20 Regulatory Audit Jobs

Role & responsibilities Collate/Maintain catalogue of regulatory requirements applicable to Internal Audit (IA) function Ascertain the actionable for IA function and Assess IAs compliance with regulatory requirements/expectations Assess IA’s readiness for regulatory inspections Handle/Manage regulator’s asks from IA function during inspections coordinating with Compliance function as IA’s SPOC Manage/Execute snap audits on new/key regulations to assess organisation’s compliance with regulatory requirements Identify triggers / risk hotspots related to compliance risk Conduct unplanned audit reviews based on directives received from regulators, board committees Identify and develop automated t...

Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with the back office of institutional cum HNI clients, other day-to-day back office work wrt 'Depository Participant and Stock Broking' Responsibilities: - Excellent organizational skills, including time management, record keeping, self-scheduling, and follow-up - In-depth knowledge of Broking industry operation - Expertise in drafting clear and professional correspondence and other documents of a legal, compliance, and business...

As a member of the Internal Audit team, you will have the opportunity to work with multiple lines of business and be a key player in strengthening internal controls and improving operational efficiency. Your role will involve the following key responsibilities: - Participate in all aspects of audit activities, including risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow-up. - Work closely with India and APAC audit colleagues to identify emerging control issues and report them in a timely manner to Audit management and business stakeholders. - Submit necessary information and attend Board meetings as a representative of the Audit function. - Cover ...

REQUIREMENT: Exposure of Regulatory Audit minimum 04-05 times Independently (USFDA, TGA, EU, MHRA). Candidate Profile 8-12 yrs. exp. in engineering department (Formulation Plant Only). Good Knowledge and exp. in automated equipment required for Electrical, Maintenance & Utility. Should have a minimum of 8+ years of experience as an Engineering Manager, with independent management of an Engineering department, and substantial exposure to regulatory environments. Ability to effectively manage an engineering team. Must have handled USFDA, MHRA, and TGA & EU Regulatory Audit. Job Description Responsible for maintenance and utility management, project oversight, cost-saving initiatives, manpower ...

As a Senior in the team, your responsibilities will include: - Manage a portfolio of 3-4 clients. - Responsible for execution and delivery across these clients: - Engagement Onboarding: Understanding the overall scope of the engagement and assisting the Manager with staffing, updating the engagement onboarding checklist, and developing draft templates for Project Management Status, Time Trackers/Lead Sheets. - Execution and Delivery: Assisting with Risk Assessment and Scoping, Walkthroughs and Documentation, Test of Design and Operating Effectiveness of Process Controls, ensuring testing is aligned with the test procedures and control descriptions, attending status calls with clients/KPMG te...

You will be responsible for the following tasks as Officer - API at Dishman Carbogen Amcis Limited in Bavla, Gujarat, IN: - Handling Manufacturing Compliance activities such as IPQA Activity - Managing QMS Documents including CAPA, OOS, and Change control - Handling APQR processes - Managing Batch release activities - Demonstrating strong communication skills - Having exposure to Regulatory audits If you possess the necessary qualifications and experience for this role, you are encouraged to apply.,

Title: Sr. Executive- Stores Custom Field 2: 2655 Location: NEOU-1300, Gujarat, IN Country/Region: IN State: Guja City: NEOU-1300 Company: Dishman Carbogen Amcis Limited Business Unit: General Travel Description: Science graduate API background, Exposure in handling of warehouse activities (Receipt, storage, issuing, customer audit/ regulatory audit exposure) is prefered. Job Segment: Law, Warehouse, Legal, Manufacturing

Role Overview: Working at Bristol Myers Squibb offers you a challenging, meaningful, and life-changing experience every day. You will be part of uniquely interesting work that transforms the lives of patients and your career. The opportunities for growth and thriving are exceptional in scale and scope, allowing you to take your career to new heights. Key Responsibilities: - Lead successful execution and on-time delivery of Interactive Response Technology (IRT) and support integrations with other clinical systems - Manage IRT projects as a strategic partner and single point of accountability for partner lines - Identify areas of process improvement and participate or lead these initiatives - ...

As a member of the Mr. Cooper Group team, you have a vital role in keeping the dream of homeownership alive. Your contributions play a significant part in making this dream possible. Collaboration and teamwork are key values within our organization, where we support each other, volunteer to make a positive impact, and challenge conventional approaches when necessary. Every action we take is centered around caring for and serving our colleagues and customers. In this role, you will be responsible for planning and executing independent internal audits and reviews as part of the Company's annual internal audit plan. This includes leading and participating in various financial, operational, regu...

As a Specialist II, Compliance Monitoring at TransUnion, you will be responsible for contributing to the creation, implementation, and execution of global compliance programs and policies. Your role will involve providing compliance direction, support, oversight, and training resources to ensure TransUnion meets its legal and business obligations. You will work closely with various business units as a trusted advisor to align compliance and ethics program activities with their objectives. Your responsibilities will include conducting compliance assessments, identifying control gaps, developing remediation plans, and communicating audit reports to senior management. With your expertise in com...

