Regulatory Control Analyst

The Regulatory Control Analyst, NCT at Deutsche Bank in Bangalore, India will be responsible for supporting the AFC Centre of Excellence for KYC by handling CB and IB KYC escalations to AFC. The candidate will collaborate with relevant Business stakeholders, Client Lifecycle Management, and other AFC functions. The main focus of the reviewer will be to ensure the review and approval of risk factors highlighted by the CLM team as part of NCA/EDR/PRs. Deutsche Bank (DB) is committed to upholding the highest standards of Anti-Money Laundering (AML), Sanctions & Embargoes, Anti-Bribery and Corruption (ABC), and Anti-Fraud & Investigations (AF&I) to prevent financial crimes. All management and employees are required to adhere to these standards to safeguard the reputation of DB and prevent any misuse of products and services for illicit purposes. The AFC KYC COE aims to establish a dedicated Centre of Excellence for the AFC element of the KYC file review, streamlining the review process for customers. This involves achieving economies of scale through a unified functional team led by a global leader accountable for the AFC KYC file review and sign-off process. The focus is on efficient compliance with local regulations and regulatory expectations while maintaining a geographically aligned follow-the-sun KYC file review approach. Key Responsibilities of the Regulatory Control Analyst include reviewing and approving client escalations for Remediation, Regular Review, New Product Extensions, and Event Driven Reviews within agreed SLAs. The role involves ensuring that client risk ratings align with expectations, assessing risk factors identified by CLM, engaging with specialist teams where necessary, documenting outcomes clearly, and following KYC review guidelines. Additionally, contributing to the global KYC Centre of Excellence program and implementing strategic Target Operating Models are essential responsibilities. The ideal candidate should possess the ability to identify and manage financial crime risks, excellent communication and organizational skills, strong analytical skills, the ability to handle time-sensitive projects, and a proactive approach to teamwork. A graduate with 2-3 years of experience in AFC or a related control function within the Financial Services industry is required, preferably with a degree or diploma in AML/KYC. Expertise in AFC risks, relevant regulations, and financial crime matters is crucial for this role. Deutsche Bank offers a supportive environment with training, coaching, and development opportunities to help employees excel in their career. The organization promotes a culture of continuous learning and collaboration, where employees are encouraged to take initiative and act responsibly. The company values inclusivity and diversity in the workplace, fostering a positive and fair work environment for all employees.,