88 Compliance Operations Jobs - Page 2

Role Overview: You will be a team member of the Employee Compliance Department in Central Compliance, focusing on reviewing, approving, and monitoring employee activities related to Personal Account dealing Trading, Outside Business Interests, Private Investments, Employee Trade Surveillance, and Consequence Management for APAC, Americas, and EMEA regions. Your role is crucial in upholding ethical conduct, identifying regulatory solutions, and promoting a culture of Compliance within the Bank. Key Responsibilities: - Gain hands-on experience in various processes of Employee Compliance including Personal Account dealing Trading, Outside Business Interests, Private Investments, Employee Trade ...

Coordination with the management and external stakeholders to close the recruitment cycle from start to finish.Handling of HR documentation & proficiency of records, including Background verification. Onboarding & De-boarding formalities. Required Candidate profile Candidate should be well versed in MS Excel and be familiar with recruitment terms and calculations; Should have good communicational skills for recruitment calling & cordination for operational work.

Job Description Summary Compliance professionals providing leadership and support to business operations to assure adherence to all aspects of internal company compliance and external regulations with technical remit and expertise that aligns to business needs. Ensures that appropriate mechanisms are in place to comply with industry-specific and other laws and regulations and adhere to company programs and practices for operational deployment of the Compliance program. Has knowledge of best practices and how their field fits in with others. The successful candidate will be based in Bangalore, India, reporting into the India & South Asia Compliance Manager and will be an empowered member of t...

As a CICO AML at American Express, you will play a crucial role in performing compliance operation activities supporting the Market Compliance Officers for International markets. Your responsibilities will include: - Analyzing financial documents and statements to identify suspicious patterns that have occurred or may occur in the future. - Investigating, measuring, and reporting on the organization's risk of suspicious or fraudulent financial activity. - Assessing the financial risks posed by a company's operations and monitoring/regulating high-risk activities. - Performing PEP reviews and making decisions on potential matches during onboarding new accounts, as well as conducting Enhanced ...

As the Vice President- BX Business Oversight Compliance Technology at Barclays, you will play a critical role in providing oversight coverage for Barclays technology functions globally. You will work within a highly skilled and dedicated team to oversee Compliance risk within the diverse group of businesses comprising Barclays Execution (BX) services. Your responsibilities will include offering expert compliance advisory, regulatory risk management, and governance oversight to support the BX business areas. Your role is crucial in implementing the Compliance strategy aligned with Barclays" purpose of protecting customers, clients, and colleagues, promoting trust and integrity in the financia...

As a member of our AML Compliance Team, this position is responsible for ensuring that UKG meets both its required internal policy and external regulatory Know Your Customer (KYC) and Transaction Monitoring requirements set forth in the Anti-Money Laundering Policy. The Regulatory Compliance Manager will be responsible for oversight of the Regulatory Compliance Analysts and all compliance activities performed. Responsibilities: Reporting to the Vice President of Compliance Operations the Regulatory Compliance Manager will: Oversee and support the Anti-Money Laundering (AML) team responsible for both the Know Your Customer (KYC) and Transaction Monitoring (TM) programs. Monitor new and existi...

Job Title: Associate Identity & Organizational Data Management Location: Chennai Experience: 3 5 Years Notice Period: Immediate to 30 days preferred Shift: Flexible (Willingness to work in shifts required) About the Role: We are looking for a detail-oriented Associate to join our team focused on managing employee identity lifecycle and organizational data within our global directory system. The candidate will be responsible for maintaining data accuracy, handling user account setups, and supporting internal reorganizations, ensuring compliance with company policies and data governance standards. Key Responsibilities: Manage lifecycle of employee identities and organizational units (create/up...

Responsibilities: * Manage compliance ops & reporting * Ensure RERA, listing compliance, taxation adherence * Oversee annual returns preparation * Lead balance sheet finalization process Cafeteria Performance bonus Provident fund Gratuity Maternity leaves Paternity leaves

As an Associate of Employee Compliance in Central Compliance, primary focus will be to review, approve and monitor employee activity within the Personal Account dealing Trading, Employee Trade Surveillance and Consequence Management for APAC, Americas and EMEA region. Team / division overview The Employee Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Central Compliance function is a key compo...

