107 Sebi Compliance Jobs

Compliance with SEBI regulations, stock exchange rules Internal Audits & Inspections Reporting & Filings Policy development & implementation Grievance Redressal Training & Awareness Surveillance & Monitoring Coordinate with regulators(NSE,BSE,SEBI)

Company Secretary for Indias Top 500 Public Listed Specialities Chemicals Producing - Andheri Job Description Preparation of Annual Reports, Drafting Directors’ Report, Report on Corporate Governance, BRSR Report and Notice of the AGM and arrangement of E-voting facility of AGM. Interacting & updating with Registrar & Transfer Agent. Coordinating with IR Agency. Coordinating for Certification of Forms, SEBI compliances Certificates, Secretarial Audit etc. Ensure handling Investors grievances & compliances with SEBI Preparation & coordinating - End to end work required for Board Meeting, AGM or EGM. Prepared and handled documentation related to Employee Stock Option Plans (ESOP), including gr...

Position: Deputy Manager Internal Audit (Indian Banking & NBFC) Location: Bengaluru ONLY IMMEDIATE JOINERS Role Highlights: Lead and execute internal audit consulting engagements for Banking & NBFC clients Requirements: CA / MBA / CIA / CISA preferred 48 years of internal audit consulting experience in Indian Banking & NBFC (mandatory) Consulting firms preferred Strong knowledge of RBI regulations Age limit - 35 Send CV to talentbridge.consult@gmail.com with Subject "IA-DM Bengaluru" NOTE ;- Please Branch Auditors, Concurrent Auditors, Statutory,IT Auditors & Global Banking auditors please don't apply

Job Description: Come join our Regulatory Division to provide high quality guidance on complex regulatory frameworks to mid to large corporate clients from diverse industries. As an integral part of our team, you will focus on rendering advisory assignments pertaining to Companies Act 2013 along with SEBI Laws & FEMA/FDI provisions etc to such clients. Indicative CTC & Growth Prospects Amongst best in Industry, Commensurate with skill set, experience and linked to meritocracy Key Responsibility Areas (KRAs) Advisory & Assistance under Companies Act 2013 Advisory and Opinions on matters related to Companies Act, 2013 Incorporating Companies, Limited Liability Partnerships, Joint Ventures, Bra...

Ensure compliance with all applicable SEBI Regulations including SEBI (LODR) Regulations, 2015, SEBI (PIT) Regulations and the Companies Act, rules, secretarial standards and other applicable laws/circulars issued by regulatory authorities. Assist in the preparation of the agenda, minutes, and resolutions for Board meetings, Annual General Meetings (AGM), postal ballot and other statutory meetings. Maintain records of the company’s statutory filings, ensuring timely submissions with regulators such as SEBI, Stock Exchanges, and Ministry of Corporate Affairs (MCA). Ensure accurate and timely reporting of related party transactions, shareholding patterns, and other disclosures as required unde...

Position Location: VP/AVP - Mumbai Deputy Manager - Jaipur Job Purpose: To provide strategic leadership and oversight of the organization's surveillance function, ensuring effective detection, investigation, and prevention of market abuse or misconduct. To safeguard regulatory compliance and uphold market integrity through robust monitoring systems, policies, and cross-functional collaboration. Responsibilities: Supervise investigation of alerts, suspicious trades, and breaches; ensure timely escalation to compliance, legal, or regulators, identify emerging risks in trading patterns, market behavior, or operational processes; recommend preventive measures. Developing, Testing and deployment ...

Strong drafting, communication & stakeholder management skills. Proficient in ROC filings and MCA portal usage. Familiarity with compliance management tools Role: Regulatory Affairs Compliance Department: Legal & Regulatory Full Time, Permanent

Job Description: Ensure compliance with Companies Act, SEBI Regulations, RBI guidelines, and other applicable laws. Handle Board Meetings, Committee Meetings, and General Meetings drafting agenda, notices, and minutes. Liaise with regulators(ROC, SEBI, RBI, Stock Exchanges, Trustees, etc.). Ensure timely disclosures, filings, and reporting as per listing and regulatory requirements. Advise management on corporate governance and legal matters. Maintain statutory registers, records, and documents. Candidate Details Experience & Qualification: Qualified Company Secretary (ACS). Minimum 3 - 5 years of post-qualification experience in NBFCs / financial institutions. Good knowledge of Companies Ac...

