150 Sebi Compliance Jobs - Page 3

Job Description: Ensure compliance with Companies Act, SEBI Regulations, RBI guidelines, and other applicable laws. Handle Board Meetings, Committee Meetings, and General Meetings drafting agenda, notices, and minutes. Liaise with regulators(ROC, SEBI, RBI, Stock Exchanges, Trustees, etc.). Ensure timely disclosures, filings, and reporting as per listing and regulatory requirements. Advise management on corporate governance and legal matters. Maintain statutory registers, records, and documents. Candidate Details Experience & Qualification: Qualified Company Secretary (ACS). Minimum 3 - 5 years of post-qualification experience in NBFCs / financial institutions. Good knowledge of Companies Ac...

liaison with SEBI, NSE & BSE, especially for compliance around listing suspension & reactivation,compliance with SEBI regulations, LODR, Companies Act, Board/Committee Meetings,, AGMs, preparation agenda,minutes, & ensuring legal compliance Required Candidate profile Listed company exp, SEBI, NSE, BSE compliance, particularly in scenarios involving listing suspension.Proven exposure to NCD / IPO allotment, AGM/Board meeting , ROC filings,Early joiners preferred

The Company Secretary will act as a key governance professional ensuring compliance with SEBI, Companies Act, BSE SME listing regulations, and corporate governance norms . The role requires working closely with the Board, management, regulators, and shareholders to ensure transparent, ethical, and compliant business practices. Role & responsibilities Advise the Board on statutory and regulatory compliance under SEBI, MCA, and BSE SME rules. Manage board meetings, committee meetings, and general meetings , including drafting agendas, notices, minutes, and resolutions. Ensure timely filing of statutory returns, disclosures, and reports with MCA, SEBI, and stock exchange. Oversee corporate gove...

Job Summary Qualified Company Secretary Executive (ICSI) will be responsible for statutory, legal, and compliance responsibilities in line with Companies Act, 2013 and other applicable Indian laws and regulations. The role requires ensuring compliance with corporate laws, SEBI regulations, stock exchange requirements, and governance practices, while supporting the Board and management in secretarial and compliance matters. Key Responsibilities Ensure compliance with the Companies Act, 2013, SEBI Regulations, FEMA, RBI, Secretarial Standards and other applicable laws. Assist and draft agenda, notices, minutes, and resolutions for Board, Committee, and General Meetings. Maintain statutory regi...

We are hiring only freshers under the NAPS (National Apprenticeship Promotion Scheme). This program is specially designed for young candidates who want to start their career and gain practical work experience. Job Role: Compliance Program: NAPS (Apprenticeship Training) Apprenticeship Training Duration - 360 Days Salary/Stipend: Up to 17,000 per month (as per company policy) Benefits: You will get hands-on training, industry exposure, and a chance to learn while working. After successful completion, you may also get an opportunity for a regular position in the company (based on performance and company requirement). This is a good opportunity for freshers to start their career journey with Re...

Ensure compliance with IFSCA regulations & AML/CFT processes Lead client operations & risk management Business growth & expand distribution networks Regulatory Compliances & Reporting with SEZ, IFSCA, Exchanges Preparation of Policies, SOPs, noted Required Candidate profile Post-graduate/professional degree in finance, law, or related fields 5+ years experience in capital markets or financial services Strong regulatory & leadership expertise info.aspiringmantra@gmail.com

Handling of RBI Compliances for NBFC and SEBI Compliances as per Merchant Bankers Regulations.Familiar with the portal and websites of authorities like MCA, SEBI, RBI, BSE, NSE, etcWell-versed with SEBI (Takeover) Incorporation of LLP

The ideal candidate will act as a key advisor to clients, ensuring compliance with applicable laws (Companies Act, SEBI Regulations, FEMA, etc.) while supporting corporate structuring, fundraising, and listing processes

Position: Chief Financial Officer (CFO) Qualification: Chartered Accountant (CA) Qualified Experience Required: Minimum 18 Years Industry Experience: Listed Manufacturing Company (NSE/BSE) Age: Below 48 Years Location: Hyderabad About the Role: We are seeking a highly accomplished and dynamic Chief Financial Officer (CFO) to lead the finance and strategic growth agenda of our diversified manufacturing operations. The ideal professional must bring proven expertise from a listed manufacturing company with multiple product lines, manufacturing plants, and large-scale domestic and international operations. The CFO will be responsible for financial leadership, compliance, international business s...

