39 Investment Operations Jobs - Page 2

Location Hyderabad Shift – US Shift (6:30 PM to 4:30 AM ) - Experience in Clear Par settlement is must - At least 2 years of experience in Private Equity Loan Settlement process - US shift only - Candidate with shorter notice period would be helpful

DISCOVER your opportunity What will your essential responsibilities include? Execute monthly CRDB (Concentration Risk Database) which is a risk view of our current holdings, self-directedly able to run the associated controls, reconciliation and support Internal Audit requirements. Review and analyze reference data attributes of Fixed Income Bonds (ABS, MBS, Corporate Bonds Term loans, Sovereign Bonds), Listed Equity, Private Credit and Private Equity and work with data vendor & accounting team to record accurate data points across systems. Maintain and create Data model, data flows and provide end-to-end solution and processes. Identify defects in data and ensure they are logged appropriately and work with relevant teams to ensure resolution. Collect and liaise for new data requirements for internal and external reporting, including various regulatory reportings like BSCR and Solv II. Collaborate across various internal teams like Allocations, Risk, Reporting and external vendors, Custodian, other data providers. Leverage Power query/Power BI to automate manual process and controls. Handle data related queries self-directedly and troubleshoot to provide desired solution and actively participate in new controls development. Perform system to system reconciliation across systems to ensure data consistency. Communicate effectively across the ladder when discussing the data issues and addressing the adhoc queries received from other teams. Perform other duties as and when assigned by the manager and help manager achieve the desired goal for a period. You will report to Delivery Leader, Data Integrity Group (India). SHARE your talent Were looking for someone who has these abilities and skills: Required Skills and Abilities: Bachelors/masters degree in finance/computer. Experience of relevant years in back-office operations in data analysis in financial services industry. Outstanding working knowledge of MS Excel, Power BI, Power query MS Word & PowerPoint. Proven knowledge about capital market and Investment instruments with the respect to global financial environment. Excellent communication skills required to interact with internal colleagues and external vendors to resolve queries or completing a task in hand. Must have excellent analytical skill with technical bent of mind, ability to understand and work with data, including creating alignment among various data sources. Good understanding of data management processes including like defining Data validations rules, Data exceptions monitoring and handling. Prior experience in working on systems like Bloomberg would be an advantage. Desired Skills and Abilities: CFA / FRM (Level -1) preferable (not mandatory). Requires minimal supervision and able to work self-directedly to complete the given task and proactively reach out to respective team to seek solutions when required. Any work experience of VBA/SQL (basic or advanced) would be preferable. Ability to work with large volumes of Data. The collective player with the ability to engage with multiple teams in a large organization.

We are seeking a highly skilled Senior Investment Operations Analyst to provide comprehensive investment operations support to a U.S.-based client. Required Candidate profile This role primarily involves handling back and middle office functions, ensuring smooth transaction processing, and acting as a backup for overnight batch management.

Job Description: Coordinate and support quarterly earnings call activities like preparing investor presentations, press release, Q&A document, Investor/analyst call organisation. Assis in organising various investor events like invest or day, branch visits, non- deal road shows. 1X1 meetings and investor conferences Provide timely analysis with respect to shareholding pattern, price movement, peer comparison, analyst estimates. Support targeting of prospective investors using external sources and databases Maintaining database of market interactions Prepare internal documents including IRMIS and market perception reports Extensive collaboration with cross functional teams across organisation Competencies MBA with 1-3 years of experience Excellent presentation skills Basic Understanding of Financials. Experience in PR will be an added advantage Excellent communication and interpersonal skills

Dear Applicants Opening For Investment Operations Location: Hyderabad Timings: US Shift (6:30 PM to 4:30 AM ) Qualification: Any Graduate Notice Period : Immediate joiner to 1Month Years of expr : 2y to 6yrs Package : SPE: up to 6lpa Skills: 1. Experience in Clear Par settlement is must. 2. At least 2 years of experience in Private Equity Loan & Settlement process, Data Integrity. Interested Candidates Contact HR Pallavi @9167757169 pallavi@careerguideline.com

Interest in working Back office process like handling investment accounting, settlements, co-ordination with other market participants. Check & controls on all income accrual entries, profit and loss entries and entries impacting NAV, including TER. Required Candidate profile CA 2-7yrs Knowledge in Financial Markets will be an added advantage and are keen to pursue career in Financial Markets. Goregaon east Department - Investment Operations Perks and benefits Salary 10-16(depending on exp) CA 1st /2nd attempt

