21 Compliance Officer Jobs

You will be responsible for serving as a Company Secretary/Compliance Officer for our client in Tiruppur, a Public Limited Company that is preparing to launch an IPO. As an ACS with at least 2 years of relevant experience, you will play a crucial role in ensuring compliance with legal and regulatory requirements. Initially, you will be stationed in Tiruppur for a period of 6 months, after which you will transition to the Corporate Office located in Coimbatore. This hybrid work model offers a blend of remote and in-office work, providing flexibility and convenience. Joining our team offers the opportunity to contribute to the growth and success of a dynamic organization while gaining valuable...

Ensure compliance with IFSCA regulations & AML/CFT processes Lead client operations & risk management Business growth & expand distribution networks Regulatory Compliances & Reporting with SEZ, IFSCA, Exchanges Preparation of Policies, SOPs, noted Required Candidate profile Post-graduate/professional degree in finance, law, or related fields 5+ years experience in capital markets or financial services Strong regulatory & leadership expertise info.aspiringmantra@gmail.com

At MEXD Worldwide, you are pivotal in the expansion of a global crypto exchange into India, focusing on trust, transparency, and regulatory compliance. Your expertise in navigating Indian banking systems and compliance frameworks is essential for the success of the operation. Your primary responsibilities include coordinating banking and financial activities such as opening and managing various types of bank accounts with Indian banks, liaising with banking partners, and ensuring timely submission of financial and compliance documents. Collaborating with accountants, auditors, PSPs, and tax consultants is crucial for maintaining financial integrity. As the Compliance Officer, you will overse...

As a Compliance Officer in Facility Management, you will play a crucial role in ensuring that all operations and activities within the facility comply with relevant laws, regulations, safety standards, and company policies. Your primary responsibility will be to oversee compliance within the facility management practices to mitigate potential risks and liabilities. Your key responsibilities will include identifying and assessing potential risks by regularly reviewing facility operations to pinpoint safety hazards, non-compliance issues, and areas requiring improvement. You will be tasked with developing and implementing compliance policies that align with industry standards and legal require...

Only candidates based in Raipur or willing to travel every month apply Only qualified CS with more than 5 years of experience apply Job Description Reporting to the leadership, you'll be responsible for the following: Act as Company Secretary (CS) & Key Managerial Personnel (KMP) under the Companies Act, 2013. Serve as Compliance Officer under SEBI regulations. Lead IPO readiness including preparation of Draft Red Herring Prospectus (DRHP), SEBI and MCA compliance, and post-listing obligations. Manage Board & Committee governance - meetings, agendas, resolutions, minutes, filings. Handle multi-regulator compliance - SEBI, RBI, MCA. Oversee preparation & filing of Annual Reports, XBRL filings...

Candidate with 8 to 12 years of experience should apply Only Candidates based out of Navi Mumbai should apply Job Description Leading the Secretarial & Corporate Governance team Company Secretary of the organization, designated KMP as per Companies Act and Compliance Officer for SEBI. Anchor of Corporate Governance for the organization. To ensure a strong Corporate Governance framework is in place Getting organization IPO ready. As and when the decision on taking up IPO takes place, leading that crucial initiative from Secretarial function point of view. Leading the post IPO functions as well as per the regulations. Checking & ensuring secretarial compliance with all applicable laws includin...

Job Title: Executive / Sr. Executive - Sustainability & EHS Compliance Department: Environment, Health & Safety (EHS) Location: Hyderabad Reports To: Head EHS & Sustainability Experience Required: 3–6 Years Employment Type: Full-Time Job Summary: We are seeking a proactive and detail-oriented Sustainability & EHS Compliance Officer to support the organization's sustainability initiatives, ensure regulatory compliance, and drive the implementation of EHS and IMS processes across our sites. The ideal candidate will be responsible for managing data systems, coordinating key reports, facilitating training programs, and executing EHS projects while fostering a culture of continuous improvement an...

B.Sc Chemistry (Environment Compliance Officer) Responsible for environment monitoring, hazardous waste management, and daily accident report preparation. Manages legal compliance including CTO, CFE, and CTE as per Pollution Control Board (PCB) guidelines. Oversees complete operations of the Effluent Treatment Plant (ETP), including lab testing and process optimization. Ensures timely submission of environmental and safety reports. Acts as auditee during inspections, maintaining strict adherence to compliance protocols. Supports financial planning and budgeting for environmental activities, and maintains all relevant documentation and records. Plays a key role in sustainability initiatives a...

Ensure the firm complies with all SEBI, stock exchange, and other regulatory requirements. Prepare and submit periodic reports to regulatory authorities and exchanges. Stay updated on changes in regulations and implement necessary modifications to internal policies and procedures. Monitor trading activities to identify and report unusual or non-compliant transactions. Conduct periodic audits to assess compliance with policies, procedures, and regulatory standards. Oversee KYC (Know Your Customer) and AML (Anti-Money Laundering) processes to ensure accuracy and adherence. Assist in drafting and updating internal compliance policies, procedures, and manuals. Train employees on compliance requi...

Job Title: Executive / Sr. Executive - Sustainability & EHS Compliance Department: Environment, Health & Safety (EHS) Location: Hyderabad Reports To: Head EHS & Sustainability Experience Required: 3–6 Years Employment Type: Full-Time Job Summary: We are seeking a proactive and detail-oriented Sustainability & EHS Compliance Officer to support the organization's sustainability initiatives, ensure regulatory compliance, and drive the implementation of EHS and IMS processes across our sites. The ideal candidate will be responsible for managing data systems, coordinating key reports, facilitating training programs, and executing EHS projects while fostering a culture of continuous improvement an...

