Vice President- BX Business Oversight Compliance Technology

8 - 12 years

0 Lacs

Posted:1 day ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As the Vice President- BX Business Oversight Compliance Technology at Barclays, you will play a critical role in providing oversight coverage for Barclays technology functions globally. You will work within a highly skilled and dedicated team to oversee Compliance risk within the diverse group of businesses comprising Barclays Execution (BX) services. Your responsibilities will include offering expert compliance advisory, regulatory risk management, and governance oversight to support the BX business areas. Your role is crucial in implementing the Compliance strategy aligned with Barclays" purpose of protecting customers, clients, and colleagues, promoting trust and integrity in the financial system, and delivering the vision of a world-class influential Compliance function known for its proactivity, deep expertise, and data-driven insight. To be successful in this role, you should have a strong technical understanding and product-related knowledge of regulatory compliance systems, reporting tools, and financial services products governed by UK and global regulatory frameworks. You must possess strong knowledge of Compliance policies related to Customer Protection, Privacy, Conduct, and regulatory compliance. Your ability to assess complex regulatory matters independently, manage Technology functions from a risk and control perspective, and execute change-management initiatives with regulatory impact is essential. Additionally, proficiency in communication, analytics, decision-making, and managing senior stakeholders and compliance teams is crucial. Proficiency in Microsoft Office tools is also required. Valued skills for this role may include expertise in Compliance operations and business activities, technical proficiency in regulatory platforms and tools, professional certifications (e.g., ACAMS, ICA, CIA, CISI), experience with regulatory reporting systems, and strong commercial awareness. A degree in Law, Finance, Risk, or a related field is preferred. Your role will involve identifying and assessing compliance risks, investigating potential market abuse, conducting compliance risk events or breaches investigations, implementing compliance policies in line with regulatory requirements, and collaborating with relevant functions to facilitate a comprehensive approach to compliance and risk management. You will also be responsible for contributing to strategy, managing resources and budgets, maintaining policies and processes, and driving continuous improvements. As a Vice President, you are expected to advise key stakeholders, manage and mitigate risks, demonstrate leadership and accountability for managing risk, understand the organization's functions to contribute to business goals, collaborate with other areas, and create solutions based on analytical thought. You are also expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as demonstrate the Barclays Mindset of Empower, Challenge, and Drive in your behavior. This role is based in the Pune office at Barclays.,

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Barclays logo
Barclays

Financial Services

London

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