You will be working as a Senior Executive in the Quality Assurance department at ZLL-SEZ Oncology Injectable (Alidac). Your primary responsibility will involve reviewing Raw Material, Packaging Material, In-process, Finished product, shelf life specification, and relevant Method of analysis. You will authorize the Testing worksheet and approve analytical data of various materials in LIMS. Additionally, you will ensure compliance with Good Laboratory Practices and review analytical method validations, transfers, and verifications. Your role will also include handling, storage, withdrawal, and reconciliation of stability samples, reviewing stability study reports, verifying outside laboratory ...

As the Manager-1 - PMO at Sun Pharma Laboratories Ltd in Guwahati, your role will involve managing all projects at the site and coordinating with various departments such as R&D, PMO, MSTG, Central, Quality, ADD, and others. You will be responsible for launching products timely, coordinating product management, and being part of new projects launched by the site. Your tasks will include identifying gaps, investigating projects, QC, OS, and leading teams. Your experience in regulatory audits will be crucial for ensuring compliance and necessary improvements. In terms of responsibilities, you will need to comply with GMP roles & responsibilities by adhering to all cGMP, GXP, and regulatory req...

The role will involve conducting internal audit activities to assess risks and controls within Ireland's wealth management business as well as potentially in the broader Asset Management business of the Cantor Fitzgerald group. The ideal candidate for this position should have a demonstrated track record of executing audits in compliance with IIA standards and possess a good understanding and hands-on experience with key regulations in Ireland. You will be responsible for performing audit work according to the standards of Internal Audit's risk-based methodology. This includes designing effective tests of key controls or processes to evaluate risks, validating the adequacy of design, and ass...

As a team member at Mr. Cooper Group, you have the opportunity to play a significant role in keeping the dream of homeownership alive. Working together with a shared purpose, we strive to make a difference by challenging the status quo and providing exceptional care and service to our teammates and customers. Join us in realizing the dream of home ownership for many individuals. Your responsibilities will include planning and conducting independent internal audits and reviews to support the company's annual internal audit plan. This involves leading and participating in various financial, operational, regulatory, and special reviews. You will develop audit test programs, perform audit tests ...

As Deputy Manager - Stores at Dishman Carbogen Amcis Limited located in Bavla, Gujarat, IN, you will be responsible for overseeing various key activities. Your role will involve managing Quality Management System (QMS) activities, ensuring compliance with Current Good Manufacturing Practices (CGMP), handling regulatory and customer audits, and overseeing the formulation warehouse operations independently. Additionally, you will be tasked with managing all activities of the Raw Material (RM) warehouse, including receipt, storage, and dispensing, as well as overseeing finished goods and dispatches for both domestic and export purposes. The ideal candidate for this role should possess strong ma...

Key Responsibilities Fund Accounting : Monitoring of Fund daily prices within agreed SLAs and daily movement tolerances. Regularly review the external FAs price source agreement is within the firms risk appetite and covers all the funds investments. Compensatory pricing breaches Will include but not limited too, reviewing impact calculations, liaising with depositary for approval, liaising with the transfer agent and or fund accountant as necessary for compensation corrections to be raised. Monitor units in issue and ensure they are accurate. Weekly monitoring of all FAs cash and stock breaks, including dividend receivables. Oversee the withholding tax reclaims filing in countries where doub...

Urgent : Assistant Manager / Manager {Regulatory & Food Safety} @ Shirwal , Near Pune / Satara Our client is leading Ice Cream Manufacturer of India , UAE & UK They are a professionally managed global conglomerate with traditional values of the 70-year-old family business. They directly employ over 2000 people across several regions of operations & includes the ownership & management of the boutique hotel in Mumbai, Banquets & Catering services, Indias largest ice-cream store chain , extremely delicious lower-calorie ice cream brand , the leading ice cream & food brand of the Middle East offering traditional Indian packaged foods such as paneer, frozen vegetables, rice & more a chain of mode...

Role & responsibilities : Preparing financial statements in compliance with IND AS standards. Managing end-to-end financial accounting processes. Overseeing fixed asset management, including capitalization and depreciation. Coordinating statutory, internal, and regulatory audits. Conducting ledger analysis and reconciliation. Managing vendor and customer accounts, including payments and receivables. Leading and mentoring a finance team. Preparing periodic MIS reports and financial summaries for management.

Job Purpose To manage and oversee end-to-end Secretarial and Compliance functions, ensuring timely adherence to applicable laws, regulatory guidelines, governance frameworks, and CSR-related obligations across the organization and its subsidiaries. Key Responsibilities A. Secretarial Manage Board, Committee, and Shareholder meetings: Prepare notices, agendas, minutes, and ensure MCA/RBI filings. Ensure statutory compliance under Companies Act, 2013 and Secretarial Standards; maintain statutory registers. Draft, review, and update corporate policies, SOPs, operations manuals, and governance documents. Assist in the formation of subsidiaries and amendments to Memorandum & Articles of Associati...

Key Responsibilities Fund Accounting : Monitoring of Fund daily prices within agreed SLAs and daily movement tolerances. Regularly review the external FAs price source agreement is within the firms risk appetite and covers all the funds investments. Compensatory pricing breaches Will include but not limited too, reviewing impact calculations, liaising with depositary for approval, liaising with the transfer agent and or fund accountant as necessary for compensation corrections to be raised. Monitor units in issue and ensure they are accurate. Weekly monitoring of all FAs cash and stock breaks, including dividend receivables. Oversee the withholding tax reclaims filing in countries where doub...