liaison with SEBI, NSE & BSE, especially for compliance around listing suspension & reactivation,compliance with SEBI regulations, LODR, Companies Act, Board/Committee Meetings,, AGMs, preparation agenda,minutes, & ensuring legal compliance Required Candidate profile Listed company exp, SEBI, NSE, BSE compliance, particularly in scenarios involving listing suspension.Proven exposure to NCD / IPO allotment, AGM/Board meeting , ROC filings,Early joiners preferred

The Company Secretary will act as a key governance professional ensuring compliance with SEBI, Companies Act, BSE SME listing regulations, and corporate governance norms . The role requires working closely with the Board, management, regulators, and shareholders to ensure transparent, ethical, and compliant business practices. Role & responsibilities Advise the Board on statutory and regulatory compliance under SEBI, MCA, and BSE SME rules. Manage board meetings, committee meetings, and general meetings , including drafting agendas, notices, minutes, and resolutions. Ensure timely filing of statutory returns, disclosures, and reports with MCA, SEBI, and stock exchange. Oversee corporate gove...

Job Summary Qualified Company Secretary Executive (ICSI) will be responsible for statutory, legal, and compliance responsibilities in line with Companies Act, 2013 and other applicable Indian laws and regulations. The role requires ensuring compliance with corporate laws, SEBI regulations, stock exchange requirements, and governance practices, while supporting the Board and management in secretarial and compliance matters. Key Responsibilities Ensure compliance with the Companies Act, 2013, SEBI Regulations, FEMA, RBI, Secretarial Standards and other applicable laws. Assist and draft agenda, notices, minutes, and resolutions for Board, Committee, and General Meetings. Maintain statutory regi...

We are hiring only freshers under the NAPS (National Apprenticeship Promotion Scheme). This program is specially designed for young candidates who want to start their career and gain practical work experience. Job Role: Compliance Program: NAPS (Apprenticeship Training) Apprenticeship Training Duration - 360 Days Salary/Stipend: Up to 17,000 per month (as per company policy) Benefits: You will get hands-on training, industry exposure, and a chance to learn while working. After successful completion, you may also get an opportunity for a regular position in the company (based on performance and company requirement). This is a good opportunity for freshers to start their career journey with Re...

Ensure compliance with IFSCA regulations & AML/CFT processes Lead client operations & risk management Business growth & expand distribution networks Regulatory Compliances & Reporting with SEZ, IFSCA, Exchanges Preparation of Policies, SOPs, noted Required Candidate profile Post-graduate/professional degree in finance, law, or related fields 5+ years experience in capital markets or financial services Strong regulatory & leadership expertise info.aspiringmantra@gmail.com

Handling of RBI Compliances for NBFC and SEBI Compliances as per Merchant Bankers Regulations.Familiar with the portal and websites of authorities like MCA, SEBI, RBI, BSE, NSE, etcWell-versed with SEBI (Takeover) Incorporation of LLP

The ideal candidate will act as a key advisor to clients, ensuring compliance with applicable laws (Companies Act, SEBI Regulations, FEMA, etc.) while supporting corporate structuring, fundraising, and listing processes

Position: Chief Financial Officer (CFO) Qualification: Chartered Accountant (CA) Qualified Experience Required: Minimum 18 Years Industry Experience: Listed Manufacturing Company (NSE/BSE) Age: Below 48 Years Location: Hyderabad About the Role: We are seeking a highly accomplished and dynamic Chief Financial Officer (CFO) to lead the finance and strategic growth agenda of our diversified manufacturing operations. The ideal professional must bring proven expertise from a listed manufacturing company with multiple product lines, manufacturing plants, and large-scale domestic and international operations. The CFO will be responsible for financial leadership, compliance, international business s...

Dear Candidate, Greetings!! Kindly find the Job Description for the Member Oversight (Inspection) Role and Responsibilities: Conducting inspections: Performing on-site inspections of brokerage firms, trading platforms, to examine their activities, systems, and operations. Compliance monitoring: Evaluating the compliance of market participants with relevant stock exchange rules, regulations, and securities laws. Documenting findings and preparing reports: Collecting and analyzing data, documenting inspection findings, and preparing detailed reports that highlight any non-compliance instances or areas that require improvement. Investigating complaints and market irregularities: Responding to c...

