Assurance Specialist

Elements HR Services Pvt Ltd

0 years

0 Lacs

mumbai maharashtra india

Posted:4 days ago| Platform:

Apply

Skills Required

effectiveness compliance risk management reports data analytics efficiency development support analyze regulations report writing testing audit certifications

Work Mode

On-site

Job Type

Full Time

Job Description

Provide independent assurance on the effectiveness of Compliance Risk Management across business units.
Develop, refresh, & execute the annual Compliance Assurance plan focusing on high-risk & high-value areas.
Conduct risk-based reviews covering Financial Crime, Private Banking, CDD/KYC & regulatory compliance.
Identify control gaps, areas of non-conformance & potential risks related to non-compliance.
Communicate findings through clear written reports & verbal updates to senior stakeholders.
Build & maintain strong working relationships across the three lines of defense.
Leverage data analytics to enhance assurance coverage, efficiency & insights.
Influence decision making & contribute to policy development & operational effectiveness.
Lead or guide teams performing complex assignments, ensuring structured, high-quality delivery.
Support resolution of escalated issues & provide expertise on complex compliance matters.
Collaborate with cross-functional teams to align assurance outcomes with business strategy.
Analyze data from multiple internal & external sources to identify trends, risks and themes.
Communicate & simplify complex or sensitive information for diverse audiences.
Demonstrate strong stakeholder management & ability to influence outcomes.
Possess strong knowledge of Financial Crime regulations & India regulatory expectations.
Bring in-depth expertise in Private Banking, Customer Due Diligence & KYC processes.
Display proactive, structured, high-performance work ethic with strong report writing skills.
Good to have experience in 1LOD/2LOD testing or Internal Audit related to Financial Crime.
Preferably hold ACAMS/ICA certifications & have exposure to data analytics.

More Jobs at Elements HR Services Pvt Ltd

Vice Chancellor

Guwahati, Assam, India

20.0 - 20.0 yrs

Salary: Not disclosed

Azure Data Architect & GCP Data Architect

New Delhi, Delhi, India

12.0 - 12.0 yrs

Salary: Not disclosed

Human Resources Account Manager

Gurugram, Haryana, India

5.0 - 5.0 yrs

Salary: Not disclosed

Manager-Portfolio Compliance Monitoring ( Charles River- CRD)

Gurugram, Haryana, India

8.0 - 8.0 yrs

Salary: Not disclosed

Sales Marketing Executive

haryana

2.0 - 6.0 yrs

Salary: Not disclosed

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.