Dear Candidate, Greetings!! Kindly find the Job Description for the Member Oversight (Inspection) Role and Responsibilities: Conducting inspections: Performing on-site inspections of brokerage firms, trading platforms, to examine their activities, systems, and operations. Compliance monitoring: Evaluating the compliance of market participants with relevant stock exchange rules, regulations, and securities laws. Documenting findings and preparing reports: Collecting and analyzing data, documenting inspection findings, and preparing detailed reports that highlight any non-compliance instances or areas that require improvement. Investigating complaints and market irregularities: Responding to c...

Position: Company Secretary (IPO Lead & Compliance Officer) Reporting To: Board of Directors / Audit Committee 1. Job Summary The Company Secretary serves as the Compliance Officer under SEBI and MCA regulations, steering the company through the IPO process and transitioning it into a listed entity. They will ensure legal, regulatory, and governance adherence, coordinate with official and intermediaries, and strengthen corporate disclosure and board effectiveness 2. Key Responsibilities A. IPO Stage (Pre-Listing) i. IPO Strategy & Timeline Management: Formulate and manage IPO workflows (Board approvals, timelines, compliance milestones). Support the constitution and functioning of the IPO St...

Job Title: Article Assistant Company Overview Shah Kapadia & Associates (SKA) is a pioneer in the securities marketoffering services in Audit & Assurance, SEBI Compliance, Process Reviews, and Risk Management. With a presence across India and a strong workforce of 300+ professionals, SKA has successfully served 100+ SEBI-registered intermediaries, becoming one of the top 3 CA firms in the Capital-Markets. Website: www.theska.in Position- Article Assistant Department- Internal Audit & SEBI Compliance Location- Sion & GTB Nagar, Mumbai Work Timings- 10:30 AM to 7:30 PM (Monday to Friday) Engagement Type- Articleship (ICAI Registered Students) Role Responsibilities Audit Execution: Conduct inte...

Chief Manager Financial Reporting- Life Insurance- 8+ Years - Gurgaon We are hiring a seasoned Chartered Accountant with 810 years of post-qualification experience in the life insurance industry, specializing in financial and regulatory reporting, group consolidation, statutory audits, SEBI/IRDAI compliances, Indian GAAP, accounting standards, and internal controls. If you thrive on accuracy, compliance, stakeholder management, and system/process enhancementsthis role is tailored for you Location: Gurgaon (On-site) Your Future Employer: A leading, growth-focused financial services organization in India committed to robust governance, best-in-class compliance, and continuous process excellenc...

Oversee preparation, finalization of financial statements (Standalone & Consolidated) in line with Ind AS, Companies Act, and SEBI regulations Strong internal controls & compliance Direct & Indirect Tax Compliance with MCA, SEBI (LODR), RBI, FEMA etc Required Candidate profile CA mandatory; additional CS/CFA/ICWA preferred 15+ yrs exp with at least 5 yrs in leadership role in listed co. Expert in taxation, Ind AS, audits, capital markets, investor relations, governance

Location Mumbai Qualification : C.A , C.S & M.B.A Experience 10–13 years of experience. Job Description: Understand SEBI/NSDL guidelines and oversee the preparation and issuance of circulars, operating guidelines, and regulatory directions to Depository Participants (DPs). Regularly review and update Master Circulars, Standard Operating Procedures (SOPs), manuals, and FAQs to ensure consistency and compliance. Coordinate with other Market Infrastructure Institutions (MIIs) for uniform implementation of regulatory directions and engage with SEBI on compliance-related matters, including amendments to the Bye-Laws and Business Rules of NSDL. Manage the end-to-end process of handling queries and...

Position Overview We are seeking a highly experienced and senior-level Compliance Officer to lead and oversee the compliance function at Stallion Asset Pvt. Ltd. Currently operating as a SEBI-registered Portfolio Management Services (PMS) firm, we are also in the process of applying for additional licenses including Mutual Fund, Alternative Investment Fund (AIF), and GIFT City-based entities . The ideal candidate should have deep expertise in SEBI regulations , strong exposure to PMS compliance , and the ability to establish compliance frameworks for new business verticals . This is a leadership role reporting directly to the Board. Role & responsibilities Regulatory Compliance PMS (Current ...