Qualifications and Skills Bachelors degree in Human Resources, Business Administration, or a related field 3-6 years of experience in human resources compliance or a similar role Strong knowledge of employment laws, regulations, and best practices Experience with ESIC, PF, and payroll processing Familiarity with statutory compliances and documentation procedures Excellent analytical and problem-solving skills Attention to detail and a high level of accuracy Ability to handle sensitive and confidential information Strong communication and interpersonal skills Leadership and team management abilities Roles and Responsibilities Develop and implement compliance programs, policies, and procedures...

The responsibilities of the Head of Regulatory and Compliance Operations involve overseeing global activities for multiple teams within Regulatory and Compliance Operations. This includes managing operational, cost, capability, strategy, and delivery aspects. You will be required to provide clear guidance and leadership to onshore and offshore teams across 11 locations, who are responsible for executing controls and checks to handle FCC, Regulatory Compliance, and Tax compliance operations for the business in various jurisdictions. Your role will also involve safeguarding the reputation and integrity of the Group by ensuring that operational processing and administrative activities are carri...

1–3 yrs of exp in digital ops fintech document management platforms Exp in eSign or digital signature services is preferred Understanding of digital signature frameworks Familiarity with eKYC & UIDAI guidelines Exp in Ops support & digital process Required Candidate profile 1–3 yrs of exp in digital Ops, fintech, or document management Exp in eSign or related digital signature services is preferred Certifications in digital operations, ITIL, or data privacy are a plus

Role & responsibilities: - Manage factory HR operations - Ensure compliance with labor laws - Develop and implement HR policies - Foster positive employee relations Preferred candidate profile: - Proven HR experience in a manufacturing/plant setting - Strong knowledge of labor laws and regulations - Excellent communication and leadership skills

As Vice President- BX BOC Technology Compliance at Barclays, you will play a crucial role in providing oversight coverage for technology functions globally. You will be part of a skilled team dedicated to overseeing Compliance risk within the diverse group of businesses under Barclays Execution (BX) services. Your responsibilities will include offering expert compliance advisory, regulatory risk management, and governance oversight to support the BX business areas. Your role will involve implementing Compliance strategy aligned with Barclays" purpose to protect customers, clients, and colleagues, and promote trust and integrity in the financial system. The ultimate goal is to establish a wor...

. Job Purpose - Manage and oversee teams engaged in money laundering related alert data collection, analysis, and retention, via the review of transaction(s) generated by Actimize, manual systems, referred or otherwise, that have been raised within a related workflow, and writing a quality data analytics summary, at the direction of the Line Manager, or designee. - Under the management of the MBNY TM Unit Head, or designee, exercise Subject Matter Expertise in the management of multiple teams conducting Due Diligence research, relevant to cross-border wire transfers, as it pertains to adverse media, subscription-based intelligence sources, and open-source data sources, while understanding th...

We are hiring for OEM & Class Compliance Coordinator LSA/FFA Department: LSA-FFA (Life saving boats & Fire Fighting Applicanes Life boats,Life rafts Key Responsibilities: Monitor due dates and process renewals for OEM and class certifications. Coordinate with classification societies, OEMs, and flag administrations for audits and approvals. Maintain systematic records of approvals, renewals, and compliance documentation. Handle invoice processing for OEM and class-related activities. Maintain engineer-wise OEM attendance logs, deployment, and certification status. Support auditors during class and OEM inspections by preparing necessary files and data. Ensure adherence to compliance standards...

Role Overview The Accounts Payable Lead will oversee the end-to-end AP function for BusinessNext (India entity + global subsidiaries: US, Canada, Dubai, Singapore). The role requires strong technical expertise, process discipline, and people management skills to ensure accurate, timely payments, compliance, and process efficiency . Key Responsibilities Manage end-to-end AP operations : invoice processing, vendor payments, reconciliations, and month-end close. Ensure statutory compliance (GST, TDS, withholding taxes) and local requirements for subsidiaries. Handle multi-currency, cross-border vendor payments and support treasury in cash flow planning. Lead, guide, and review work of a 45 memb...

The Commercial Manager is responsible for overseeing store operations, managing inventory, handling cash and financial processes, ensuring store presentation, and supporting customer service, while working closely with the Store Manager to ensure smooth daily operations. Key Responsibilities : Manage daily store operations, including opening/closing and staff scheduling. Oversee inventory control, stock replenishment, and product displays. Handle cash management, ensuring accurate cash handling and daily reports. Ensure the store is well-organized, clean, and visually appealing. Support customer service, helping resolve complaints and returns. Ensure compliance with safety and health regulat...

