recommend preventive measures. Developing, Testing and deployment ...

Location: Hyderabad or Mumbai Company: Early Bootstrap Startup Industry: Stock Broking / Financial Services Type: Full-time About the Client Our client is a new-age stock broking startup building a technology-driven investment and trading platform. The firm is in the process of obtaining SEBI registration and related regulatory approvals and is looking for a seasoned professional to lead and oversee all compliance functions. Key Responsibilities Lead and manage all regulatory and compliance activities for the stock broking business in accordance with SEBI, NSE, BSE, and other statutory bodies. Ensure the companys adherence to all applicable laws, circulars, notifications, and guidelines issu...

Job Description: You will be a part of Emkay Global Financial Services Ltd., a leading player in the financial services industry with a strong track record of creating wealth for clients for more than two decades. Your role will involve the following key responsibilities: - Strategic Financial Leadership: - Assisting in the development and execution of financial strategies in line with organizational goals. - Providing valuable financial insights and recommendations to the executive leadership team. - Financial Operations & Reporting: - Overseeing budgeting, forecasting, and financial planning processes. - Ensuring the accurate and timely preparation of financial statements and reports. - Mo...

Dear Candidate, Greetings!! Kindly find the Job Description for the Member Oversight (Inspection) Role and Responsibilities: Conducting inspections: Performing on-site inspections of brokerage firms, trading platforms, to examine their activities, systems, and operations. Compliance monitoring: Evaluating the compliance of market participants with relevant stock exchange rules, regulations, and securities laws. Documenting findings and preparing reports: Collecting and analyzing data, documenting inspection findings, and preparing detailed reports that highlight any non-compliance instances or areas that require improvement. Investigating complaints and market irregularities: Responding to c...

PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our vision, we'd love to have you onboard. Role Overview We are looking for a detail-oriented professional with strong knowledge of capital market operations, UCC (Unique Client Code), DP Operation & Compliance, and NSE account reconciliations. The role involves ensuring timely reconciliations, adherence to SEBI/NSE/CDSL regulations, and smooth compli...

Role & responsibilities 1. Ensuring that all accounting and transaction processing activities are performed with efficiency and integrity. 2. Preparing of Cash Flow , income expense statement monthwise and Profit and Loss statement and other Management related MIS. 3. Timely filing, audit, statutory returns for all branches of the Clinic. 4. Finalization of books and timely filing of tax audit and statutory audit reports and coordination with auditors. 5. Timely renewal and application of statutory certificates. 6. All tax and assessment related compliances and documentation. 7. Documentation and coordination with the bankers for the initiation or extension of bank loan if required. 8. Repor...

Job Purpose The VP-Operations is responsible for automating the EOD-BOD of existing applications which are manually executed with the help of checklist and streamline the processes of release management. This role requires a wide variety of strengths and capabilities, including: B-TECH/MCA / or Any other graduate with additional certification in relevant field. Experience designing and working with Continuous integration and Continuous deployment/Continuous Delivery Solutions. 12-15 years of experience in tech operations automation in BFSI domain. Exposure to Systems Reliability Engineering(SRE), build/release/deployment automation / release management is preferable Work closely with softwar...

Role & responsibilities 1. Financial Planning & Analysis Lead budgeting, forecasting, and financial modeling processes. Monitor and prepare detailed management reports for informed decision-making. Optimize cost structures and ensure efficient allocation of resources. 2.Strategic Leadership Develop and execute the company's financial strategy aligned with business objectives. Act as a key advisor to the CEO/Board on financial planning, capital structure, mergers & acquisitions, and investment opportunities. Provide insights and recommendations on business performance, profitability, and growth. 3. Accounting & Compliance Ensure accurate and timely financial reporting as per statutory require...

Industry: Fintech Location: Surat Job Summary We are seeking a highly experienced and detail-oriented Company Secretary with a fintech background to ensure compliance with corporate laws, regulatory requirements, and governance best practices. The ideal candidate will have extensive experience working in fintech companies and will play a critical role in ensuring legal and regulatory compliance while supporting corporate decision-making. Key Responsibilities Ensure compliance with Companies Act, RBI, SEBI, and other fintech-related regulations Manage corporate governance and secretarial functions, including board meetings, annual reports, and filings Draft, review, and manage statutory docum...

Were Hiring! | CA Inter/Drop-outs – Operations (EDP & Settlement) Location: Anand Rathi IT Pvt Ltd, Jodhpur. Are you a freshly qualified or early-career Chartered Accountant ready to dive into the dynamic world of financial operations? This is your opportunity to be part of a fast-paced, high-impact environment at Anand Rathi IT Pvt Ltd . Role Overview: As part of our Operations (EDP & Settlement) team, you’ll work at the intersection of post-trade processes, market data, compliance, and automation. Key Responsibilities: PostTrade EDP Operations • Validate contracts across Cash, Derivatives, Commodities, Currency, and Mutual Funds • Generate contract notes, confirmations & statements • Recon...

