68 Compliance Audit Jobs

Role & responsibilities Collate/Maintain catalogue of regulatory requirements applicable to Internal Audit (IA) function Ascertain the actionable for IA function and Assess IAs compliance with regulatory requirements/expectations Assess IA’s readiness for regulatory inspections Handle/Manage regulator’s asks from IA function during inspections coordinating with Compliance function as IA’s SPOC Manage/Execute snap audits on new/key regulations to assess organisation’s compliance with regulatory requirements Identify triggers / risk hotspots related to compliance risk Conduct unplanned audit reviews based on directives received from regulators, board committees Identify and develop automated t...

Job Title: Head Internal Audit Location: Bengaluru, Karnataka About Us: Techfino Capital Private Limited is a leading Non-Banking Financial Company (NBFC) specializing in innovative financial solutions tailored to our clients' diverse needs. With a strong commitment to fostering a culture of excellence, innovation, and customer-centricity, we are redefining how financial services are delivered as a critical member of our leadership team. Key Responsibilities: 1. Lead the Internal Audit department and design the annual audit strategy in line with business objectives and regulatory guidelines. 2. Oversee audits across business, credit, operations, collections, and support functions to ensure c...

The Compliance Executive will manage S&D Registration, BOCW, CLRA, PT, and LWF processes, conduct compliance audits, and liaise with clients and the Labour Department. Requires 3–5 years’ experience, MBA/equivalent, and travel within Gujarat.

As an experienced Internal Auditor at TCI Express Ltd, your role will involve overseeing Operational and Accounting Audits at the Corporate Office. Your responsibilities will include: - Planning and executing audit operations within the allocated budget to enhance effectiveness. - Developing audit plans for branch offices and field locations. - Preparation and approval of audit plans. - Comparing actual audit findings with the planned activities. - Presenting audit reports to the Audit Head and ensuring closure of audit observations. - Providing periodic reports, MIS, and feedback to the Audit Head. - Collecting feedback from internal customers on the audit process. - Implementing initiative...

About this role: Wells Fargo is seeking a experienced Commercia Real Estate Portfolio Manager. In this role, you will: Participate in review, research, and reporting of property performance Identify opportunities for process improvements within scope of responsibilities or functional area Review and research basic operational assignments that require evaluation and selection of alternatives Exercise independent judgment to guide medium risk deliverables Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in the function, policies, procedures, and compliance requirements Collaborate and consult with Commercial Real Estate ...

Strong understanding of process controls, compliance & governance Hands-on experience in report preparation & audit documentation Ability to identify control gaps & process improvements Stakeholder management and client-facing skills

Location - Pan India Roles & Responsibilities Lead end to end real estate planning and execution For Global Capability Centre (GCC) set-ups ensuring on-time cost effective quality delivery of office aligned with organizational goals. Leads the Project management and governance of GCC projects for co-ordination delivery. Define project timelines scope budget timelines resources plans for GCC real-estate. Ensures project portfolios and programs align with the organizations overall strategic objectives. Compliance Audit and Quality adherence checks and conformation. Analyses project data generates reports and identifies trends to improve PMO performance. Monitors project performance identifies ...

As an Internal Audit Specialist at our company, your primary responsibility will be to review internal controls, assess risks, and ensure compliance with company policies and regulations. This role will require you to demonstrate strong analytical, reporting, and communication skills. Key Responsibilities: - Conduct internal audits of financial, operational, and compliance processes. - Evaluate internal controls, risk management, and governance frameworks. - Identify process gaps and recommend corrective actions. - Prepare detailed audit reports and follow up on findings. - Support external audits with documentation and clarifications. - Ensure compliance with company and regulatory standard...

As a Principal Auditor at McDermott, your primary responsibility will be to guide financial, operational, business process, or compliance audits to successful completion globally. You will effectively engage with various levels of management to foster relationships that align with organizational goals. Demonstrating high energy, flexibility, innovation, and motivation to thrive in a fast-paced and evolving environment will be key in this role. While you will not have formal supervisory responsibilities over staff auditors, supervising staff during engagements will be a significant aspect of your position. Our company has a rich history of innovation and collaboration across the energy value ...