Role & Responsibilities As a PMS Compliance Manager at Stallion Asset, you will be responsible for ensuring complete adherence to SEBI PMS Regulations and other applicable laws. This role requires close collaboration with the Investment, Operations, and Sales teams to ensure regulatory compliance, timely filings, and robust internal processes. You will also be expected to handle audits, client/distributor documentation, and oversee AML/PMLA & Insider Trading compliances. Key Responsibilities Monitor and implement SEBI PMS Regulations, circulars, and notifications. Develop and maintain compliance policies, manuals, checklists, and reporting mechanisms. Ensure timely and accurate regulatory fi...

liaison with SEBI, NSE & BSE, especially for compliance around listing suspension & reactivation,compliance with SEBI regulations, LODR, Companies Act, Board/Committee Meetings,, AGMs, preparation agenda,minutes, & ensuring legal compliance Required Candidate profile Listed company exp, SEBI, NSE, BSE compliance, particularly in scenarios involving listing suspension.Proven exposure to NCD / IPO allotment, AGM/Board meeting , ROC filings,Early joiners preferred

This position is focused on treasury operations , particularly in C ash management , investment deployment, Vendor Finance, Bank A/c management and related MIS. It supports decision-making by providing timely and accurate financial data and ensures adherence to statutory requirements. Key Skills & Qualifications Education : Inter CA/ Inter CMA/ B.com / MBA Experience : At least 1 to 2 years in treasury operations Skills : Strong analytical and reporting skills Proficiency in Excel, SAP Key Responsibilities: Cash & Liquidity Management: (including Subsidiary) Consolidate cash flow data from SBUs, plants, and Shared Service Centres (SSC). Manage daily liquidity and optimize fund usage. Coordin...

Role & responsibilities Supervise all the business processes that involve compliance and regulations Should have knowledge about the laws applicable to a pharma manufacturing company Take timely actions to ensure compliance, both with national/local laws and internal policies of the company To oversee the Compliance Reporting System and ensure that all the stakeholders reports compliance in time Maintain Policy and Procedure to ensure compliance with regulatory requirements Make reports and documentation on potential compliance risks Establish and carry out proper training programs, so that the employees are aware of the laws and regulations they need to adhere to Carry out investigations to...

We are hiring a qualified Company Secretary (CS) to manage secretarial compliance, legal documentation, and governance across group companies. And involves close coordination with management, regulators, and investors. Contact on 92744 84842

We are looking for a detail-oriented and proactive Compliance & Audit Executive to ensure adherence to SEBI regulations and internal policies across Portfolio Management Services (PMS), Alternative Investment Funds (AIF), and Investment Advisory (IA) activities. The candidate will also support audit functions and assist in maintaining regulatory and operational compliance across the organization. 1. Regulatory Compliance (SEBI & Others): Monitor and ensure adherence to SEBI regulations applicable to PMS, AIF, and Investment Advisory. Stay updated on amendments and circulars issued by SEBI and other regulators (RBI, AMFI, etc.). Assist in preparing and filing periodic regulatory reports and r...

Hi, We have 4 open positions for the below role in Mumbai, Secondary location is Pune. Interested candidates can email their updated profiles to [HIDDEN TEXT] alongwith the following details: Current CTC, Expected CTC, Notice period, Preferred location: Mumbai / Pune L3 Email Security Lead (Mimecast) Job Summary: ITC Infotech Cyber Security team is looking for responsible for architecting and managing the secure email ecosystem, protecting against phishing, spoofing, and malicious payloads. The position demands expert-level command over advanced email security controls such as sandboxing, DMARC, threat intelligence integration, and user awareness. The individual is expected to drive continuo...

Role & responsibilities We are looking for a qualified Company Secretary (CS) with minimum 3 years of post-qualification experience, specifically in handling Initial Public Offering (IPO) and SEBI/ROC compliance matters. The ideal candidate will work closely with senior management and merchant bankers to manage end-to-end IPO preparation and execution, along with ongoing secretarial and corporate governance responsibilities. Key Responsibilities: Handle all SEBI, ROC, and stock exchange compliances. Manage the complete IPO documentation process including DRHP, RHP, and listing formalities. Coordinate with merchant bankers, legal counsel, registrars, and auditors. Conduct and maintain Board m...

Position : Manager Company Secretary Experience : 4 – 6 years (Post - Qualification) Location : Sector – 56 Gurugram Key Responsibilities: Prepare agendas, minutes, and resolutions for board meetings and shareholder meetings, ensuring all statutory books and registers are maintained accurately. Ensure company compliance with applicable statutory and regulatory requirements, including Companies Act, SEBI regulations, and other corporate governance standards. Well versed with MCA E-Filing process and other secretarial functions covering Corporate Laws, Company/LLP incorporation. Maintain updated knowledge of legal changes and advise management on best practices. Annual filing of listed and unl...