Our client, a SEBI-registered Portfolio Management Service (PMS) firm, is looking for a Compliance Manager to drive its regulatory, governance, and risk framework. What Youll Do: Ensure full compliance with SEBI PMS Regulations, Circulars, and other statutory requirements. Manage SEBI filings, audits, and inspections with precision. Establish and monitor internal compliance policies, SOPs, and investment guideline checks. Oversee client onboarding, AML/KYC reviews, and SEBI SCORES compliance. Liaise with SEBI/APMI and act as the firms compliance point of contact. Partner with leadership to strengthen a culture of compliance and governance. What We’re Looking For: Experience: 5–8 years in Com...

Review of Compliances and internal control applicable to Capital & Commodity intermediaries, Providing advisory to Broking and Financial Services company. Required Candidate profile CA/MBA/CFA with 3 or more year exp., Candidate should have practical exposure with Broking Company. Knowledge of business ops, software will be an added advantage.

Lead ipo documentation ,Establishment of an IPO Committee/ company complies with SEBI rules/communicate with auditors, accountants, RoC, and even shareholders./Establishing Compliance Policies/Risk Management/Reviewing Agreements Required Candidate profile cs+8-20 year experience in pre & post ipo process/Drafting and reviewing corporate governance policie

Lead ipo documentation ,Establishment of an IPO Committee/ company complies with SEBI rules/communicate with auditors, accountants, RoC, and even shareholders./Establishing Compliance Policies/Risk Management/Reviewing Agreements Required Candidate profile cs+8-20 year experience in pre & post ipo process/Drafting and reviewing corporate governance policie

Role & responsibilities Assist in Preparation and filing of statutory forms. returns, and documents with ROC, MCA, SEBI,RBI, etc Help in maintaining statutory registers, records and documentation Stay updated on corporate laws and regulations to support compliance requirement Assist in Implementing good corporate governance documents Maintain proper records and filing systems. Preferred candidate profile Any nearby candidate with the Qualified Company Secretary Strong drafting, communication and organizational skills Eager to learn with attentation to detail and professionalism Job Location:- Kasindra, Ahmedabad Interested Candidate can apply on Naukri.com Whats app:- 90547 17251 Gmail:- hir...

We are looking for a highly experienced and strategic Chief Financial Officer (CFO) to lead the financial operations and governance of our organization. The ideal candidate will be a qualified Chartered Accountant (CA) with deep expertise in corporate finance, compliance, and stakeholder management, especially in the context of a listed company . The CFO will oversee financial planning, investments, fund management, statutory compliance, and act as a key representative for the company with shareholders, regulators, and the media. Key Responsibilities: Lead the finalization of accounts in accordance with accounting standards applicable to listed companies. Manage financial planning, budgeting...

Kedia Corporate Advisors Pvt. Ltd. (KCAPL) is hiring Regulatory & Legal Specialists to manage SEBI, and IFSCA compliance. We have two openings : one for a Law Graduate (LLB/LLM) , and one for a Company Secretary (CS) . Key Responsibilities: Regulatory compliance for AIFs, REITs, SMREITs under SEBI & IFSCA. Prepare/review offering documents, trust deeds, IMAs . Coordinate with SEBI & IFSCA for filings & approvals. Conduct due diligence on REIT/AIF transactions. Manage corporate secretarial compliance. Track and implement regulatory changes . Assist with dispute resolution & litigation . Requirements: LLB/LLM/CS with strong legal/regulatory knowledge. Familiarity with SEBI AIF, REIT, IFSCA, tr...

Must have experience in IPO Research & Release, Financial modelling, valuation, DCF Valuation, Due diligence, Chartered accountant, merchant bankers, sebi compliance. CA or investment banking, or related advisory domain preferred. Required Candidate profile Must have experience in IPO Research & Release, Financial modelling, valuation, DCF Valuation, Due diligence, Chartered accountant, merchant bankers, sebi compliance.

As a Regulatory Compliance Officer, your primary role will involve regulatory filing with regulators, updating regulatory compliance calendar, dealing with internal and external auditors, and coordinating with other functions to collect necessary data and documents for filing purposes. Key Responsibilities: - Regulatory filing with regulators - Updating regulatory compliance calendar - Dealing with internal and external auditors - Coordinating with other functions to collect necessary data and documents for filing purpose Qualifications Required: - MBA/PGDM - Basic knowledge of SEBI compliance Please note that the job is located in Surat and the preferred gender for this position is male.,