Department - Investment Operations Interest in working Back office process like handling investment accounting, settlements, co-ordination with other market participants. • Knowledge in Capital Market Products Location – Goregaon east Required Candidate profile CA Fresher 2024 batch(Preference will be given to 1st /2nd attempt) Check & controls on all income accrual entries, profit and loss entries and entries impacting Investment Operations

Senior Institutional Investment Operations Specialist EMEA Transaction Reporting About this role: Wells Fargo is seeking a Senior Institutional Investment Operations Specialist In this role, you will: Assist in lifecycle support for institutional trade flow Manage client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, as well as, work to resolve confirmation and ISDA related issues Lead or participate in moderately complex initiatives and deliverables Contribute to large scale planning related to process, procedures and efficiencies with internal and industry related initiatives Identify and recommend opportunities for process improvement and risk control development Provide leadership to bring groups together to resolve multi-faceted complex issues Serve as a leader on projects along with internal and industry related initiatives Review and analyze complex functional and operational tasks that require in-depth evaluation Exercise independent judgment and resolution to guide the deliverable Resolve moderately complex issues Lead team to meet functional area projects, and process deliverables Leverage solid understanding of functions, policies, procedures and compliance requirements Mentor and assist analysts Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Required Qualifications: 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Knowledge of transaction reporting operations including SFTR, EMIR, MiFIR/MiFID I & II requirements. Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces. Solid analytical skills. Experience of working with project and technology stakeholders to deliver change. Solid communication and organisational skills to work with local and remote Operations, Technology and Compliance stakeholders. Proficient with Microsoft Excel (VBA preferred) and Alteryx.

Mandatory Skill Set: Investment Ops+BA+Capital Market Products+Reference Data Strong experience working in a business analysis role helping with data analysis, writing business requirements, user stores and success criteria ideally working in an agile change management lifecycle environment. Strong knowledge of capital market products (Equity, FI and Derivative), preferably with experience in Product Data, Pricing Data, and/or corporate action activities. Experience sourcing new reference data using industry market data vendors (Bloomberg, Refinitiv, Markit, Broadridge, GMI, or ICE Data Services) Max 30 Days-Bangalore-Mid Shifts-Only Captives/Investment Banking Interested candidates share CVs to anandh@livecjobs.com/pravika@livecjobs.com

Role Description Securities Lending & Collateral Management Operator Your key responsibilities Security Lending CONTRACT COMPARE & BILLING Daily compare and reconciliation of Contracts with various brokers. Working on various Financial Products for Securities Lending Liaising with clients/ prime brokers for any issue with Contract Reconciliation. Liaising with Trading Desk and resolving Complex Reconciliation breaks. Reconciliation and validation of billing invoices. Ensuring high value breaks are resolved on time to avoid risk Claiming funds on receipt from broker. Control check while releasing payment to avoid incorrect amount being to paid to client. Billing on Equities & Bonds. MIS Reporting to senior Management on weekly basis FIXED INCOME SETTLEMENTS Broker Pre Matching &Settlements: Teams work profile involved Pre- matching of Bonds trades stock trades Interacting with various counterparties in case of mismatches. Interacting with various onshore teams, middle offices and Traders for the same. Interaction with other settlements teams. Escalation of discrepancies to various desks & Front Office for timely settlements there-by avoiding fails. Ensure all breaks are narrated well and supported with mails or documents for proper Audit RISK ANALYSIS (STOCK & CASH) Contract Compare Trade comparison of various clients and finding breaks and analysis on the various risk factors pertaining to each break. Fixing issues pertaining to various vendor platforms for reconciliation (Pirum&Equilend) Reconciling breaks manually with counterparties who are not present on vendor platforms. Liaising with trade desk for various types of breaks Chasing counterparty, settlements, corporate action team for any aged breaks Analysis of Key Risk Indicators and root cause for trade failure & Managing Financial Risk post trade settlement Analyzing the risk and control factors of the process of trade Liaising with internal stakeholder for increasing controls to avoid risk for process Involving in audit query requirements Projects: Onboarding counterparties in EquiLend platform to perform Contract Comparison & counterparties for Billing Comparison . RETURNS & RECALLS EQUITY & BONDS Dealing with loan returns and borrow returns for bonds & equities Booking recalls (borrow) as per request from counterparty Handling request from settlements team for any pending returns Amending trade date & value date for return trades as well as first leg trades upon approval of desk Following up with counterparty and settlements team for status of any aged/failing return. Involving in chasing required teams in pre-matching related activity in case of high value trades. Acting as a coordinator between settlements & counterparty for SSI setup and confirmation. Monitoring all post trade recon control checks Contract compare process and assist the team in maintaining low risk profile and meet the KRIs Perform functional/managerial oversight for the below tasks: SL account maintenance Trade amendments to avoid CSDR (Central Securities Depositories Regulation) penalties SFTR (Securities Financing Transaction Regulation) exceptions & configuration on vendors for new clients Recalls/Returns process across global markets to avoid buyins MTM process to avoid exposures & inaccurate projections Other controls/exception reports related to Trade Support functions All month end task prior to Billing Cycle to avoid any billing differences Conduct regular calls with Top Clients to address feedback & make the processes efficient Provide weekly updates to global stakeholders to give visibility on the teams progress and key callouts Organizing knowledge series with the new team members to build depth Handling escalations related to internal/external stakeholders and manage expectations to minimize risk Regular SOP reviews ensure they are up to date and to meet the firms requirements Drive the team towards process efficiencies and commercial effectiveness Creating awareness amongst the team on the risk and impact of the different business strategies Influencing external clients to utilize vendor services to create process efficiencies Your skills and experience Knowledge in Securities Lending & or Collateral Management 2 years for Analyst & Min 5 years of people management for Associate role