Position: Company Secretary (IPO Lead & Compliance Officer) Reporting To: Board of Directors / Audit Committee 1. Job Summary The Company Secretary serves as the Compliance Officer under SEBI and MCA regulations, steering the company through the IPO process and transitioning it into a listed entity. They will ensure legal, regulatory, and governance adherence, coordinate with official and intermediaries, and strengthen corporate disclosure and board effectiveness 2. Key Responsibilities A. IPO Stage (Pre-Listing) i. IPO Strategy & Timeline Management: Formulate and manage IPO workflows (Board approvals, timelines, compliance milestones). Support the constitution and functioning of the IPO St...

Job Title: Article Assistant Company Overview Shah Kapadia & Associates (SKA) is a pioneer in the securities marketoffering services in Audit & Assurance, SEBI Compliance, Process Reviews, and Risk Management. With a presence across India and a strong workforce of 300+ professionals, SKA has successfully served 100+ SEBI-registered intermediaries, becoming one of the top 3 CA firms in the Capital-Markets. Website: www.theska.in Position- Article Assistant Department- Internal Audit & SEBI Compliance Location- Sion & GTB Nagar, Mumbai Work Timings- 10:30 AM to 7:30 PM (Monday to Friday) Engagement Type- Articleship (ICAI Registered Students) Role Responsibilities Audit Execution: Conduct inte...

Chief Manager Financial Reporting- Life Insurance- 8+ Years - Gurgaon We are hiring a seasoned Chartered Accountant with 810 years of post-qualification experience in the life insurance industry, specializing in financial and regulatory reporting, group consolidation, statutory audits, SEBI/IRDAI compliances, Indian GAAP, accounting standards, and internal controls. If you thrive on accuracy, compliance, stakeholder management, and system/process enhancementsthis role is tailored for you Location: Gurgaon (On-site) Your Future Employer: A leading, growth-focused financial services organization in India committed to robust governance, best-in-class compliance, and continuous process excellenc...

Oversee preparation, finalization of financial statements (Standalone & Consolidated) in line with Ind AS, Companies Act, and SEBI regulations Strong internal controls & compliance Direct & Indirect Tax Compliance with MCA, SEBI (LODR), RBI, FEMA etc Required Candidate profile CA mandatory; additional CS/CFA/ICWA preferred 15+ yrs exp with at least 5 yrs in leadership role in listed co. Expert in taxation, Ind AS, audits, capital markets, investor relations, governance

Location Mumbai Qualification : C.A , C.S & M.B.A Experience 10–13 years of experience. Job Description: Understand SEBI/NSDL guidelines and oversee the preparation and issuance of circulars, operating guidelines, and regulatory directions to Depository Participants (DPs). Regularly review and update Master Circulars, Standard Operating Procedures (SOPs), manuals, and FAQs to ensure consistency and compliance. Coordinate with other Market Infrastructure Institutions (MIIs) for uniform implementation of regulatory directions and engage with SEBI on compliance-related matters, including amendments to the Bye-Laws and Business Rules of NSDL. Manage the end-to-end process of handling queries and...

Position Overview We are seeking a highly experienced and senior-level Compliance Officer to lead and oversee the compliance function at Stallion Asset Pvt. Ltd. Currently operating as a SEBI-registered Portfolio Management Services (PMS) firm, we are also in the process of applying for additional licenses including Mutual Fund, Alternative Investment Fund (AIF), and GIFT City-based entities . The ideal candidate should have deep expertise in SEBI regulations , strong exposure to PMS compliance , and the ability to establish compliance frameworks for new business verticals . This is a leadership role reporting directly to the Board. Role & responsibilities Regulatory Compliance PMS (Current ...

Role & Responsibilities As a PMS Compliance Manager at Stallion Asset, you will be responsible for ensuring complete adherence to SEBI PMS Regulations and other applicable laws. This role requires close collaboration with the Investment, Operations, and Sales teams to ensure regulatory compliance, timely filings, and robust internal processes. You will also be expected to handle audits, client/distributor documentation, and oversee AML/PMLA & Insider Trading compliances. Key Responsibilities Monitor and implement SEBI PMS Regulations, circulars, and notifications. Develop and maintain compliance policies, manuals, checklists, and reporting mechanisms. Ensure timely and accurate regulatory fi...

liaison with SEBI, NSE & BSE, especially for compliance around listing suspension & reactivation,compliance with SEBI regulations, LODR, Companies Act, Board/Committee Meetings,, AGMs, preparation agenda,minutes, & ensuring legal compliance Required Candidate profile Listed company exp, SEBI, NSE, BSE compliance, particularly in scenarios involving listing suspension.Proven exposure to NCD / IPO allotment, AGM/Board meeting , ROC filings,Early joiners preferred