Location: Chandigarh / Jaipur / Bangalore / Chennai / Hyderabad / Cochin / Guwahati / Bhubaneswar / (Patna & Jamshedpur) / Kolkata Job description Job Description: We are looking for experienced professionals for the role of Field Audit Manager. The position involves dealership audits, fraud investigation, compliance checks, and stakeholder engagement. Key Responsibilities: Conduct field/dealer audits as per the monthly travel plan. Ensure adherence to company policies, processes & compliance standards. Meet field executives / BDMs to check awareness of products & schemes. Conduct customer/vendor visits in case of fraud investigations or complaints. Submit timely field audit reports and main...

You have been tasked with overseeing and enhancing the Internal Audit function for a rapidly growing NBFC. Your role involves establishing robust control systems, ensuring regulatory compliance, and supporting the organization's risk management framework. Key Responsibilities: - Design and execute a comprehensive, risk-based internal audit plan covering all business functions. - Conduct financial, operational, and compliance audits in accordance with regulatory standards. - Assess internal controls, governance, and risk management processes to identify deficiencies and suggest enhancements. - Ensure strict compliance with regulatory frameworks such as RBI, SEBI, and Companies Act requirement...

Location: Bangalore (Only Bangalore based candidates can be considered, no relocation) Experience: 2 - 3 years Contract Duration: 1 Year (Extendable) Notice Period: Immediate to 15 Days only considered Qualification: CA/Inter CA/MBA/M.com/CMA We are seeking an Auditor for our Customer Audit Team in Bangalore on a 1-year extendable contract . The role involves conducting process and customer compliance audits, analyzing financial and operational data, and partnering with internal teams across Sales, Marketing, Legal, and Finance to strengthen controls and mitigate financial risks. The ideal candidate will have 2-3 years of experience in finance, audit, or compliance, strong analytical and com...

Role Overview: As the Sanction Life Cycle Manager, your main role will involve managing all activities related to the sanction life cycle of borrower accounts in the designated region. Key Responsibilities: - Supporting and co-partnering with business teams to oversee end-to-end credit approvals - Underwriting for all customer segments for corporate finance products and presenting to senior management - Authorizing deviations raised by underwriters in compliance with credit policy - Finalizing the review of credit memos, prepared by underwriters, and providing approval or decline sign-offs on every file after checking for documentation requests - Approving all disbursement requests based on ...

Project location: Pune, India - Pune, Maharashtra, India(Hybrid) Duration: 12 months Project context About The Job As an IT Internal Controller, you will be part of the CISO Office team, which defines the global Cyber Strategy, establishes security governance, aligns and manages cyber risks, and oversees OT Cybersecurity. We are seeking a highly motivated and detail-oriented IT Internal Controller to join our Risk, Control & Audit team within the CISO Office. In this role, you will be responsible for evaluating IT processes, identifying risks, and ensuring that systems and controls meet the highest standards of compliance and quality. You will collaborate closely with IT and business stakeho...

As an Internal Auditor, you will be responsible for planning and executing financial, operational, and compliance audits in line with internal audit standards. Your key responsibilities will include: - Assessing internal controls, identifying weaknesses, and recommending risk mitigation strategies. - Evaluating the effectiveness of business processes to ensure compliance with policies, procedures, laws, and regulations. - Preparing detailed audit reports that succinctly summarize findings, risks, and recommendations. - Working closely with management to develop and implement corrective action plans. - Conducting follow-up audits to monitor the response from management and the implementation ...

Role Overview As an Audit Executive, you will support internal and external audits, ensuring compliance with statutory regulations and delivering accurate financial insights. Key Responsibilities Conduct financial audits for clients, including verification of accounts, ledgers, and financial statements. Perform compliance checks for GST, TDS, Income Tax, and other statutory requirements. Identify risks, discrepancies, and internal control weaknesses; prepare audit reports and recommendations. Assist in planning and executing audit programs, including fieldwork and documentation. Collaborate with senior auditors and clients to gather data and resolve queries. Support the preparation of audit ...

A renowned media company is looking for CA. Must have in-depth knowledge of Accounting process, Compliance ( as per Companies Act1956), Audit, GST and able to handle a team. Salary will be as per experience and knowledge. Candidates must be good in communication, dealt with government officers and banks and must be able to generate Reports as per requirements.