The Analyst / Sr. Analyst will be responsible for completion of day-to-day activity as per standards and ensure accurate and timely delivery of assigned production duties. Candidate needs to ensure adherence to all cut-off times and quality of processing as maintained in SLAs. Candidate should ensure that all queries/first level escalations related to routine activities are responded to within the time frames pre-specified. Should take responsibility and act as backup for the Peers in their absence and share best practices with the team. Your key responsibilities Manage daily Reconciliation of Securities/Cash Internal book of records V/s Custodian Books. Basic knowledge of Daily Uploads of feeds and its Maintenance. Investigating Margin differences / Tax related differences. Research and bookings of Dummy forexes Manage cash reconciliation between Aladdin and the custodian feeds on trade and Currency level. Identify the cause and assign the cash/position break to correct team for further investigation & resolution. Perform primary investigation on the cash/position breaks on Aladdin escalate all issues properly, in time, to the appropriate level, to avoid any adverse impact on the business Responsible for understanding clients needs from a technical and operational perspective Ensure support for managing internal projects/initiatives, Timely response to all front office/ Internal queries Ensure strict adherence to all internal and external process guidelines including compliance and legal. Ensure candidate has assisted in creating proper backups through adequate cross training, within the department Your skills and experience Experience in handling Cash and Position reconciliation.(Preferred) Knowledge of Trade Life Cycle. Preferred Knowledge of Financial products like Debt, Equity, Derivatives etc. Functional Skills: Have Working knowledge of SSR/TLM/SCD/Aladdin reconciliation tool Cognos reporting Have basic knowledge of Reconciliation process and understand various (ledger and statement) feeds/swifts. Have experience of Bank Custody, FOBO reconciliation. Knowledge of Trade Life Cycle of various financial products will be an advantage. Have Working knowledge of SSR/TLM reconciliation tool. Attention to Details. Skills Needs to be a self-starter with significant ability to undertake initiatives. Strong interpersonal / good negotiations skills are required. Follow through skills, Effective communication skills, fluency in Microsoft Office skills, ability to confidently handle internal clients, futuristic and innovative approach will be expected. Ability and willingness to work in night shift is a must. Education / Certification Qualification Graduates with good academic records. Any certifications in securities such as NCFM modules, will be good but not compulsory.

