Asset Wealth Management - Auditor

The role will involve conducting internal audit activities to assess risks and controls within Ireland's wealth management business as well as potentially in the broader Asset Management business of the Cantor Fitzgerald group. The ideal candidate for this position should have a demonstrated track record of executing audits in compliance with IIA standards and possess a good understanding and hands-on experience with key regulations in Ireland. You will be responsible for performing audit work according to the standards of Internal Audit's risk-based methodology. This includes designing effective tests of key controls or processes to evaluate risks, validating the adequacy of design, and assessing the operating effectiveness of key controls. Additionally, you will be tasked with designing and executing substantive testing, including data analysis, documenting audit work, and drawing conclusions based on the results of audit tests. Identifying, assessing, and reporting on key risks and compliance issues or breaches will also be a crucial part of your role. In terms of communication, you will need to work closely with the audit team and internal management to address any issues or delays that may arise during the audit process. Moreover, you will need to establish and maintain relationships with key stakeholders within the Firm and collaborate with various departments such as Front Office, Middle Office, Compliance, Risk, and Support Functions to ensure a clear understanding of the audit scope and necessary action points to address findings. To excel in this role, you should have at least 5 years of experience in asset management or financial services, with a preference for experience in wealth management. Familiarity with relevant regulatory frameworks and requirements in Ireland, such as MiFID II/ MiFIR, Investment Firms Regulation, Consumer Protection Code, and Client Asset Requirement, is essential. Strong analytical and project management skills, effective communication (both verbal and written), and the ability to build strong working relationships with peers and stakeholders are also key skills required for this position. A bachelor's degree in accounting, finance, or a related business field is preferred for this role. Additionally, certifications such as CIA, CPA, ACA, CA, ACCA, CFA, or similar are advantageous. Proficiency in MS Office applications like Word, Excel, PowerPoint, and Outlook is also necessary for success in this role.,