Compliance Officer For Broking, Global Access Market, Distribution

2 - 5 years

4 - 7 Lacs

Posted:5 hours ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Ensure compliance with IFSCA regulations & AML/CFT processes
Lead client operations & risk managementBusiness growth & expand distribution networksRegulatory Compliances & Reporting with SEZ, IFSCA, Exchanges Preparation of Policies, SOPs, noted

Required Candidate profile

Post-graduate/professional degree in finance, law, or related fields5+ years experience in capital markets or financial servicesStrong regulatory & leadership expertiseinfo.aspiringmantra@gmail.com

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