About this role: Wells Fargo is seeking a Senior Institutional Investment Operations Represntative In this role, you will: Perform a variety of operational tasks for complex institutional trades or process extensive knowledge of systems Provide ideas for improving or implementing processes Perform moderately complex duties such as processing, researching inquires, and reconciling transactions Review time sensitive documents Provide training or work direction to less experienced staff Support audit requirements within the process Address compliance and corporate governance issues for the department Lead or participate in projects Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals Interact with internal and external customers as per prescribed process or procedure Identify and drive process re-engineering or transformation opportunities within the process Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements. Required Qualifications: 5+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education. Desired Qualifications: Individual contributor role focusing on performing evidence-based control evaluations by conducting various evidence gathering activities. Design, maintain and execute the control evaluation scripts, identify control deficiencies, document, and escalate potential issues to appropriate stakeholders. Validate & track action plans, escalate issues as required and document the control test artifacts and findings. Perform control evaluations for moderate to complex engagements, challenge status-quo and identify opportunities to add efficiencies or refining the existing processes. Engage and work with multiple stakeholders - front line business groups, risk program aligned functions and IRM teams for driving the objectives of risk and control programs. Instill and drive proactive risk culture, operational excellence, and efficiencies. Bachelor's degree or higher. Relevant certifications will be an advantage. Overall experience of 6+ years with 5 years of relevant experience in Financial Services industry and / or risk & control domains covering operational risk, controls testing / evaluation, compliance, internal audit, risk management etc. Experience in automation / advanced excel / reporting will be an advantage. General knowledge of industry standards and best practices around control evaluations / testing, internal audit, and risk management processes. Experience creating test questions or test scripts. Experience assessing control design and performance through testing, audit, or Risk Control Self-Assessment practices. Experience assessing processes, procedures and identifying controls. Experience in assessing risk, reviewing risk ratings, identifying control gaps, and determining the appropriate evaluation methodology. Job Expectations: Bachelor's degree or higher. Relevant certifications will be an advantage. Overall experience of 8+ years with 5 years of relevant experience in Financial Services industry and / or risk & control domains covering operational risk, controls testing / evaluation, compliance, internal audit, risk management etc. Experience in automation / advanced excel / reporting will be an advantage. General knowledge of industry standards and best practices around control evaluations / testing, internal audit, and risk management processes. Experience creating test questions or test scripts. Experience assessing control design and performance through testing, audit, or Risk Control Self-Assessment practices. Experience assessing processes, procedures and identifying controls. Experience in assessing risk, reviewing risk ratings, identifying control gaps, and determining the appropriate evaluation methodology. Individual contributor role focusing on performing evidence-based control evaluations by conducting various evidence gathering activities. Design, maintain and execute the control evaluation scripts, identify control deficiencies, document, and escalate potential issues to appropriate stakeholders. Validate & track action plans, escalate issues as required and document the control test artifacts and findings. Perform control evaluations for moderate to complex engagements, challenge status-quo and identify opportunities to add efficiencies or refining the existing processes. Engage and work with multiple stakeholders - front line business groups, risk program aligned functions and IRM teams for driving the objectives of risk and control programs. Instill and drive proactive risk culture, operational excellence, and efficiencies.

Hi, We are hiring for the ITES Company for Investment Operations Role. Job Description Support the Investment Division Portfolio teams in the oversight of Investment positions Assist with writing operational policies and procedures Reconciliations - Conduct timely reconciliations across asset classes for the EMEA time zone and assist other global time zones as required Daily management of business functions, processes and associated staff Set team goals, manage performance, hire and train staff, coach staff and people development activities Maintain relationships with external Ensure policies and procedures are current and provide oversight of policies and procedures to meet compliance requirements Provide subject matter expertise an execution support to business - driven initiatives, internal partners, leadership or projects related to operations as necessary Process corporate actions for securities held including cash and stock dividends, splits, mergers and acquisitions Setup and maintenance of security master data. Candidates must be analytical, detail-oriented and precise with numbers, with a solid understanding of the securities/fund industry investment concepts and strategies Knowledge of SQL and VBA code a plus but not required Proven people leadership with prior experience managing a team Knowledge of Vermilion Reporting Tool Strong customer service values Key Skills a) Minimum 2 Years experience in Investment Division Portfolio b) Knowledge of Vermilion Reporting Tool c) Any Graduate To Apply WhatsApp 'Hi' @ 9151555419 and Follow the Steps Below: a) For Position in Noida Search : Copy and Paste the link below https://outpace.in/job/investment-operations/

Mutual Fund Operations Manager, you will play a crucial role in overseeing the operational activities related to mutual fund transactions, ensuring compliance with regulatory standards, and optimizing the mutual fund operations department.