Senior Product Analyst

As a function/business/product compliance risk senior analyst for Independent Compliance Risk Management (ICRM) at our company, your role involves assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. You will design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. Your collaboration with the ICRM Product and Function coverage teams is essential to develop and apply CRM program solutions that meet the function/business/product and customer needs in alignment with the Citi program framework. Your primary responsibilities will include monitoring compliance risk behaviors, providing day-to-day Compliance advice, and offering guidance on function/business/product rules/laws. Responsibilities: - Assisting in the design, development, delivery, and maintenance of best-in-class Compliance programs, policies, and practices for ICRM. - Assisting with regulatory inquiries and/or examinations. - Collaborating with internal areas such as Legal, Business Management, Operations, Technology, and other functions to address compliance issues. - Supporting the business in performing timely compliance reviews of new transactions and/or products. - Assisting in the development and administration of Compliance training for the supported function/business/product. - Researching rules and rule changes to implement necessary policies, procedures, or controls for compliance. - Undertaking additional duties as assigned. Qualifications: - Working knowledge of Compliance laws, rules, regulations, risks, and typologies in the supported function/business/product. - Excellent written and verbal communication skills. - Must be a self-starter, flexible, innovative, and adaptive. - Strong interpersonal skills with the ability to work collaboratively at all levels of the organization. - Ability to work collaboratively with regional and global partners. - Excellent project management and organizational skills to handle multiple projects simultaneously. - Proficiency in MS Office applications (Excel, Word, PowerPoint). - Knowledge in the area of focus. - Relevant certifications desirable. Education: - Bachelor's degree; experience in compliance, legal, or control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof. - Experience in the area of focus. - Advanced degree is a plus. In addition to your role, Citigroup Global Markets (India) Private Limited (CGM India) operates as a SEBI regulated entity in India, offering stock broking, investment banking, and research services to institutional/large corporate clients. CGM India is highly regulated by SEBI and the stock exchanges, with complex and frequently changing regulations. Role Outline: - Ensuring Compliance of local regulatory requirements and understanding SEBI Stock Broking regulations and rules of the Exchanges. - Providing day-to-day Compliance operational support, monitoring circulars/notices, attending to trade surveillance matters, and ensuring adherence to internal policies. - Staying informed about changes to rules/regulations and industry news. - Advising on regulatory and compliance issues, managing inspections/audits, and handling AML matters. Experience: - 5+ years of relevant experience. This is a full-time role in the Compliance department focusing on Product Compliance Risk Management. Your expertise in Business Acumen, Credible Challenge, Laws and Regulations, Management Reporting, Policy and Procedure, Program Management, Risk Controls and Monitors, Risk Identification and Assessment, and Risk Remediation will be invaluable in this role.,