We are seeking a results-driven and detail-oriented Senior Compliance Officer to ensure that our sales operations comply with internal policies, client guidelines, and international regulatory standards. This role is crucial in minimizing compliance risks associated with telesales, upselling, and lead generation. The ideal candidate should have a minimum of 5 years of experience in BPO Sales Compliance, preferably in Australian Energy sales. It is essential to have a solid understanding of international compliance frameworks and experience in monitoring high-volume outbound/inbound sales campaigns in a BPO environment. Your responsibilities will include monitoring sales calls and processes t...

We are currently looking to hire a Qualified Company Secretary (Male Candidate Fresher) for the Bangalore Region.Note: This requirement is strictly for qualified CS freshers only. Required Candidate profile To clarify, we are specifically seeking male candidates who are qualified Company Secretaries with no prior work experience, but who possess strong domain knowledge.

Roles and responsibilities: Performing duties as a Compliance Officer and Company Secretary in terms of the Listing Regulations and other applicable SEBI Laws, Companies Act and shall ensure compliance of SEBI Laws and Depositories Act as applicable. To ensure timely compliance of all the quarterly, half yearly, annual and event based compliances applicable to a debt listed Company under SEBI (LODR) Regulations, SEBI (PIT) Regulations and all other applicable SEBI Regulations To co-ordinate, correspond and liaison with BSE, NSDL, CDSL, Debenture trustees, lawyers, consultants and all such parties on behalf of the Company. Advising the board and management committees on all statutory and cons...

About Role You will be responsible for ensuring that the NBFC adheres to all regulatory requirements and internal policies. This role involves monitoring compliance risks, managing compliance tool, maintaining trackers, stakeholder management, drafting and modification on policies, implementing regulatory updates, assisting in compliance risk assessments, audits, and supporting in maintaining a robust compliance framework. Roles and Responsibilities: 1. Compliance monitoring and tracking through tools 2. Supporting discussions and execution of compliance actionable with internal stakeholders 3. Coordinating ad-hoc compliance reporting requirements 4. Periodical compliance filing tracking and...

Hello Candidate, Greetings from Hungry Bird IT Consulting Services Pvt. Ltd. We're hiring a Company Secretary for our client who is an established manufacturing company planning for an Initial Public Offering (IPO). Location: Hyderabad Experience: 5 to 8 yrs Gender: Any Role: Company Secretary Industry Type: Manufacturing Interview Mode: Only Face to face Department: Secretarial & Legal Employment Type: Full Time, Permanent Role Category: Finance & Company Secretary Roles and Responsibilities Ensure full compliance with the Companies Act, 2013, SEBI Regulations, and other corporate laws. Manage and coordinate all aspects of the IPO process by assisting leadership and external advisors. Prepa...

Manage end-to-end Board meeting processes including agenda preparation, minutes documentation, and compliance with Companies Act 2013, SEBI LODR, SEBI D&P Regulations, and Secretarial Standards Required Candidate profile Handle comprehensive AGM compliances including Stock Exchange intimations, shareholder communications, and coordination with RTA and e-voting agencies Strong knowledge of corporate governance Perks and benefits Free Meals, Transport, Gym, Game Room, Free Snacks

Candidate must have good experience in Manual Challan , PF, ESI and excel, who do not have experience in Manual Challan and internal Audit Interested candidate call on 9650577774 Required Candidate profile CANDIADTE MUST HAVE EXPERIENC EIN INTERNAL AUDITING

Job Summary: We are hiring a qualified Company Secretary with 5 to 6 years of experience, in the Non-Banking Financial Company (NBFC) to join our Secretarial & Compliance Team. The ideal candidate will be inter-alia responsible for assisting/handling: - MCA Filing. - RBI filing/compliances, - analysis of RBI updates and sharing summary & impact on the Company, - Pre & Post Board/Committee Meetings compliances, including coordination with internal departments for agenda items, - regularly monitoring the Compliance Tool report - Policy review/drafting - fund raising activities - Coordination with Depositories / Stock Exchange This role requires strong organizational skills, attention to detail...

Roles and Responsibilities Perform Secretarial Functions and comply with company law and LODR providing secretarial support to the Board of Directors, Ensure timely compliances on corporate governance framework, including policies, procedures, and best practices. Ensure timely filing of Compliances and statutory documents with relevant authorities such as ROC, SEBI,BSE etc. Coordinate meetings of the Board of Directors and take minutes to ensure effective communication among members. Company sceretarial compliances and Legal matters to be attended as and when required Coordinate with Sebi..ROC ..BSE and shareholders and transfer agents Overall management of all company secretarial and legal ...

Job Title: ESM ( External Spend Management ) Governance Officer Location: Chennai Work Mode: Hybrid Shift: Rotational Shifts About the Role: We are seeking an experienced ESM Governance Officer to join our External Spend Management (ESM) team. This role involves managing global governance processes, standardizing expense reporting, building governance models, and collaborating with global stakeholders to drive efficiency in expense and contract management. Key Responsibilities: Collaborate with global stakeholders and procurement teams to manage contract renewals, new initiatives, and procurement engagements. Prepare senior leadership presentations and comprehensive management reports for ex...

Ensures ethical AI deployment, regulatory compliance (GDPR, AI Act).