Position: Senior Accountant Location: Kolkata Full time permanent position Experience: 6 to 8+ years Qualification: CA/MBA in Finance/M.Com./B.Com. JOB DESCRIPTION : Should have at least 6 to 8+ years work experience in handling Accounting and Compliance operation in MNC. Working experience in multi-currency accounting environment is preferable. Must have work experience in SAP / Oracle / any other ERP environment. Must be conversant with advance excel applications and presentation. Manage day-to-day accounting operations and ensure that backup in place for every critical operation. Understand the internal accounting corporate policies and maintain existing policies Prepare monthly and quart...

What is the Regulatory Compliance Team responsible for? This role will be responsible for leading a high-performing team that supports regulatory compliance functions across multiple global regions. The ideal candidate will bring a strong background in compliance operations, people leadership, stakeholder management, and operational excellence in a global environment#MID_SENIOR_LEVEL What are the responsibilities for? We are seeking an experienced and dynamic Regulatory Compliance Leader to join our Global Capability Centre (GCC). Key Responsibilities: Team Leadership & Development: Directly supervise and mentor a team of compliance professionals within the GCC. Foster a high-performance cul...

We are seeking a highly experienced Principal Consultant - FSI-GRC with a deep understanding of financial services and in-depth expertise in Governance, Risk, and Compliance. This role involves working on complex business consulting engagements, developing creative solutions, and driving significant business results for clients. Skills Required Governance, Risk & Compliance (GRC) Domain Expertise (30%) : Complete understanding and hands-on experience in one or more areas such as Regulatory Compliance and reporting, Anti-Financial Crime, AML, KYC, Customer Due Diligence, FRAUD, Sanctions screening, Transaction Monitoring, Trade Surveillance, Control Room, GRC, Regulatory Audits and Assessment...

We are seeking a highly experienced Principal Consultant - FSI-GRC with a deep understanding of financial services and in-depth expertise in Governance, Risk, and Compliance. This role involves working on complex business consulting engagements, developing creative solutions, and driving significant business results for clients. Skills Required Governance, Risk & Compliance (GRC) Domain Expertise (30%) : Complete understanding and hands-on experience in one or more areas such as Regulatory Compliance and reporting, Anti-Financial Crime, AML, KYC, Customer Due Diligence, FRAUD, Sanctions screening, Transaction Monitoring, Trade Surveillance, Control Room, GRC, Regulatory Audits and Assessment...

Azurity Pharmaceuticals, a specialty pharmaceutical company committed to serving underserved patients, is seeking a dedicated and experienced Global Director of Compliance Operations. In this role, you will lead the operational execution of the global compliance program, ensuring adherence to laws, internal policies, and industry standards. Your strategic oversight will help foster a culture of compliance, mitigate risks, and support business objectives across all regions. As the Global Director of Compliance Operations, you will be responsible for various key areas, including operational leadership, compliance program execution, global governance and risk management, cross-functional collab...

The ideal candidate for the Regulatory Reporting Analyst position at Stripe will be responsible for supporting the regulatory reporting program for Stripe in NORAM and LATAM. You will be accountable for the timely submission of in-scope reports for the regulated entities in the region and ensuring the overall effectiveness of the program. Your role will involve partnering with regulatory legal and compliance teams to understand and document Stripes" regulatory reporting requirements. You will need to ensure that these requirements are actionable with Stripe's existing data and engineering teams. Additionally, you will be the first point of contact to address any queries from the data team an...

Job Responsibility - Inspection Ordering: Order property and casualty inspections based on underwriting guidelines. Identify exposures, hazards and any underwriting concern to assist underwriters Assign inspections to appropriate field inspectors or third-party vendors. Track inspection progress and ensure timely completion. Liaise with underwriters, agents, and inspectors to clarify inspection requirements. Maintain accurate records of inspection orders, calculate replacement cost, reports, and follow-ups. Review inspection reports for completeness and escalate discrepancies. Ensure inspections meet regulatory and company standards. Monitor performance and provide feedback for improvement. ...