Regulatory Control Analyst

Position Overview

In Scope of Position based Promotions (INTERNAL only)

Job Title: Regulatory Control Analyst

Corporate Title:

AVP

Location: Bangalore, India

Role Description

• The Business Line Anti Financial Crime (BLAFC) Know Your Client (KYC) Regulatory Control Analyst will play a critical role in supporting BLAFC to implement and maintain effective controls aligned with the AML & KYC Policy and relevant Business and Country Supplements.
  

Organization

• Deutsche Bank (DB) is committed to the highest standards of Anti-Money Laundering (AML), Sanctions & Embargoes, Anti-Bribery and Corruption (ABC) and Anti-Fraud & Investigations (AF&I) and wider Financial Crime (collectively referred to as Anti Financial Crime) prevention.
• The Management and all employees are required to adhere to these standards to prevent DB and our reputation from those who may intend to use our products and services for Money Laundering, Bribery, Corruption, Fraud, Tax Evasion and/or Terrorist Financing (TF) purposes.
  

Role Overview

• assist with managing implementation of changes to Policy, Law and Regulations that require a procedural update and/or training.
• work with Subject Matter Experts (SMEs) across 3 Lines of Defence (LoD) and regions to implement and communicate policy and procedures changes, develop training material, and coordinate training governance.
• maintain Global inventory of related procedures, training and collateral to be supplied to regulators and auditors,
• assist in consolidating evidence for and prepare audit responses and closure packages for findings.
• coordinate the above responsibilities with regional counterparts, organize and or participate on global working groups.
  

What We’ll Offer You

• Best in class leave policy.
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above
  

Your Key Responsibilities

• Help drive standardization across the various BLAFC teams to ensure consistency with internal and global controls and procedures.
• Coordinator between global and regional BLAFC Procedures and Training personnel.
• Identify policy changes that may impact already existing procedures and where necessary implement new or amend procedures to compensate for the change in policy.
• Drive procedural improvements and efficiencies and manage projects to implement such improvements.
• Coordinate and provide training to relevant BLAFC staff on n new or enhanced procedures to ensure standards and controls are met.
• Develop BLAFC specific training program to ensure consistency across the Global Center of Excellence.
• Maintain inventory of BLAFC procedures, training and collateral to be supplied to regulators and auditors.
• Collect evidence for and prepare responses and closure packages for findings.
• Perform an annual review of relevant procedures to ensure compliance with AML & KYC Policy, Business and Country Supplements.
  

Your Skills And Experience

• Work experience in the financial services industry within AML/CFT/BSA Compliance, Risk Management, Business Controls, KYC, Legal and Regulatory Functions.
• Strong communication, organizational, and interpersonal skills with the confidence to engage and advise professionally and persuasively with stakeholders.
• Proven analytical skills, problem solving ability, and a control mindset paired with meticulous attention to detail.
• Able to raise sensitive or potentially contentious issues in a constructive manner to reach appropriate solutions.
• Deadline driven with the ability to multi-task and work in a fast-paced environment.
• Ability to handle time-sensitive projects while focusing on the quality of work delivered.
• Self-motivated and proactive team player who takes ownership of assignments, thrives in a teamwork-oriented environment, and works well under pressure.
• Ability to work with various stakeholders across all 3 LoD.
• Preferred to have knowledge of USA PATRIOT Act, 5th EU Money Laundering Directive, FATF standards, Wolfsberg Group & other regulatory measures.
• Must be a graduate with any stream with at least 6-7 years’ experience in AFC or a related control related function within an international organization/bank in the Financial Services industry with extensive experience with the KYC process.
• Degree or diploma in AML/KYC will be preferred.
• Financial Crime function expertise and should be considered a Subject Matter Expert (SME) in the Financial Crime area on relevant laws and regulations.
• Should be flexible with respect to work timings.
• Should be comfortable in working on MS Office tools using word and excel .
• E xperience working with Viso, Power Point presentations and MS Word.
  

How We’ll Support You

• Training and development to help you excel in your career.
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression.
• A range of flexible benefits that you can tailor to suit your needs.
  

About Us And Our Teams

https://www.db.com/company/company.htm