As a SAP S/4 HANA Fiori and GRC consultant with a minimum of 5-8 years of experience, your role will involve implementing and supporting full life cycle of large and complex SAP enterprise environments. Specifically, you should have at least 3 years of experience with SAP S/4 HANA solutions. Your key responsibilities will include: - Designing Fiori Spaces and Pages according to Business Roles - Activating OData services SICF nodes - Maintaining Symantec Objects for Fiori Apps - Managing Target Mapping for Custom Fiori Apps - Integrating Fiori GRC and designing Fiori ruleset - Troubleshooting Fiori issues and authorizations using IWFND/IWBEP Error logs and browser console - Implementing and c...

Key Responsibilities A. Records Management & Documentation Maintain accurate academic records including enrolments, attendance, assessments, transcripts, fee records, and certifications Supervise faculty and HR documentation, including service books, statutory registers, and credential records Develop and manage both digital and physical filing systems to ensure data integrity, secure retrieval, and archival Implement record retention policies aligned with UGC and statutory mandates Ensure timely updates to ERP/UMS systems and prepare documentation for audits and inspections B. Regulatory & Statutory Compliance Support institutional compliance with regulatory bodies including UGC, NAAC, AICT...

As a Senior in the team, your responsibilities will include: - Manage a portfolio of 3-4 clients. - Responsible for execution and delivery across these clients: - Engagement Onboarding: Understanding the overall scope of the engagement and assisting the Manager with staffing, updating the engagement onboarding checklist, and developing draft templates for Project Management Status, Time Trackers/Lead Sheets. - Execution and Delivery: Assisting with Risk Assessment and Scoping, Walkthroughs and Documentation, Test of Design and Operating Effectiveness of Process Controls, ensuring testing is aligned with the test procedures and control descriptions, attending status calls with clients/KPMG te...

Role Overview: You are seeking a highly organized and proactive Executive Internal Audit at Atmosphere Core. As an Executive Internal Audit, your role will involve developing and executing risk-based audit plans to assess financial, operational, and compliance risks for Resort operations. You will be responsible for evaluating internal controls, identifying weaknesses, and recommending process improvements. Additionally, you will conduct financial and operational audits to detect inefficiencies, fraud risks, and compliance gaps. It is essential to ensure adherence to company policies, industry regulations, and local legal laws. Your tasks will also include preparing audit reports, presenting...

Join us as an AVP- SRM CoE at Barclays, where you'll be part of the Supplier Relationship Management Centre of Excellence (SRM CoE) team which manages Corporate Real Estate Solutions and Location Strategy (CRES & LS) suppliers globally. To be successful as an AVP- SRM CoE, you should have experience with: Functional know-how: Strong and credible functional know-how and deep understanding of Supplier Management and Third Party Risk Management activities. Value-based business perspective: has a strong appreciation of risk and control impact of supplier onboarding and ongoing management; is always looking for opportunities for reducing process complexities. Organised and structured with high at...

Job Description: We are looking for experienced professionals for the role of Field Audit Manager . The position involves dealership audits, fraud investigation, compliance checks, and stakeholder engagement. Key Responsibilities: Conduct field/dealer audits as per the monthly travel plan. Ensure adherence to company policies, processes & compliance standards. Meet field executives / BDMs to check awareness of products & schemes. Conduct customer/vendor visits in case of fraud investigations or complaints. Submit timely field audit reports and maintain ethical standards. Build and maintain strong relationships with internal teams, dealers, and vendors. Education & Experience: Graduate (manda...

Designation - Manager - FP & A Location - Pune (On-site) Education - CA / CMA Job Responsibilities: 1. Financials & Accounting & MIS: Manage all accounting operations including Billing, Payroll, A/R, A/P, GL and Compliance, Cost Accounting and Revenue Recognition. Coordinate and direct the preparation of the budget and financial forecasts and report variances. Preparation and presentation of monthly MIS to the management and investors Support in due diligence and data room preparation activity Administering Internal and process Audit, Statutory Audit, Tax Audit and Compliance Audit 2. Financial Audit, Risk Analysis: Undertake financial audits (an independent check of an organization's financ...

As a Manager - FP & A in Pune, your role involves various responsibilities including: - Coordinate and direct the preparation of the budget and financial forecasts and report variances. - Preparation and presentation of monthly MIS to the management and investors. - Support in due diligence and data room preparation activity. - Administering Internal and process Audit, Statutory Audit, Tax Audit and Compliance Audit. Additionally, you will be responsible for: - Undertaking financial audits and providing financial advice. - Reviewing the company's systems and conducting Risk Analysis. - Performing tests verifications of financial information and systems. - Maintaining accounting records and p...